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Marshall Auerback

Marshall Auerback

Posted: September 30, 2010 10:09 AM

Here we go again: the dollar appears to be under sustained attack in the foreign exchange market. To judge from its latest FOMC statement, the Federal Reserve appears to be actively encouraging inflation: "The Committee will continue to monitor the economic outlook and financial developments and is prepared to provide additional accommodation if needed to support the economic recovery and to return inflation, over time, to levels consistent with its mandate" (my emphasis).

Is this tantamount to default, as many are now alleging? The crux of the "devaluation default" argument is that our "creditors" who "fund" our deficits will be paid back in increasingly worthless paper, and that this is tantamount to a default.

It's an interesting argument. But it is equally striking that the ratings agencies do not classify default this way. By the same token, if you, or I, or any financial institution, were to buy credit default swaps on US government debt, we wouldn't be able to collect on the grounds that the Fed has succeeded in generating inflation or devaluing the greenback. Default is defined as the inability for a government to meet its financial obligations. In other words, the checks begin to bounce.

Implicitly, then, anybody who makes the default argument on the basis of inflation or dollar devaluation effectively concedes that the US government isn't constrained in its creation of dollars. This renders the whole notion of a Social Security check bouncing, for example, ludicrous.

But what about the question of our foreign "creditors"? Note that I have put the word "creditors" in quotation marks, because by definition, if we are not operationally constrained in our ability to create dollars, then the bonds we issue to a foreign nation do not in any way "finance" our activities. Our friend, Warren Mosler, describes this succinctly:

When China gets paid, the dollars go into its checking account at the Federal Reserve Bank, and when China buys Treasury securities, all that happens is that the Federal Reserve transfers the funds from their checking account at the Federal Reserve to their securities accounts at the Federal Reserve. U.S. Treasury securities are accounted much like savings accounts at a normal commercial bank. When they do that, it's called "increasing the national debt", although when it's in their checking account it doesn't count as national debt. The whole point is that the spending of dollars by the federal government is nothing more than the Federal Reserve Bank changing numbers off in someone's reserve account. The person doing this at the Treasury doesn't care if funds are in the reserve account at the central bank; it makes no difference at all, operationally. *There is no operational connection between spending, taxing, and debt management.* Operationally, they are completely distinct.

In other words, China sell us something and accumulates dollars in return. At that point, they have the option of buying bonds (which is nothing more than a fancy government term for a CD), buying a real asset, or buying a different currency. If they do the latter, the dollar weakens (as it is doing today), and our current account likely diminishes in size, which means that there will be less bonds available for our "creditors."

By the same token, the creation of a fund, such as Social Security, which might purchase assets in financial markets, in no way enhances the government's ability to meet future obligations. In fact the entire concept of government pre-funding an unfunded liability in its currency of issue has no application whatsoever in the context of a flexible exchange rate and the modern monetary system. A social security trust fund (such as that existing in the United States) provides no "financial wherewithal" to pay for a possible future revenue shortfall. To put it simply, the trust fund is simply a case of the government owing itself, an internal accounting procedure. In, say, 2050, when payroll tax revenues fall short of benefit payments, the trust fund will redeem treasury debt. To convert those securities into cash would require the Treasury to either issue new debt or generate tax revenue in excess of other necessary government spending in order to make the payment, without increasing general budget deficits. As Randy Wray, Warren Mosler and James Galbraith have noted, this is exactly what would be required, even if the Trust Fund had no "financial holdings."

Government cannot financially provision in advance of future benefit payments. Indeed, attempts to do so with deficit cuts today will simply exacerbate the "dependency" problem implied by aging demographics. Maximizing employment and output is a necessary condition for long-term growth, which can only be done with aggressive fiscal policy. That is exactly what we need today, because household balance sheets are still fragile from the private debt-binge of the last decade. In other words, if the external sector remains in deficit, the only way the private domestic sector will achieve a surplus position is if the government sector continues to run deficits.

It makes no sense to say that a sovereign government should "save" in its own currency in order to stave off "default." Saving is an act that revenue-constrained households do to enhance their future consumption opportunities. The sacrifice of consumption now provides more funds in the future (via compounding). But the government doesn't have to sacrifice spending now to spend in the future. As in all cases regarding government expenditures, the relevant issue relates to real resource availability in the future, not solvency.

The choice between inflating or defaulting is predicated on false logic. The inflation would be from too much aggregate demand and a too small output gap, which would imply an overheating economy with maybe 4% unemployment and 90% plus capacity utilization. Isn't that the goal of deficit spending? To drive down unemployment and up the productive capacity of the economy? Regarding the supposed default alternative to inflation, in the full employment and high capacity utilization scenario that might call for a tax increase to cool it down, I don't see how default fits in or why it would even be considered.

As my friend Bill Mitchell has pointed out, political leadership is about pushing the boundaries of the political debate, rather than being constrained by the false choices in the prevailing political orthodoxy, foisted on us by intellectually bankrupt entities like the Federal Reserve.

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guveqzero
Inventor and Innovator
05:02 PM on 09/30/2010
The free market is supposed to value currency so that any change in balance is gradual. But, China and the rest of the world have artificially inflated the dollar over many years resulting in an imbalance of several trillion dollars. If the teeter totter is released, it will look like a default rather than a small change. This reveals that Wall Street is a rigged game, with a 3 month time horizon. They really don't care until it happens within this timeframe. Therefore, our economy will always be at risk in the hands of these Wall Street executives. And thus, banking reform is just the tip of the solution for our problem, not the end.
04:33 PM on 09/30/2010
The trouble with the inflation/deflation debate is always the timing. Where is the baseline? Right now asset valuations (equities and housing) are down by about 30% since 2007. If that's the baseline, then the economy can afford a lot of inflation until these commodities return to their 2007 levels (say 1565 on the S&P 500). Hence, from my perspective, the Federal Reserve should do a lot of Quantitative Easing to restore the values tha they destroyed when they raised interest to stem inflation, but created a DEPRESSION instead. I think that the right policy would be Quantitave Easing of about $4 Trillion spread out over the next 2 years (with a 2012 deadline). If the Philosopher Kings at the Federal Reserve could get the employment part of their mandate right, the economy would flourish independent of what happens in politics. Japan and Brazil have already artificially depresed their currencies. Europe and Great Britain will soon follow. The Federal Reserve could act with impunity now, but their mandate serves only the Billionaires who already have money and not the Middle Class.
03:39 PM on 09/30/2010
"By the same token, the creation of a fund, such as Social Security, which might purchase assets in financial markets, in no way enhances the government's ability to meet future obligations. In fact the entire concept of government pre-funding an unfunded liability in its currency of issue has no application whatsoever in the context of a flexible exchange rate and the modern monetary system. A social security trust fund (such as that existing in the United States) provides no "financial wherewithal" to pay for a possible future revenue shortfall."

Is that true? If the trust fund had purchased equities or commodities or real estate, couldn't it sell these when needed to fund social security, and do so without creating inflation?
02:05 PM on 09/30/2010
On depreciating the dollar, I have asked this question more than once, but never really got an answer.

WHY this uncontainable glee about allegedly screwing the Chinese royally with a rapidly declining dollar?

So the Chinese have $2.45 Trillion in foreign reserves, and 60% of that is denominated in dollar based assets, and are concentrated in financial assets since Washington has largely blocked Chinese investments on Main Street for xenophobic reasons. So the thinking goes, if the dollar DROPS 50%, then the Chinese are out $2.45 T x 60% x 50% = US$735 Billion.

Setting aside what it does to the Chinese (they are big boys) - WHAT does that do to the buying power of the wealth of Americans, who own about $60 Trillion in America based assets (in private hands)? What is 50% of $60 Trillion? How does that compare to $735 Billion?

Genius!! See him holding that gun to his own temple, slurring incoherenetly, "Don't come any closer, or I'll shoot!!"
01:56 PM on 09/30/2010
Any nation interested in "vaccinating" against such massive financial fraud should immediately adopt legislation that criminalizes financial fraud, such as mandatory jail sentences for the CEO of the entities involved, death penalty for frauds above US$10,000,000 (for countries that still allow the death penalty), and treble damages measured by the face amount of the fraudulent instruments. You'd see the likes of vampire squids withdraw in a flash.
02:20 PM on 09/30/2010
The US has decriminalized Financial Fraud? I hadn't realized. I must keep up.

Treble damages are worthless, no crook can pay 3X what he stole, let alone 1X what he stole.
07:42 PM on 09/30/2010
I can easily see a regime, in which the derivatives salesman would bear the burden of explaining what the agreement is (in most instances he can't, let alone explain why it is not a fraud). Bundling disparate pieces of assets (be they mortgages, or credit card debt, or whatever), then pay the belly gazers (sorry, financial rating oligarchs) to opine that 70% is "prime", then take the 30%, combine them again in bigger pools, and repeat step 1 - and magically there is another 70% prime. If that is not fraud, it is hard to know what is.

Most of the big "investment banks" can afford 3X damages - at least the first couple of rounds.
01:56 PM on 09/30/2010
The cancer spreads unabated, and yet Washington refuses to heed all warnings. The last time it hit it cost America 8 million jobs in 2008. How bad will the next meltdown be? No amount of depreciation of the US Dollar is going to save America from the certain outcome.

In the most recent round of financial debacle around the globe, China came out doing relatively well mostly because of the refusal of the Chinese banks to "play" in any big way in the derivatives arena. But in the West and Japan, the derivatives cancer is continuing to grow unabated, and projected to reach A QUADRILLION DOLLARS (US$1,000,000,000,000,000) in a few short years.

It is hard to imagine why derivatives are not banned. Today the casino is already close to $700 Trillion. Derivatives began decades ago as ways of spreading business risks, and thus served a legitimate function. BUT when it is already almost 50 TIMES the total GDP of America (standing at US$14.5 Trillion), it is no longer an economic activitiy - it is pure gambling and FRAUD.

Narcotics share the same characteristics - takes very little cost to produce, and can generate humongous profits for the "players". But the external costs are insidious and horrible from society's viewpoint. Narcotics are criminalized and drug dealers routinely jailed and their assets confiscated. Why not criminalize banksters and derivatives and the rating houses that legitimized them, and confiscate their wealth to pay for social needs?
01:48 PM on 09/30/2010
The rating agencies are part of the fraud. The charade is maintained by forcibly blocking entry. The SEC just denied Dagong's (the China rating agency that dared to tell the truth) application to be registered. It is all part of the same big corruption that has no match in all of recorded human history.

Some might think it cute that the rest of the world has no choice but be duped. But is that really so? Will the rest of the world just take the abuse?
01:01 PM on 09/30/2010
You need to look up the definition, yes it is tantamount:

"tan·ta·mount (tnt-mount)
adj.
Equivalent in effect or value"

If the value of the paid off bonds is what would have been recovered in a default where only part was paid, yes it is "tantamount to default".
01:28 PM on 09/30/2010
To respectfully disagree, I think you missed the point of the piece here. Read it carefully -- that's not what will happen. The US is not at risk of defaulting, and Marshall explains it in good detail.
02:19 PM on 09/30/2010
there is a difference between default (not complying with the letter fo the law) and "tantamount" to default which he is disputing:

Argentina defaulted in 2002 (or actually, i think it was 12/31/01) and will pay 33% of what they owed in US dollars

If the US inflates on purpose due to the debtload, so that the dollars + interest have a real value of 33% of what the lenders were giving the US and expecting to get back that is "tantamount" to Argentina's default.
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DJ Jaffe
Founder, Mental Illness Policy Org.
11:40 AM on 09/30/2010
See "Terrorism Alert: House votes to make China Hate us" at "http://www.huffingtonpost.com/dj-jaffe/terrorism-alert-house-vot_b_745068.html .