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Joseph Nye

Joseph Nye

Posted: November 9, 2009 09:53 AM

Who Caused the End of the Cold War?

What's Your Reaction:

The end of the Cold War was a greater historical transformation than 9/11, but controversy persists about its causes. An article by Steven Erlanger in Monday's New York Times quotes the neo-conservative commentator Robert Kagan as saying that "the standard narrative is Reagan." But the standard narrative is misleading.

A greater portion of the cause belongs to Mikhail Gorbachev. Gorbachev wanted to reform communism, not replace it. However, his reform snowballed into a revolution driven from below rather than controlled from above. When he first came to power in 1985, Gorbachev tried to discipline the Soviet people as a way to overcome the existing economic stagnation. When discipline was not enough to solve the problem, he launched the idea of perestroika, or "restructuring," but the bureaucrats kept thwarting his orders. To light a fire under the bureaucrats, he used a strategy of glasnost, or open discussion and democratization. But once glasnost let people say what they were thinking, many people said, "We want out." By the summer of 1989, Eastern Europeans were given more degrees of freedom. Gorbachev refused to use force to put down demonstrations. By November, the Berlin Wall was pierced.

But there were also deeper causes. One was the soft power of liberal ideas. The growth of transnational communications and contacts helped spread liberal ideas, and the demonstration effect of Western economic success gave them additional appeal. In addition, the enormous Soviet defense budget began to affect other aspects of Soviet society. Health care declined and the mortality rate in the Soviet Union increased (the only developed country where that occurred). Eventually even the military became aware of the tremendous burden caused by imperial overstretch.

Ultimately the deepest causes of Soviet collapse were the decline of communist ideology and the failure of the Soviet economy. This would have happened even without Gorbachev. In the early Cold War, communism and the Soviet Union had a good deal of soft power. Many communists had led the resistance against fascism in Europe, and many people believed that communism was the wave of the future. But Soviet soft power was undercut by the de-Stalinization in 1956 that exposed his crimes, by the repressions in Hungary in 1956, in Czechoslovakia in 1968 and in Poland in 1981, and by the growing transnational communication of liberal ideas. Although in theory communism aimed to instill a system of class justice, Lenin's heirs maintained domestic power through a brutal state security system involving lethal purges, gulags, broad censorship, and the use of informants. The net effect of these repressive measures was a general loss of faith in the system.

Behind this, there was also the decline in the Soviet economy, reflecting the diminished ability of the Soviet central planning system to respond to change in the global economy. Stalin had created a system of centralized economic direction that emphasized heavy metal and smokestack industries. It was very inflexible--all thumbs and no fingers. As the economist Joseph Schumpeter pointed out, capitalism is creative destruction, a way of responding flexibly to major waves of technological change. At the end of the twentieth century, the major technological change of the third industrial revolution was the growing role of information as the scarcest resource in an economy. The Soviet system was particularly inept at handling information. The deep secrecy of its political system meant that the flow of information was slow and cumbersome.

Economic globalization created turmoil in the world economy at the end of the twentieth century, but the Western economies using market systems were able to transfer labor to services, to reorganize their heavy industries and to switch to computers. The Soviet Union could not keep up. For instance, when Gorbachev came to power in 1985, there were 50,000 personal computers in the Soviet Union; in the United States there were 30 million. Four years later, there were about 400,000 personal computers in the Soviet Union, and 40 million in the United States. According to one Soviet economist, by the late 1980s, only eight percent of Soviet industry was competitive at world standards. It is difficult to remain a superpower when 92 percent of industry is not competitive.

The lessons for November 9 are clear. While military power remains important, and Reagan's rhetoric played some role, it is a mistake for any country to discount the role of economic power and soft power.

 
 
 
 
 
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10:50 PM on 11/15/2009
"It is difficult to remain a superpower when 92 percent of industry is not competitive." Why hasn't non-competitive North Korea collapsed?
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Kache
Citizens, Unite!
11:22 PM on 11/15/2009
North Korea is a superpower??? Holy batdung Robin, call Spiderman and warn him.

But seriously - North Korea IS competitive. There are not many competitors selling nuclear and missle technology to their "customers". And that is their major - if not sole - trading commodity.
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OtayPanky
You're welcome
07:44 PM on 11/15/2009
If Gorbachev hadn't been in charge, would the Soviet Union have imploded? Sooner or later.

If Reagan hadn't been in charge, would the Soviet Union have imploded? Sooner or later.

But it's really hard to overestimate the role that these leaders had in the unfolding of history. It was really the fortuitous meeting of circumstances and personalities.
07:11 PM on 11/15/2009
The Beatles. I saw the documentary last night on Ovation.
09:13 PM on 11/15/2009
According to the PBS special, the Beatles were the driving force behind the cultural demise of Communism. It made a compelling case, that their music helped drive the generational wedge, that led to greater personal freedom and expression, which was denied by Communism.
06:20 PM on 11/15/2009
For me, the answer to that headline question has to be Willy Brandt.
From his incredibly moving gesture of humility in the Warsaw Ghetto to his (at the time) highly controversial “Ostpolitik” diplomacy towards the Eastern Bloc… he cut the first little hole in the wall during the Cold War.
Obama seems to be charting a similar course in international diplomacy, and taking just as much flak. (Brandt was also awarded the Nobel Peace Prize before his first term in office was even up… perhaps for similar reasons)
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horhay
Res ipsa loquitur
06:19 PM on 11/15/2009
I served in the U.S. Navy('87-'91) as the Cold War was coming to an end. It was strange to suddenly see our main adversary unravel and become non-threatening. It really put many of the officers and high-ranking enlisteds on edge because there wasn't a purpose to what many of us were doing without a superpower like the U.S.S.R. But as the Reagan presidency came to an end, Bush I kept the MIC happy by testing weaponry with invasions into Panama & later the 1st Gulf War.

During the Reagan years, I suffered from trickle down economics as many Americans did. The U.S. & U.S.S.R. were diverting much of their economy into military expenditures and citizens of both nation's suffered because of it. I never liked Reagan, but I see know that he truly believed that we had to win the Cold War. The MIC loved him for that, but when the Cold War finally did end they probably thought he went too far.

Reagan called the Soviet Union the Evil Empire. Then, almost magically, they became good capitalists , nearly overnight. It was the economy that ended the U.S.S.R. and that's what may end the U.S. When a nation's citizens are unemployed and starving, the populace begins to take matters into their own hands and their government becomes almost irrelevant.
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alumtrix
01:59 PM on 11/15/2009
I find it comical that Prof Nye uses the word "liberal" in the Soviets awakening. They already had a liberal policy. Healthcare, Production, and other economic means were handled by the gov't before the collapse just like Obama wants today. What he wants to say but can't due to his ideology is that it was a conservative movement that led to free enterprise and the people owning the wealth.

I agree with him that it took both Reagan and his policies and Gorby and his policies to make it happen. They both fed off each other although neither was doing it intentionally.

If Obama was smart, he would start drilling in the US today and drive the price of oil down to drown the Middle East. Of course this will never happen.
04:26 PM on 11/15/2009
Do you even know what the word "liberal" means?
Gasparilla
there is no clean coal
01:43 PM on 11/15/2009
The cause was a dysfunctional system that provided neither politcal nor economic benefits. It was doomed to failure. Reagan or not, it would have collapsed anyway.
12:06 PM on 11/15/2009
One major contributing factor of course was the enormous financial strain on Russia that finally caused the cave in. This is now happening to the U.S. courtesy of Osama Bin Laden who has managed to to push America into a financial tailspin. We have given so much power to one individual and do not even realize it, I presume exactly as he has planned from his little cave. When will we ever learn?
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bioluminescence
11:56 AM on 11/15/2009
Despite the comings and goings of hot wars and cold wars, one striking fact remains. The U. S. spends more on its military then every other country in the world combined. That includes the maintenance of more than a 100,000 military personnel in Europe where the so-called Cold War has long since ended.

Apparently our elected officials want us to be safe from every conceivable threat. Except, of course, our own health care system.
11:22 AM on 11/15/2009
What ever happened to the "Peace Dividend" we were supposed to get because the Soviet Empire collapsed under the weight of its own military and they were no longer a threat? The military-industrial complex worked overtime and came up with a perfect solution. They started an unwinable war with no purpose, no goals, no exit stragety and guaranteed to go on for decades with no resolution. It's called Iraq and Afganistan. The defense budget has soared from $400 billion a year to $700 billion a year. Those guys really know how to play their cards, don't they?
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wallyone
11:11 AM on 11/15/2009
None of my many friends in Russia think that Reagan had much to do with the collapse of the Soviet Union. Many are glad that Russia no longer needs to use its resources to prop up their former satellite economies.
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billygore2000
11:31 AM on 11/15/2009
Your friends are correct, on both counts.
10:40 AM on 11/15/2009
see Collapse of an Empire by Yegor Gaidar; the low oil prices caused the collapse of the wall and the Russian empire. Around 1988 Russia had hardly foreign currencies and the tax income on Wodka exceeded the income on oil export. Today Russia is saved by the increasing oil prices because it's a single income state. Obama has China to finance the USA; nobody wanted to finance Gorbachev.
I do not hope the united states will deintegrate as well due to the crisis.
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billygore2000
09:51 AM on 11/15/2009
Thank you, Professor Nye. My question is, why didn't the cold war end before Reagan was even elected? It was not unknown, in academic circles--or even intelligence circles--that the Soviet Union was decaying from within. Who or what was responsible for keeping the American public thinking, far longer than needed, that the Kremlin was Godzilla, not Barney? I grew up in that era. I remember bomb shelters. I remember jokes about Stalin and feeling glad he met his match in death. I was not yet ten the day that bastard died, when the cold war had warmed up considerably. Looking back, I'm surprised to have lived through it all only to end up admiring two "dirty Commies": Nikita Khrushchev and Mikhail Gorbachev.
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Kache
Citizens, Unite!
10:58 PM on 11/15/2009
I've read your line of reasoning before, from Russian economists. Even Putin has said as much about the role of oil prices in the 80s.

One of those economists claimed that the Saudis, who supported the Afghanistan Mujahideen against the Soviets, helped keep oil prices low to starve the Soviet war machine out of their Baku export profits.

But both of them answered Prof. Nye's question with a resounding - Paul Volker! As Fed chairman Volker purposefully caused the 81-84 recession to end stagflation by breaking OPEC's back - and succeeded. When Opec collapsed in 83 oil prices fell from today's equivalent of $120 a barrel to $25 a barrel. From there is slowly declined to the low of $10.70 in 1997.

One of them even made the argument that Reagan's star wars gamble to bankrupt the Soviets was laughable when you measured it against the effect that Lee Iacocca's K cars had on Soviet oil prices (Which is a take-off on Nye's excellent point that our economy can dance to the tune being played while the Soviets were stuck dancing to big band tunes right up until the end)

I wish I could remember who they were - but I have trouble remembering 20 character names that only have 2 vowels....
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Kache
Citizens, Unite!
11:15 PM on 11/15/2009
Opps! I meant for the one above this that to be a reply to Dirk Brouwer above.

But, in reply to your post billy -

We're about the same age. Until it happened, if someone had suggested that the Soviet Union would one day just fall down and not be able to get back up, we'd have thought them crazy - right? And yet it happened. Where else in history has an empire fell so suddenly, yet so gracefully? I don't think there is a parallel.
05:01 AM on 11/15/2009
It was magic. Just ask Aleksandr I. Solzhenitsyn.
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snesich
01:46 PM on 11/11/2009
Q: Who caused the end of the Cold War?

A: The Beatles

It's only becoming clear now. Seriously. Look at this:

http://www.bbc.co.uk/blogs/bbcmusic/2009/09/how_the_beatles_rocked_the_kre.html