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Brokerage Industry

Best Brokerage Industry Apps for Non-Customers

Daniel J. Wiegand | Posted 03.18.2014 | Technology
Daniel J. Wiegand

For those with the money to play the stock market, there are a variety of apps to turn to for market updates, quotes, charts, watch lists and more.

Brokerage Founder Attempts Suicide As Firm Loses Customer Funds

Reuters | Posted 09.08.2012 | Business

By Tom Polansek and David Sheppard CHICAGO/NEW YORK, July 9 (Reuters) - More than $200 million in customer funds appears to be missin...

Self-Policing Organization Allegedly Provided Altered Records During SEC Inspection

AP | Posted 12.28.2011 | Business

WASHINGTON -- The brokerage industry's self-policing organization has been ordered to improve its document procedures after allegedly providing altere...