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The Health of Science

Posted: 05/29/2012 4:08 pm

How healthy is science today? Well, the report is mixed. On one hand, we are witnessing tremendous scientific progress. We often take past achievements for granted -- cell phones and GPS, the explosion of the digital revolution, the eradication of smallpox, jet planes and the green revolution, which has greatly reduced the likelihood of famines. There are new targeted drugs to treat cancer and HIV infection, rovers exploring Mars, and progressive decoding of the genomes of life. On the other hand, science is showing signs of stress and even outright dysfunction. We must get the scientific enterprise back on track.

Among the general public, science faces increasing skepticism from individuals who either do not understand its methods or do not like its conclusions. Witness the acrimonious debate about global warming, recurring efforts to keep evolution out of school textbooks or controversy over the need for universal vaccination.

Throughout the world, most basic research is supported by public funds, but these have become scarcer at a time of global economic crisis. Only eighteen percent of grant proposals submitted to the National Institutes of Health, the main government research funding body in the United States, are approved -- down from around thirty percent in the 1980s. Federal investment in research and development as a percentage of GDP has continued to decline to historically low levels (the economist Paula Stephan has noted that we now spend almost twice as much on beer as the government spends on research). Other concerns include increasing regulation of scientific experimentation, an imbalance in the scientific workforce such that many young scientists cannot find jobs in science and deteriorating infrastructure as obsolescent equipment and facilities are not replaced.

The current wonders of science are a result of investments made by prior generations who bequeathed us knowledge for our use and well-being. It is now our challenge to ensure that the pace of knowledge is maintained so that future generations have the tools to deal with the unique challenges they will face.

There are also serious problems within the scientific establishment itself. The reward system in science is based on an ancient winner-takes-all economic model that fosters competition while also creating losers. Society benefits from this competition as scientists race to solve problems but competition that becomes too fierce can also have unhealthy consequences. In sports, disproportionate rewards to winners have triggered doping scandals. In science, the goal of a prize, a grant, or a job can occasionally lead scientists to take shortcuts and wade into a cesspool of misconduct.

Before discussing this topic further, let us first make clear that we believe the overwhelming majority of scientists to be hardworking and honest individuals who are principally motivated by curiosity about the natural world and a desire to use their expertise for the benefit of humanity. But even a few individuals engaging in misconduct can do great damage, especially when they work in areas of enormous importance to society such as autism, cancer, and aging research. Such scandals are highly visible and can serve to erode public trust in science.

A measure of the health of science may be found in the rising number of retracted scientific papers. There are convincing data to indicate that this number has been rapidly increasing in recent years and that a large substantial proportion of these retractions are due to misconduct. We recently published two editorials in Infection and Immunity, and presented at the March 27 meeting of the National Academies of Sciences committee on science, technology and the law.

To an optimist, the increasing rate of retractions can be seen as evidence that science is self-correcting and that it ferrets out miscreants. However, the number and the consequences of retractions are anything but a cause for optimism. Each retraction represents a tremendous waste of money, human resources, and prestige, and some have even misdirected the course of science. Moreover, retracted papers represent only a fraction of flawed studies, and there is ample reason to fear that the stresses and perverse incentives that occasionally lead a few to commit misconduct are also discouraging scientists from pursuing high-risk ideas that might lead to revolutionary breakthroughs and engendering biases that can undermine the credibility and reliability of scientific literature.

The critical importance of science to humanity, along with evidence that this endeavor is under increasing stress, suggests the need for a renewed dialogue among scientists and with the society that they serve on how best to improve the scientific enterprise. We have tried to jump-start this discussion by proposing a set of reforms regarding the culture of science, the methods by which scientists work and train, and the structural foundation of societal support for science. Consideration of reforms involving culture and methods will principally take place within the scientific community, but structural reforms that involve the stabilization of research funding and creation of new opportunities for young scientists will require engagement with and support from the larger society.

We call for nothing short of a major reformation of the scientific enterprise.

Humanity faces major challenges in the 21st century, including climate change and other environmental degradation, population growth, increasing morbidity from chronic illnesses and emerging infectious diseases, rising demands for energy, epidemic obesity and malnutrition, and the information explosion that has accompanied the digital revolution. Although each of these problems has political dimensions that can ameliorate or aggravate their consequences, ultimate solutions lie in the scientific realm.

As working scientists, we continue to believe that science represents humanity's best hope to address its most serious challenges. We are not so naïve as to believe that a call for reform by itself will lead to reform. As Machiavelli dryly warned, "There is no more delicate matter to take in hand, nor more dangerous to conduct, nor more doubtful in its success, than to set up as a leader in the introduction of changes." However, many great reforms throughout history have started as a conversation among concerned citizens. The health of the scientific process is sufficiently important to the future of society that we have no choice except to try.

The opinions and recommendations are those of the authors and do not reflect the views of their affiliated institutions, Albert Einstein College of Medicine, University of Washington or American Society for Microbiology.

 
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How healthy is science today? Well, the report is mixed. On one hand, we are witnessing tremendous scientific progress. We often take past achievements for granted -- cell phones and GPS, the explos...
How healthy is science today? Well, the report is mixed. On one hand, we are witnessing tremendous scientific progress. We often take past achievements for granted -- cell phones and GPS, the explos...
 
 
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08:51 PM on 06/12/2012
The "scientific enterprise" is currently being undermined at the lowest level, grades 1 through 12. Example: Parents are challenging teachers, and objecting to their children being taught about such issues as those listed above beginning with climate change. If you think currently there are problems with the "culture and methods" what do you think these problems will be in the next generation of scientists--will retractions increase? Will there be any intelligible works published at all? I would suggest that the priorities (PhD or grade school) need to be seriously reconsidered by scientist at this time in American culture.
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mikeholloway
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01:24 PM on 05/31/2012
In order to get a healthy research enterprise that attracts the caliber of applicant the system needs there must be fewer PhDs graduated. And yet the number of science graduate programs continues to grow, and we're facilitating this by directly funding graduate programs.

Just consider for a moment that the reason the scientific research and biotech communities keep insisting that the ratio of new PhDs to entry positions must be kept high is so they can obtain high caliber applicants. But the "best and the brightest" look at the writing on the wall while still undergraduates and decide to not stick their foot into the bear trap. The result is that applicants to graduate schools and biotech firms "aren't what they used to be in my day", etc, and a high volume of PhDs really is necessary to get the high caliber applicants.
What if instead there were clearly satisfying career options for most PhDs; a better balance between applicants available and positions? Then undergraduates would see the sense in entering research graduate schools and the programs would get more of the "best and brightest".
That scenario can't happen with the current exponential growth of PhDs. Consider: a researcher needs to graduate many additional PhDs in order to fuel their research effort. The work is very labor intensive in life sciences, and has to be done cheaply. This necessarily produces an exponential growth in new PhDs. This is self defeating. No one wins in the status quo.
03:37 AM on 06/01/2012
Again you fail to consider that most PhDs are NOT being groomed for academic research positions but for industry. Without them there is no innovation. One can't do medicinal chemistry without a PhD chemist.

You don't get better research by creating fewer PhDs. All you get is pharmaceutical companies leaving the country to find the PhDs they need.

That we have "too many smart people and not enough farmers" is an age old boondoggle that didn't work for Stalin and Mao, either.
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mikeholloway
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10:17 AM on 06/01/2012
Ok, I understand the problem now. Semantics. By "life sciences" I don't mean chemists. Yes, I imagine that their job prospects are better than, say a cellular and molecular biologist. But if there's any centralized planning going on here its in facilitating the exponential growth of life science PhDs in order to maintain a large pool of applicants.
And no, in the 30 years I've been around academic research (in the life sciences mind you) I've seen zero grooming for industry. Occasional talk about it yes, but actual training, no. Also mixed in that empty rhetoric is talk about "unconventional career options" in patent law and teaching. Never mentioned is the fact that patent law firms need people with a law degree. Schools, at least public schools, can't take you unless you have an education degree. Private schools aren't too happy with you either without an education degree. Bioinformatics? Same. You need a computer science degree. The PhD in research is a waste of time for any of those careers, and will actually be viewed as a negative by some potential employers. So I don't doubt that there are some ethical and conscientious grad programs out there that actually care about their students getting a job after they graduate, but for the most part large numbers of grad students and postdocs are there strictly for cheap labor. The result is not in the best interest of US academic research or biotech.
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08:41 AM on 05/31/2012
I recently read an article I suppose it funded research where the title reads as I recall, Research shows women become agitated when denied liquids. The article then goes on to mention that when dehydrated women become agitated.

I can't think of anything that is not agitated when approaching dehydration. This kind of work has a negative effect on the business of science in general.
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08:13 AM on 05/31/2012
Dr's Fang and Casadevall. Thank you for posting this article on HP with this examination of the status of science. You say, "Among the general public, science faces increasing skepticism from individuals who either do not understand its methods or do not like its conclusions".
I think this is trivializing a complicated matter that turns on the idea that science is thought to be self correcting. Nothing could be further from the truth. Where monied interests whether corporations are tethered to competing scientists for research funds, things can and do go awry. For instance our experience with the scientific community has been upended by these aforementioned competing forces. These two paragraphs best sum up the scenario and these are not isolated incidents.

http://members.ebay.com/ws/eBayISAPI.dll?ViewUserPage&userid=bccmeteorites
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mikeholloway
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12:42 PM on 05/31/2012
" science is thought to be self correcting"

Its not "thought" to be self correcting. "Science is self correcting" meaning "The research community itself discovers, adjusts, and responds to errors and fraud." is just a statement of fact. No one else does it. Its not the answer to the question "Are errors and fraud efficiently and thoroughly dealt with in the primary liturature?" and, to the extent that anyone knows, the answer is "Yes". Papers are withdrawn, and research directions die on the vine, not because of any contribution of The Creationism Research Institute, or some such outsider, but because researchers themselves discovered problems.
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09:26 AM on 06/02/2012
Can you give an example of a researcher voluntarily withdrawing his/her work?
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03:33 PM on 05/30/2012
Yes "We must get the scientific enterprise" "on track." But surely not "back on track"? Despite the hyperbole, it has never really been on track. The history goes right back to at least the 19th century and the extent of the problem has since been greatly compounded. In Canada, we formed CARRF (Canadian Association for Responsible Research Funding) in the 1990s, but to no avail. The magnitude of the problem, with some suggestions for reform, are set out in my book "Tomorrow's Cures Today? How to Reform the Health Research System" (2000). Donald Forsdyke
11:31 PM on 05/30/2012
Everybody knows how to reform healthcare. That's not the problem. The problem is that there are absolutely no political majorities to be had for such a move.
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07:46 AM on 05/31/2012
True.
cosmicdart
paragon of paradigms
04:09 AM on 05/30/2012
How does a PHD in a mostly unknown area of pure science get a grant of one million dollars a year to do research that may not pay off for one hundred years? We never know were a line of research may bring us from the get go. The Scientific Method has been the cornucopia of human technology for the last five hundred years, and we'd still be living in the Dark Ages without it. If only the ancient Greeks had done scientific research on Hero's first century BC steam engine to improve it, the industrial revolution would have begun a thousand years ago, and by now we would all be speaking Greek and shooting for the stars, but the Greeks had mystical fish to fry back then so they let their Natural Philosophers die on the vine of human advancement in the name of superstition and blind authoritarianism.
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mikeholloway
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10:46 AM on 05/30/2012
"How does a PHD in a mostly unknown area of pure science get a grant of one million dollars a year to do research that may not pay off for one hundred years?"

Less and less likely. The NIH is shifting more of its money to "translational" research and away from basic research. Teaching hospitals are unabashedly telling their basic science researchers that they either get into "translational" research right now or face early retirement. You would have hoped that so many supposedly smart people wouldn't be so stupid.
11:37 PM on 05/30/2012
There is nothing stupid about that, as there is less and less money for "translational" research available in industry and from the VC community. If we want to keep the pipelines flush, we will have to shift later stages into the basic research area. And there is nothing wrong, with that, either, as long as there is a healthy balance between the two.

In the end it is likely, anyway, that most orphan disease research will have to be done with grants from either the public or super-angels. The VC model is broken and much of big pharma is setting their hopes on re-formulation plays and line-extensions rather than on breakthrough research.
11:34 PM on 05/30/2012
"How does a PHD in a mostly unknown area of pure science get a grant of one million dollars a year to do research that may not pay off for one hundred years?"

They won't. But then, they never have. That's not how the system works. You don't apply for a million dollars right away. You apply for maybe $25,000 or $50,000 and prove that part of your idea works. Then you apply for a larger grant and do more research and you prove that you know what you are doing. Eventually, maybe a decade, maybe two decades later, you can form a large research collaboration that can apply for a hundred million dollar grant, or more.
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mikeholloway
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12:35 AM on 05/30/2012
Thank you for touching on the problem of young scientists finding jobs (btw, old scientists are having trouble too), but I would like to hear why limiting graduate student programs is not highlighted in your article and at the top of your recommendations. There is no PhD shortage, despite the completely cynical biannual publicity to the contrary. The Malthusian nightmare of having way too many PhDs chasing the essentially the same number of funding dollars has been going on for 25 years now and is the source of all the ills you've listed and more. Someone has to step up and point out the blindly obvious: that the master-apprentice model of doing research is no longer working. We need graduate program birth control and a much more collaborative model of conducting research.
02:43 AM on 05/30/2012
We don't just need PhDs for publicly funded research. Industries that create new technologies requires enormous numbers of scientists with PhD level education. In the past American companies were importing PhDs in massed into the US. Today they are exporting their research needs to countries that have these PhDs.

The more we limit the output of PhDs in this country, for whatever reason, the faster our high tech industries will take their business off-shore.
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mikeholloway
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10:37 AM on 05/30/2012
You seem to be stating that there's a shortage of PhDs and therefore companies have to import them. Horse hockey. Just speaking for the life sciences (sorry), biotech in the US has upwards of 60 qualified applicants for every position that opens. Even sales positions are very competitive with plenty of PhDs. There is no shortage of life science PhDs in either academia or technology. Biotech companies import PhDs because they're convinced that they'll be less demanding and more productive than US PhDs, and by having a large excess of native applicants they get the cream of the crop at reduced prices. The PIs will keep cranking out large numbers of new PhDs because this is how they build their own careers. They need an army of low paid to no pay workers. That's what I meant by "cynical". Every couple of years there'll be another publicity push from the people benefiting from this misery claiming that there's a PhD shortage. They really don't give a damn about the future of research.
This is all aided and abetted by direct funding to graduate programs. This has to stop. If a PI can't afford to feed, shelter, and cloth their grad students then they shouldn't have them.
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07:49 AM on 05/31/2012
Well said.
08:21 PM on 05/29/2012
No offense, but "science" in general and life sciences are very different matters, indeed. While I believe that some of the analysis here is, at least at the core, correct (and some is just pure nonsense, like the comparison of non-normalized fractions of supported grant applications), the problem that life scientists face are fundamentally different from those in e.g. physics or space sciences, which, I am sure, are again different from those the geologists have to deal with.

And even within physics, which I personally happen to know about, the problems of the solid state physics community are very different (and probably a lot closer in kinds of issues found in life sciences) from those of high energy physicists and astronomers.

So I think that a much more detailed analysis by a panel of scientists from different disciplines, would paint a much clearer picture, than the attempt to look at all of science from a rather unique (and very well funded!) perspective.

In any case, if someone were to speak about "science in general", it should probably be someone from the physical sciences community who can actually identify gps, cell phones and jet aircraft as products of TECHNOLOGY, rather than science proper.