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Jerome Karabel

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Grand Illusion: Mobility, Inequality, and the American Dream

Posted: 10/02/2012 4:23 pm

Not since 1964, when Barry Goldwater challenged Lyndon Johnson for the presidency, have the Republican and Democratic parties been in such fundamental disagreement on the matters of both policy and basic values. Yet the parties are in total agreement on one issue: that America is uniquely the land of opportunity, the place where people of humble origins can -- by dint of hard work, ambition, and sheer grit -- go as far as their abilities will take them.

But this cherished view of America is now a myth. The reality is in fact quite the opposite: Family origins matter more in the United States in determining where one ends up in life compared to other wealthy democratic countries.

This is a recent development. Studies of social mobility as far back as the 1950s and 1960s showed that rates of movement in the United States were generally comparable to other developed countries. This finding itself challenged the longstanding image of America as exceptionally open, but it is a far cry from today, when the United States rates at or near the bottom in comparative studies of social mobility.

To take just two examples, a study by Jo Blanden and colleagues at the London School of Economics found that a father's income was a better predictor of a son's income in the United States than in seven other countries, including Germany, Canada, and the United Kingdom. And a review article by Miles Corak at the University of Ottawa, based on 50 studies of nine countries, found the United States tied with the United Kingdom as having the least social mobility, trailing not only Norway and Denmark but France, Germany, and Canada.

To judge by the speeches at the Democratic and Republican conventions and by the party platforms, both parties are fervently committed to the American dream and to the vision of the United States as a uniquely open society. In his speech at the Republican National Convention, Florida's Senate candidate Marco Rubio declared that there "was no limit how far I could go because I was an American." Striking a similar theme in his keynote address at the Democratic National Convention, San Antonio mayor Julian Castro proclaimed that "America is a country like no other, a place where great journeys can be made in a single generation."

But the reality is that fewer such journeys take place in the United States than in other wealthy democratic countries. In a six-country study of the income of fathers and sons, children who were born into the bottom 20 percent of the income distribution had a lower chance of rising in the United States than in any of the five other countries, including the United Kingdom. Contrary to the Horatio Alger myth, the United States placed dead last in the percent who climbed from the bottom 20 percent to the top 20 percent.

Unfortunately, neither the Democrats nor the Republicans show any signs of addressing the underlying source of the problem: the extremely high levels of poverty and inequality in America. The starkly different life situations that separate rich and poor in the United States are utterly incompatible with the idea of equal opportunity that Americans, both conservative and liberal, value so highly.

While a society with high levels of inequality could in theory also be a highly fluid one, the reality is that the more egalitarian countries (for example, Sweden, Norway, Denmark, and Finland) also tend to be the societies with the highest rates of social mobility. Conversely, societies that are highly unequal (the United States and the United Kingdom come to mind) exhibit the lowest rates of social mobility. To be sure, the relationship is not perfect; Canada, for example, combines very high rates of mobility with an average level of inequality. But overall, the connection between high levels of inequality and low levels of mobility is undeniable.

But can anything be done to bring the vision of the United States as the land of opportunity -- one that is so central to America's national identity -- closer to reality?

First and foremost, the issue of poverty -- virtually invisible in the current presidential campaign, despite the fact that the United States has by far the highest poverty rate of any wealthy democratic country -- must again be placed on the national agenda, exactly half a century after Michael Harrington put poverty at center stage in his classic work, The Other America. Yet deep poverty remains a formidable obstacle to equality of opportunity, and it should be a national scandal that more than 46 million Americans -- including 16 million children -- remain in poverty in the world's wealthiest country.

Beneath the problem of poverty lies the broader issue of growing income inequality, now at its highest level since the 1920s. This growth in inequality is not simply the inevitable product of globalization or the increasing premium placed on skill in a post-industrial economy, for inequality has not increased nearly as much in other advanced societies subject to the same forces. Instead, the greater increase in inequality in the United States is, at least in part, a consequence of a series of political choices, including policies on taxes and deregulation, that are quite different from those adopted by other countries. If Americans really want more social mobility, they must choose policies that counteract rather than reinforce the growth of inequality.

At the same time, those committed to greater equality of opportunity also need to address disturbing trends in American education that have undermined its historic role as an engine of opportunity. Not long ago the world leader in the proportion of young people graduating from college, the United States has now fallen out of the top 10. Coinciding with this decline has been an extraordinary increase in student debt, which has passed the $1-trillion mark and now exceeds the total credit card debt of the United States. In no other advanced country is college so expensive or so dependent on parental resources.

Yet even in a postindustrial society, not everyone will attend college. Many of our peer countries (who are also our competitors in the global economy) have assisted the large non-college-going segment of the labor force by adopting active labor market policies, including the provision of apprenticeship programs and extensive specialized training. Of 16 OECD countries, the United States places last in the percentage of the GDP expended on such training.

So the United States now finds itself at a crossroads: still fervently committed to the American dream, but unwilling to adopt policies that would promote its realization. Put simply, Republicans and Democrats alike want something they cannot have: a society of unsurpassed opportunity to rise, regardless of family background, while tolerating exceptionally high levels of poverty and inequality. Such a society does not -- and cannot -- exist. In this presidential season, it would be bracing indeed if someone would recognize this or, better still, propose a concrete program to revive the beleaguered American dream.

 
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Not since 1964, when Barry Goldwater challenged Lyndon Johnson for the presidency, have the Republican and Democratic parties been in such fundamental disagreement on the matters of both policy and ba...
Not since 1964, when Barry Goldwater challenged Lyndon Johnson for the presidency, have the Republican and Democratic parties been in such fundamental disagreement on the matters of both policy and ba...
 
 
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06:22 AM on 10/10/2012
Here's another hypothesis:
China will have universal health care for basically free (except for moderating fees) before the US
05:48 PM on 10/09/2012
Richard
I mean if ther is no growth very hard to combat poverty

Then about Sweden let me rephrase, if it had not pursued its path toward more social equity it would have remained a much more inequal society ( like the US is today), and Sweden would not have become one of the place with the highest widely distributed wealth amongst its citizens, but would have still been very poor as it was 150 years ago, Ireland type of poverty at that time
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Richard Bartholomew
My micro-bio isn't empty.
09:23 AM on 10/10/2012
'I mean if ther is no growth very hard to combat poverty'

I would venture to suggest that it's pretty hard to combat poverty with growth too.

'Then about Sweden let me rephrase ...'

OK, you can certainly make those claims. However, credibly supporting them with well-researched, well-documented facts and sound arguments would be a Herculean task. As it stands, I could with just as much (or rather, as little) justification insist that if Sweden's dear elected representatives hadn't pursued their path toward more social equity, Sweden's citizens would have become a much more ethical society (unlike the US is today); Sweden would have become one of the countries in which wealth most justly distributed amongst its citizens, and would not have been as unjust as it was 150 years ago, monarchical-type of injustice at that time.

While it feels good to make such claims, you're not accomplishing much more than flogging the converted. I prefer to stick to topics that are reasonably subject to validation or falsification after doing some research.
08:33 AM on 10/09/2012
One hypothesis:
Societies who feel there is a minimum level below which no one should fall ( safety net) may have had higher taxes, but may have avoided the hidden "external" costs which come when 40% of the population is poor, don't have free health care, quality schooling, social program to help all 100% of the population start off on the same level. Having the 1 % grabbing the most as in the US, Brazil or India might not be the smartest way to go in our knowledge society, globalized and technological world!
Just an hypothesis!
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Kevin Boers
I'm a dinosaur
05:15 AM on 10/04/2012
"The starkly different life situations that separate rich and poor in the United States are utterly incompatible with the idea of equal opportunity that Americans, both conservative and liberal, value so highly."

Isn't the above comment contradictory, if both sides, as you say, highly value "equal opportunity" how do we end up with this result? It can only be for one reason: despite the rhetoric they do not believe in equal opportunity for all.

What you also fail to mention is that the same thing is occurring in other countries to a greater degree than the fifties and sixties just, maybe, not to the same degree as the US. Interesting omission.
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spinotter11
Spinning through life and trying to understand it.
03:55 PM on 10/03/2012
"still fervently committed to the American dream, but unwilling to adopt policies that would promote its realization"

In what sense is the United States of America committed to this dream if it is unwilling to do anything to make it a reality?
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Romeover
Civilization is for weaklings.
04:56 PM on 10/03/2012
The powers that be are committed to keeping it a dream. Gotta give the masses something to dream about.
03:18 PM on 10/03/2012
Social upward mobility came to screeching halt in the US with the power grab of the 1% oligarchy following the installation via a stolen election of the worst autocrat in the White House in a generation, Bush 43. The oligarchy slammed the door on upward mobility, they believe they shouldn't have to share the 65% of the GDP they are taking from our gutted economy with that other 98-99% riffraff. Now it's pointing in the downward direction.

A close look at the disproportionate tax code & inheritance laws here provide clear indicators that there is now an embedded socioeconomic caste system in America.
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Romeover
Civilization is for weaklings.
04:56 PM on 10/03/2012
It started earlier, with Reagan.
02:02 PM on 10/03/2012
It's the old "government is what causes success" rant.

Nothing could be further from the truth. Government DROVE jobs out of country with regulations and high taxes ... then blames corporations for the losses.

We didn't want "dirty" industries ... remember?

Companies move to areas where there is less intrusion and support for business.

"When the leaves get to control the tree, the tree soon dies".
03:15 PM on 10/03/2012
You couldn't be more wrong. It is the corruption of that government by its elected officials by special interests that offshored those jobs without a penalty. And it was the lack of regulations & regulatory institutions not doing their jobs that brought down the global economy.
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Romeover
Civilization is for weaklings.
05:02 PM on 10/03/2012
No. Government sent jobs out of the country with low tariffs. The thieves pushed "free trade" on an ignorant populace, telling them that it would "be good for everyone". It isn't. The problem is that goods and money are free to move across borders, but people, specifically the low-wage workers in the Third World, are not. This causes the "race to the bottom" that we are seeing; for a few years we have a glut of imported goods that we pay for by neglecting and then selling off infrastructure, and finally by borrowing. The ones that caused the mess, the bankers and the international traders, get rich, while the people whose jobs they are taking, get poor.

And no, we don't want dirty industries. We want clean industries. We don't want slave labor, or child labor either. It's called "civilization", and it's a good thing.
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Karen G Villatoro
Just thinking...
12:52 PM on 10/03/2012
Social mobility returns the minute we hold one another accountable and start showing a little backbone. Why? Because social mobility used to depend on the integrity of our institutions, rewarding the very best people with more opportunities. However, our standards have been relaxing, our sights less vigilant. Integrity has fallen out of style, and we suffer the consequences of such apathy.
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aligatorhardt
Cut on the bias
12:18 PM on 10/03/2012
The people's issues have been pushed behind an all out pursuit of corporate profits at any cost. Our campaign finance system allows legal bribery of government.  The candidates are expected to favor their sponsors. With public campaign financing, the voters are the sponsors. With rules on adds there is no need to waste money on false smear campaigns or the ability to out advertise candidates to effectively " buy the vote ". The Presidential campaign alone has reached $2 billion in costs this year. Does that give us accurate and pertinent information to make our choices based on policies and experience?  See the expanded debate @ 8:30 pm Oct. 3 tonight.  Third Party Candidates to Join in Real Time on Democracy Now!’s Live Coverage of First Pres. Debate
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ogis
powerdown baby powerdown
03:15 PM on 10/03/2012
Thanks, I wasn't aware of DN's coverage.
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12:06 PM on 10/03/2012
We are still the country where hard work, clever thinking, and good choices will allow a person to be upwardly mobile in this country. However it is getting more difficult.

Socialism is a system that protects the old money elite by preventing people from acculiminating wealth. Also our one size fits all approch to education has failed by leaps and bounds.

What's needed is to reduce the amount of government oversight to the time of our parents and grand parents when it was possible to establish a business and grow that business as you grew trust with your customer base. Also our school system is still geared to teaching kids factory work on assembly lines. We need to move to individual instrustion with private schools, school vouchers, or corporate sponserships of our schools.
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spinotter11
Spinning through life and trying to understand it.
03:59 PM on 10/03/2012
You are part of the problem, I can see that clearly - "corporate sponserships of our schools" indeed. And by the way, you have misspelled the word "sponsorship." Did a corporation sponsor you?
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06:45 PM on 10/03/2012
No - that typo was because of an IED I took in Iraq.  Thanks for pointing it out for me.  I lost most use of my hand because of thet device, however with therapy I should be able prevent these in the future.
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UnknownSolider
04:54 PM on 10/03/2012
LOL, I bet you think that these are your own ideas........... We are effed so long as people like you vote for the wrong candidates.
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05:54 PM on 10/03/2012
I always vote for the right candidate.  Everyone else votes for the wrong one.
11:48 AM on 10/03/2012
'High levels of poverty and inequality' are only a symptom. The real gap is in skill, knowledge, and willingness to work.

Look at the illegal immigrants from Mexico. Many of them have only an 8th-grade education, most can't speak English, but when they come here they find jobs and get ahead. Why? They grew up in a society with no welfare.

We need to get the people at the bottom of our society to act aggressively on their own behalf to make money and get ahead. Nobody has improved his lot any other way. A social worker or a teacher can't hand it to you on a platter - you have to do it yourself.

Schools could certainly be improved, just by restoring discipline and requiring everyone to study and behave properly. But in our society, that isn't likely to happen.
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UnknownSolider
04:54 PM on 10/03/2012
Mexico has National Health Care
11:33 AM on 10/03/2012
"Put simply, Republicans and Democrats alike want something they cannot have: a society of unsurpassed opportunity to rise, regardless of family background, while tolerating exceptionally high levels of poverty and inequality. Such a society does not -- and cannot -- exist." But this game has constitutional validity and that is the absurdity of the situation since Americans have chosen to participate in this hypnosis.
11:28 AM on 10/03/2012
To start from "nothing" and "make it" you need to start from the bottom. This used to mean, you start with a low skill, physical job and earn enough to live and put a little aside to either get an education for you and your kids, or start a buisness of your own.
What is happening is labor, understood as what someone is worth with only his own two hands, is being severely de-valuated. This is mostly due to automation and cheap third world labor and their is no turning back. There is even prison labor to compete with now! The truth is we simply do not need that many people to create all the stuff we want and corporations can make people fight each other to get wathever low paying, back-breaking job they are willing to give.
On the other hand, what is actually gaining a lot of value is land, natural ressources (two things you can't usually get if you start from nothing) and I.P. (which you will need a good education and financing to get)
This is leading us to a world where most of the real wealth is inherited (land and ressources) and it is more and more difficult to break trough because the "natural" redistribution trough labor from the industrial era is ending and Amercians are allergic to any other kind of wealth re-distribution.
The scary thing is, nobody wants to seriously tackle this issue
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UnknownSolider
04:56 PM on 10/03/2012
good points
11:17 AM on 10/03/2012
The one (and most important) fact that is completely overlooked in these studies (and this article) is that people have a tendency (a very strong one as the evidence shows) to follow in the footsteps and/or examples of their parents.

The greatest indicator of poverty is the one-parent family.

71% of high-school dropouts come from a fatherless home.

82% of the US prison population is made up of these same high-school dropouts.

This is not a societal issue of not allowing mobility. This is an issue of people being selfish, making babies and not having a two parent family in which to raise the child and give that child a better chance at a fulfilling life.

All one has to do is a simple google search "how many one parent families in America are dropouts" and use those links to get to the almost uncountable number of studies which show the facts.
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televisionsets
It's the price you pay for living in a society
11:12 AM on 10/03/2012
"Beneath the problem of poverty lies the broader issue of growing income inequality, now at its highest level since the 1920s...the greater increase in inequality in the United States is, at least in part, a consequence of a series of political choices, including policies on taxes and deregulation, that are quite different from those adopted by other countries. If Americans really want more social mobility, they must choose policies that counteract rather than reinforce the growth of inequality."

The author made $131,975.04 in 2011, a wage that is supported by taxation and determined largely by policy.