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Sec Enforcement

Former SEC Chair Cox Undermined Enforcement Efforts

Washington Post | Zachary A. Goldfarb | Posted 05.25.2011 | Home

The five enforcement officials caught a morning Acela train bound for Washington. Based at the New York office of the Securities and Exchange Commissi...

SEC's Mary Schapiro Seeks To Beef Up Enforcement

New York Times | STEPHEN LABATON | Posted 05.25.2011 | Home

WASHINGTON -- Less than a month after becoming the head of the Securities and Exchange Commission, Mary L. Schapiro is moving swiftly to reverse major...

In The Wake Of Madoff Debacle, SEC's Top Enforcer Linda Thomsen Is Out, Robert Khuzami Is In

Reuters | Posted 05.25.2011 | Home

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission's top enforcement official, Linda Thomsen, is expected to resign on Monday, CNBC te...