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North American Securities Administrators Association

JOBS Act Rule Poses Early Test of SEC Chairman Walter's Leadership

Barbara Roper | Posted 03.04.2013 | Politics
Barbara Roper

She now has an opportunity to show that she also has the strength of character to lead this often-fractious agency in these difficult and challenging times. Nothing less than the safety and integrity of our capital markets depend on the choices she makes.

Looking Out For Mom And Pop

Reuters | Suzanne Barlyn | Posted 11.17.2012 | Small Business

By Suzanne Barlyn CORONADO, California (Reuters) - Critics of U.S. state securities regulators say they are out of touch with the needs...

Warning Issued On Crowdfunding

Reuters | Beth Pinsker Gladstone | Posted 08.22.2012 | Small Business

State securities regulators have put the relatively new investment phenomenon of crowdfunding at the top of their annual investment scams list, highli...