Sec Investigation

NEW YORK (Matthew Goldstein) - In the fall of 2009, Deutsche Bank quietly fired one of its top derivative traders in London after a colleague in N...

UPDATE: Reuters reports that U.S. financial regulators could be getting some budget soon under a spending bill released on Tuesday. Here's Reuters: ...

It is never good to hear that large financial players may have broken the law, and the huge insider trading investigation unfolding on Wall Street is deeply troubling. But the upside to the probe is that it offers a chance to curb the outsized power of hedge funds.

The Securities and Exchange Commission is investigating whether JPMorgan Chase allowed a hedge fund to improperly select assets for a $1.1 billion dea...

Goldman Sachs and Apple, two of the hottest companies in the stock market, have caught the eye of investors, traders, and the SEC. The investigations are just two in a rash of new stock trading inquiries that the SEC recently fired off to the brokerage community.

WASHINGTON (Reuters) - U.S. securities regulators are investigating whether people may have illegally profited from trading on nonpublic information a...

Insider trading has a new face. Credit default swaps, long one of the least understood and least regulated sets of financial instruments can be used f...

Accused con man R. Allen Stanford used corporate money to become a big man at last year's Democratic convention in Denver. A video posted on the fir...