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Sec Rules

Equity Crowdfunding and Advertising: Be Careful What You Wish For

Victoria Silchenko | Posted 09.15.2013 | Business
Victoria Silchenko

It is official -- on July 10th, 2013 the Security and Exchange Commission (S.E.C.) lifted the ban for private offering advertising. This means that on...

Dan Froomkin

SEC Stall Leaves Critical Rules More Than A Year Overdue

HuffingtonPost.com | Dan Froomkin | Posted 04.17.2012 | Business

WASHINGTON -- A full year after the official deadline came and went, key regulations necessary to enforce the Dodd-Frank financial reform law remain ...

Agency Looks To Economists To Justify Rules

Reuters | Posted 06.16.2012 | Business

* Memo shows agency trying to improve cost-benefit analysis * Courts have overturned SEC rules for poor analysis * Memo ...

SEC Chair: We Didn't Consider 'Media Frenzy' When Writing IPO Rules

Posted 05.25.2011 | Business

WASHINGTON (By Sarah N. Lynch) - The U.S. Securities and Exchange Commission is reviewing the rules surrounding private securities trading and in...

SEC Issues Crucial New Ruling On Mortgages, Loans

AP | MARCY GORDON | Posted 05.25.2011 | Business

WASHINGTON — Federal regulators are requiring firms selling securities tied to mortgages, credit cards and student loans, which froze during the fin...