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Mark Sunshine

Mark Sunshine

Posted: December 29, 2010 03:06 PM

Wall Street's Fatal Defect

What's Your Reaction:

The fate of Freddie Mac and Fannie Mae will be center stage in January when the Obama administration makes its required Congressional recommendations about what to do about the two companies. The stakes for homeowners and the economy couldn't be higher as the next Congressional session will determine if the U.S. has a private mortgage market or if, by controlling housing finance, government bureaucrats will be able to direct where Americans live and how much they pay for housing.

While the administration is trying to figure out how much is too much government intervention in the housing finance markets, it doesn't seem to be concerned with the underlying problems that shut down virtually all new issue volume in the private mortgage securities markets. As a result, administration proposals are doomed to fail until it acknowledges that radical mortgage finance reform is a prerequisite for the U.S. to break its dependency on Freddie Mac and Fannie Mae. Reform is needed to induce investors to buy newly issued non-government guaranteed mortgage backed securities.

According to the Securities Industry and Financial Markets Association, since 2006 new issue volume of private mortgage backed securities has dropped by more than 98% and in November came to an almost complete halt. In its place, Freddie Mac, Fannie Mae and the FHA are providing liquidity for most mortgages originated in the United States. When banks and other government insured depositories are included in calculations, the market share of mortgages that are directly or indirectly financed by the Federal government is virtually 100%.

The reason the private mortgage finance market died is that investors no longer trust Wall Street to originate, underwrite, package or service mortgages. Instead, investors are staging a buyer's strike and fleeing to the relative safety of government guaranteed mortgage securities. It doesn't matter what the underlying credit quality of mortgage pools are, investors just aren't buying.

It shouldn't be surprising to anyone that investors don't want to buy what Wall Street is peddling. Over the last four years losses in mortgage backed bonds almost took down the global economy.

But even with what has been reported since 2007, the news from the mortgage backed bond industry keeps on getting worse.

According to many industry experts, including the Congressional Oversight Panel, many private label mortgage backed bonds have a fatal defect. Of course, Wall Street disagrees and claims that the problem is a mere technicality and not very important. The "insignificant" defect that Wall Street is downplaying is that many mortgage backed bonds may not be backed by mortgages.

The last sentence was not a typo or a mistake of fact.

There is a serious chance that the issuers of many mortgage backed bonds lack ownership of the mortgages that are supposed to back their bonds. This dirty little defect has paralyzed the private mortgage finance markets and is a primary reason that new issuance of even private mortgage securities made up of loans to "A" quality borrowers and low loan to values has ceased. And, the problem seems to be ignored by the administration and regulators.

The defect occurred because it was too much of a paper work burden for Wall Street mortgage professionals to make 100% certain that they actually legally transferred mortgages to trusts that issued mortgage backed bonds. Instead of doing what generations of mortgage professionals had done before, the current generation of Wall Street geniuses decided to cut a few corners in the spirit of cost saving innovation.
Cutting corners when transferring mortgages to bond issuers isn't a good idea. If mortgages aren't transferred as expected, then mortgage backed bonds are close to worthless because they aren't actually backed by anything.

But it gets worse; flawed bonds are worth less than $0 to investors. Because of Wall Street's paper work errors, investors took what they thought were legitimate Federal and state tax deductions and paid taxes based upon the expected attributes of their investments. But, it turns out that they may not have been entitled to their tax benefits and as a result may face costly retroactive tax bills including interest and penalties.

The paper work problems in the mortgage finance and securities in industry are well known and well documented. The Congressional Oversight Panel's November 16, 2010 report titled Examining the Consequences of Mortgage Irregularities for Financial Stability and Foreclosure Mitigation provides an authoritative summary of the problem even though it reads like a cheap pulp fiction novel.

The Congressional Oversight Panel raises questions about the financial integrity of hundreds of billions of dollars of mortgage backed bonds and identifies a spillover effect on ordinary people who may be "unable to know with any certainty whether they can safely buy or sell a home." Even this week's report of continued falling home prices was predictable given fundamental title issues raised by the Congressional panel.

The Congressional Oversight Panel report concludes that "[t]he American financial system is in a precarious place" because of the private label mortgage securities issue.

While few experts believe that the economic nuclear winter profiled in the Congressional Oversight Panel report will actually happen, most experts agree that it is a more than remote possibility that "shoddy executed paperwork" will be a costly problem for investors and homeowners.

For its January Congressional recommendations to have any meaning, the administration needs to fix the private label mortgage backed securities problem and recognize that investors will continue to stay away from the market unless they are 100% certain that Wall Street abuses and errors won't reoccur.

The American public has a big stake in the administration's policy initiatives. Home price stability requires a vibrant and sound mortgage finance industry. Investors need to feel confident in the basic integrity of the bonds that they purchase. And, Wall Street decision makers that either made bad decisions or failed to supervise their subordinates need to be held accountable.

Without reform, protection and accountability, the administration's proposals will be stillborn and the U.S. will continue to be almost totally dependent upon the Federal government for housing finance. Maybe this time around Congress and the Administration will use common sense in their policy initiatives but I just don't plan on holding my breath waiting.

 
The fate of Freddie Mac and Fannie Mae will be center stage in January when the Obama administration makes its required Congressional recommendations about what to do about the two companies. The sta...
The fate of Freddie Mac and Fannie Mae will be center stage in January when the Obama administration makes its required Congressional recommendations about what to do about the two companies. The sta...
 
 
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10:51 AM on 01/08/2011
So who is going to jail for pushing homeowners into foreclosure and then appearing in court with no legal proof to do so? At least contempt of court charges are in order.

The loan servicers make a quick profit on all the fees. Easily $25,000 just from the homeowner.
04:03 PM on 01/03/2011
Simply put - then - the foreclosures involving those particular mortgages are FRAUDULENT. The Notes were NOT transferred - therefore the foreclosure mill filed FALSE AFFIDAVITS to foreclose a loan that was NOT LEGALLY SECURED by that property. The foreclosure mill attorney aided & abetted their client to defraud the Federal Gov & the consumer.

The foreclosure attorneys committed Fraud Upon the Court - because they claim to represent the Trust - but it did NOT own the Note thus was NOT and could not EVER become a bona-fide purchaser or holder in due course -so by contract specifically sections 2 (PSA) and else-where under the Representations & Warrantees submitted to the SEC. Worse the Trust "cannot" accept those Notes after the closing date and especially if the Note is defective i.e. IN DEFAULT. IT IS ALL A FRAUD & ILLEGAL!

Essentially, any judge allowing those foreclosures - LITERALLY gave that property to a complete STRANGER to the transaction. That stranger never PAID a nickel of its own money - did NOT own the Note - had NO LEGAL RIGHT TO THAT PROPERTY - were then PAID the mortgage insurance - default insurance - etc... CHARGED THOSE FAMILIES with HUGE (illegal) legal fees then illegally tossed those families to the street.

ALL while the only ones left BURNED were those homeowners that were sold an ILLEGAL MORTGAGE - then were ILLEGALLY FORECLOSED... The loans were never legally perfected and lacked proper recordation - making them VOID.

The more the Gov
10:16 PM on 12/30/2010
A good rational synopsis of one of the significant effects of the gamesters gaming with securities. They gamed investors, through gaming them gaming all who depend on investment, on both sides, out to mortgagers and borrowers, who depend on their mortgages and loans, and out to banks and lenders, who depend on funds to lend and to the institutions and pensioners and others who depend on investment incomes.

Starting from playing fast and loose with short-selling, the gamesters figured out they could play as gamblers, indexing to the markets, naked-short-selling, selling short without selling. Selling synthetic 'virtual shares', nothing really, just bets on books. They made book, used share quotes to show who were winners. From there they went to selling synthetic virtual-securities...

And then they went to selling to real investors, pretending their synthetic virtual securities real securities. That was what they needed the loosely run and lax-regulationed MERS computer system to facilitate, so that just by entering a synthetic security as a security they could make it appear a real one in the database.

A great Ponzi until it all collapsed and left all those only data-entry mortgages they'd securitized to securities. Data entries with no real properties...

Of course investors aren't going to buy horses there again, even if the dealers swear they're really real horses this time.

Honest investors avoid dishonest markets. It's one of the controls in free market systems, that make free markets function.
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realitytrumpsbull
Two 'alves of coconut!
10:16 PM on 12/30/2010
Soooo....what's it feel like, to be sitting on a pile of $12T worth of 'flash paper'? 

Big Sign: NO SMOKING

(flick, flick)
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comicpro
Stupid Should Be Painful
01:02 PM on 12/31/2010
BOOM!!!!!!!"Um excuse me but what the hell was that"? Joe Average investor we are sad to inform you but your retirement has been postponed till further notice while me and Buffy go to the Hamptons and spend our year end bonus. Sorry. Really.
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HUFFPOST SUPER USER
gerald4
licensed mechanical and electrical engineer
03:16 PM on 12/30/2010
Real wealth and the associated long term jobs are created and/or acquired ONLY when the members of a family (or a nation, city-state, island, tribe, etc.) plant, grow and/or harvest something of commercial value from the earth; extract something of commercial value from the earth; provide professional services (medical, legal, dental, engineering, architecture, accounting, land, surveying technology, etc.); collect payment for patent and copyright uses; manufactures or constructs something of commercial value that is consumable or permanently useful for rental income; and then trades, sells, leases or rents these items and/or services to parties outside of their family, in return for a net transfer of gold, currency or commodities from other parties outside of their family into their own family.

The members of that family can then reflect their real wealth and financial security with the net positive accumulation of grain, gold, cattle, jewels, land, buildings, hotels, casinos, factories, commodities and/or other marketable products for reserve use in times of emergency and/or also to raise the standard of living for the members of that family.

This accumulated wealth is then available to be taxed in order to create funds to spend for pork barrel projects, green projects, infrastructure projects, water & sewer, wars, streets, bridges, highways, welfare, unemployment, school teachers, policemen, fire fighters, and other government bureaucrat provided services.
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HUFFPOST SUPER USER
Muhtadi
09:34 PM on 01/05/2011
Capital is a 'tool' and financial markets (“Wall Street”) create a system to get it to where it is needed in order to generate “real wealth”. A global economy is dependent on access to capital regardless of how cool it sounds today to be in the “down with evil wall street!! What have they ever done for us!!?” crowd.

This reminds me of a classic scene from Monty Python’s Life of Brian

“All right ... all right ... but apart from better sanitation and medicine and education and irrigation and public health and roads and a freshwater system and baths and public order ... what have the Romans done for us?”
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gerald4
licensed mechanical and electrical engineer
03:15 PM on 12/30/2010
The Stock Markets are just rigged gambling Venues for the public to make gambling wagers (investments) in ownership of publicly traded companies, securities, loans, and other investment vehicles. Investors just lost some of value of their investments, and there is nothing wrong with this loss since the value was speculation over and above the Balance sheet value of the companies.

The investors should not have believed anything that their brokers told them about those or any other investments.

If you review almost any of the SEC filings (on the EDGAR database) you will find almost all of the sworn information filed with the SEC is extremely false, most especially when you get away from the "Blue Chip" stocks.

It irritates me when my banker refers to Banking, Stock Trading, Insurance and other financial businesses as "industries", since they do not create anything, except worthless paper (toxic asset) financial "products".

The Wall Street Stock Exchanges and Banks are essentially corrupt and should be allowed to close in Bankruptcy.

Wall street is too corrupt and inept to be salvaged. Stocks should be delivered to the registered owners.
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comicpro
Stupid Should Be Painful
04:44 PM on 12/30/2010
Your posts always make way too much sense. I have said for years that Wall street is all smoking mirrors with no tangible reality. they make it up as they go along and then when it goes boom they say "it will affect the whole financial market" and like chicken Little Washington falls in lockstep and uses our tax money to keep the lie and fraud going. We dont need Wall Street. We should get the same tax breaks for investing if we just put our money in a pool for mortgages for the housing industry. The interest charged on the loans coulf go back into the pool and be divied up to the particpants as :gains" on their investments. But of course that may make too much sense and the predators who now own that idea "fund managers and pension funds) charge a fee and take risks with that money. Oh btw fanned and thanks for the read. Thoroughly enjoyed it.
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gerald4
licensed mechanical and electrical engineer
12:11 PM on 12/31/2010
Thanks.

We need more comic relief today.

Incidentally, I have three bushel baskets full of recently created new financial products including a lots of CDOs, SIVs, ABSs, SPVs, VIEs, CPDOs, SiVs, derivatives, and other similar new toxic "financial products" for sale to you at a very good price. These products cost more than toilet paper to produce, are of first quality, and can be used as toilet paper if you are not too sensative. These products can be yours at a price much lower than the same retail price per pound of toilet paper if you are interested.
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HUFFPOST SUPER USER
gerald4
licensed mechanical and electrical engineer
02:59 PM on 12/30/2010
Maybe all of the recently created new financial products, and similar new toxic asset products created by the master financial geniuses that created various derivative and other junk bond type freshly printed paper securities out of the thin air should require a separate application and a separate license granted by the SEC for the creation, existence and/or sale of each and/or any new financial product.

Maybe the SEC should require/grant license only to those that have intrinsic collateral value, are easily understood, are transparent, forthright, and are not deceptive in their sworn financial statements filed with the SEC.

Maybe the SEC should also require a study to justify the need and define the value of any new derivative type instrument created, similar to an Environmental Impact Statement.

When the financial risks are several layers or completely removed from the title to the actual asset that has some actual collateral value (like a Mortgage, Bond, Property Title, Stock Share, Promissory note), and this instrument is insured from most of the investment risk, how much due diligence will an investor perform before he will commit to purchase, as compared to the investing into a primary mortgage or similar instrument that is collateralized for the event of failure?

If I were driving a car without insurance, I would probably drive more carefully than if I had insurance since my exposure for loss is lessened with insurance coverage.
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gerald4
licensed mechanical and electrical engineer
03:12 PM on 12/30/2010
Maybe the USA would be better off without any of these recently created new financial (Toxic Asset) products that required the US government to guarantee to the foreign parties that bought them, and US taxpayers had to redeem them when they were discovered to be without value.

The management of these failed financial institutions should have been fired, especially their CEOs and leaders, and not rewarded with cash bonuses by the US government with borrowed US dollars.

This bailout is rewarding these incompetent managers with continued employment and even large cash bonuses to these managers that caused the failures.

Why should these managers work hard to investigate anything to do with their financial decisions and/or investments if the US taxpayer will pay for their mistakes?

They will still get their big cash bonuses. Did their friends get commissions for selling these bad investments?

Were there any kickbacks to financial institution employees who approved these transactions?

Why are the financial institution personnel that made these bad decisions still employed?

Why is it necessary for financial institution not to become bankrupt?

Why does the taxpayer have to pay for these bad judgments and stupid actions?

If they went bankrupt and all of these managers were out of work, it would be an incentive for managers of other companies and other future managers (and individual investors) to become more cautious of what they buy in the way of mortgages, securities, bonds and other investments.
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Guitarsandmore
devoted father, community activist, musician, reti
01:08 PM on 12/30/2010
We are beginning to understand, as Karl Marx knew, that unfettered and unregulated capitalism is a brutal and revolutionary force that exploits human beings and the natural world until exhaustion or collapse.

The corporation state, hiding behind the smokescreen of the public relations industry, the entertainment industry and the tawdry materialism of a consumer society, devours us from the inside out. It owes no allegiance to us or the nation. It feasts upon our carcass.

The bleakness of our post-industrial pockets, where some 40 million Americans live in a state of poverty and tens of millions in a category called “near poverty,” coupled with the lack of credit to save families from foreclosures, bank repossessions and bankruptcy from medical bills, means that inverted totalitarianism will no longer work.

“Never again will you be capable of ordinary human feeling,” “Everything will be dead inside you. Never again will you be capable of love, or friendship, or joy of living, or laughter, or curiosity, or courage, or integrity. You will be hollow. We shall squeeze you empty and then we shall fill you with ourselves.”

Do you begin to see, then, what kind of world we are creating? It is the exact opposite of the stupid hedonistic Utopias that the old reformers imagined. A world of fear and treachery and torment, a world of trampling and being trampled upon, a world which will grow not less but more merciless as it refines itself.”
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bioluminescence
11:33 AM on 12/30/2010
If you print fake money you will go to jail. Fake equity or debt instruments should be no different but no one goes to jail. This government thinks these issues should be dealt with by a consumer protection agency. They are wrong. What do you think?
itolduso
lateral thinker
04:04 PM on 12/30/2010
I think we'll see a 'dog & pony' show and a few bankers will get a 'stern talking to'.....and then they'll all start blowing bubbles again
outnow
Ban the bomb
11:32 AM on 12/30/2010
Wall Street hates lawyers who represent victims of fraud and negligent producers of dangerous products. But the real ambulance chasers are on Wall Street. Let's call them "mortgage-chasers."

Their idea of spreading home ownership is fraudulent securities, ratings, appriasals and malicous foreclosures. Other than that, they are a bunch of nice guys.

So before you blame your local consumer attorney, take a look at what the so-called "good guys" on Wall Street did while they were bashing attorneys who work on a percentage.

Obama will end his presidency by saying that we need to cave in on tort reform with more caps on damages, as in the Gulf disaster - look at how good that's going for victims, which includes all of us.

The only thing standing between the government and the fraudulent mortgage chasers is your consumer lawyers.

This fraud is what juiced up the economy to create a false prosperity to pay for wars for more oil. Wall Street is caught with its hand in the cookie jar. Slicing and dicing mortgage rights didn't work out. But they structured their commissions up front and made the right political contributions with the right lobbyists.
10:50 AM on 12/30/2010
I just love the constant bashing of Wall Street by the defenders of this over blown, huge, negligent government. Government is more capable here than Wall street mainly because they wrote the laws and regulations and, the biggest sin, promoted home ownership for people who could no more own a home than a Porsche.
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Jen Celli
Done sitting and watching quietly.
11:23 AM on 12/30/2010
And in your opinion, the fact that lobbyists, like say, Mortgage Banker's Association of America, have no influence in legislation? Go read the Federal Reserve Act of 1980. It was bought and paid for by that very association. Read it. It was the beginning and you can trust that deregulation has been the lobbyists goal ever since.

http://www.federalreserve.gov/aboutthefed/section19.htm


Our legislators have been taking their legislative cues from Wall Street lobbyists for years. Let that sink in.
11:49 AM on 12/30/2010
In the absence of law you can do anything.

The government simply restricts. You blame the "huge" government for "neglecting" people by reducing regulation? So you want smaller, weaker, government... that has more regulation.

The people who are responsible for writing bad loans... are the people who wrote bad loans.

If someone I've never met walks up to me and says "give me $100 and I'll give it back" and I give it to them it's my fault when they don't give it back. But if someone walks up to me and says "I need $300,000 and I'll give it back", then it's the government's fault if they don't give it back to me?

Really?

I'm sorry but if someone asks me for $300K there needs to be a nearly fool proof plan to get that money back. That's before I even consider the incentives of the loan.

The problem here was that the people writing the loans were not in any way responsible if the loans didn't get repaid and the people who were responsible either didn't do their homework or were swindled into thinking the loans were good by the people who wrote them.

I love how no one is even considering holding the people actually responsible for the "credit crisis" responsible in any way for their behavior.

Instead we somehow blame it on big government AND government neglect.
04:28 PM on 01/03/2011
It was even worse than that...

The mortgage lenders deliberately sold mortgages to families KNOWING they could NOT repay. Countrywide even developed a software underwriting program that took the REJECTED LOAN APPS - adjusted the loan - changed it to a NINA or SISA loan - inserted the payments the borrower could afford - qualified the borrowers by using 1.25% teaser rates - while showing the borrowers docs that did NOT properly disclose the loan. They were told their payments might go up a few hundred bucks in a few yrs when in FACT the loan jumped 3-4 TIMES the payment.

Per deposition and admitted to Office of Thrift already - those loans were sold to at least 3-4 MILLION FAMILIES. Those families are NOW being foreclosed and HAVE NO IDEA THEIR LOANS WERE ILLEGAL. That is disgusting and our gov knows it is happening.

It is incomprehensible that these lenders have not been prosecuted. These families don't even know it.
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Jen Celli
Done sitting and watching quietly.
10:33 AM on 12/30/2010
As long as Federally insured safeguards are in place, Wall Street will continue to do what is expedient for short terms financial gains. The private mortgage market has always had a safety net that permitted funds to spin; that's the USG. Remove the access to taxpayer funds and the requirements on Wall Street will be tailored to ensure safer investments. Without reform and removal of government funds, nothing will change.
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fairwitness
Avid Ignoramian
10:26 AM on 12/30/2010
"...investors will continue to stay away from the market unless they are 100% certain that Wall Street abuses and errors won't reoccur."

The only "100% certain" fact is that "Wall Street abuses and errors" WILL reoccur. So, I assume, you are saying that investors will stay away from the market forever.

Thanks, Reagan. Thanks, Bushes. Thanks, Clinton. Thanks, Obama. Thanks all you corrupt politicians on both sides. That deregulation of the banking industry really worked out well, eh? And that cart blanc you gave to the bankers to use our Treasury as a personal bonus pool has helped a lot, don't you think? And all those loopholes and legal escape hatches to prevent accountability--they have really made life easier for the oligarchy, so thanks so much.

Turn out the lights as you exit for your gated communities and private islands. But keep watch...the trillions you have stolen had previous owners who will probably know where you are hiding and be coming for them eventually.
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joebaggadonuts
Civilization: Evolutionary pathway of choice.
09:05 AM on 12/30/2010
great story. Can you provide a link to the Congressional Oversight Panel report?
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Mark Sunshine
10:04 AM on 12/30/2010
Sure.

http://cop.senate.gov/reports/library/report-111610-cop.cfm

This is a link to the summary. There is a link on the summary page to the actual report.

Below is a quote from the summary.

"The worst-case scenario is considerably grimmer. In this view, which has been articulated by academics and homeowner advocates, the "robo-signing" of affidavits served to cover up the fact that loan servicers cannot demonstrate the facts required to conduct a lawful foreclosure. The risk stems from the possibility that the rapid growth of mortgage securitization in recent years may have outpaced the ability of the legal and financial system to track mortgage loan ownership. In essence, banks may be unable to prove that they own the mortgage loans they claim to own."

In the report they confirm that the worst case is a possiblity.

Unfortunately, as long as the worst case is s possilibity investors aren't going to be buying any newly issued securities.
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jcaunter
Profile: schizoid, INTJ
08:42 AM on 12/30/2010
Oddly, I have been aware of this for several months now--because I completely distrust the American mainstream media and have sought out reliable sources for my financial/economic information.

Those who still pay attention to the mainstream media are just ignorant sheeple being led to the Wall Street meat market.

zerohedge--boombustblog--nakedcapitalism. Check them out if you are tired of the neoliberal government/corporate propaganda masquerading as mainstream news nowadays.
10:17 AM on 12/30/2010
Dear jcaunter:
You are correct and the prudent investor simply cannot rely on the traditional sources for economic and investment information. Add Reuters to your list. Inexplicably, they will have coverage of events, occuring in America, that do not get even a whisper stateside. Also the Guardian, that comes with a little more rabble-rousing, but then maybe that's what we need.
There is a highly schooled lady, Carolab, that posts here at Huffington. You could do a lot worse than follow her around. She manages to be on top of a lot of what's going on.