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Regulator

When Is Enforcement Effective?

Brigham A. McCown | Posted 04.09.2014 | Business
Brigham A. McCown

On a January day when freezing temperatures outside did nothing to cool the heated rhetoric of Congress, a group of former regulators gathered on Capi...

JPMorgan Banker Resigns To Fight Insider Fine

Reuters | Posted 06.03.2012 | Business

* JP Morgan Global Chairman of Equity Capital Markets steps down * Ian Hannam says resigns to fight FSA accusation of market abuse ...

SEC Charges CEO Of Big Florida Bank With Fraud

Reuters | Posted 03.19.2012 | Business

* Securities fraud, accounting fraud alleged * BankAtlantic had accused banking analyst of defamation * Banking operatio...

Simon Johnson: When Regulators Side With The Regulated

The New York Times | Simon Johnson | Posted 07.19.2011 | Business

The Office of the Comptroller of the Currency is one the most important bank regulators in the United States — an independent agency within the Trea...