Sec Settlement

Ben Hallman

Fewer Defendants Would Deny Guilt Under New SEC Policy

HuffingtonPost.com | Ben Hallman | Posted 01.07.2012

Read More: Sec Settlement, Sec Settlement Policy, Jed Rakoff, Citigroup Settlement, Sec, Judge Rakoff, Securities and Exchange Commission, Wachovia, Judge Jed Rakoff, Business News

In a change of policy that comes after more than two years of public and embarrassing scoldings by a federal judge, the Securities and Exchange Commis...

Read Whole Story

SEC Wins Emergency Stop In Citi Fraud Case

Posted 12.27.2011

Read More: Video, Sec Settlement, Sec Citigroup Fraud Case, SEC Citigroup, Citigroup Settlement, Business News, Financial Crisis, Judge Rakoff, Business News

The Securities and Exchange Commission won a delay in its securities fraud lawsuit against Citigroup Inc, as the regulator tries to appeal a judge...

Read Whole Story

Wall Street Banks Could Settle SEC Conflict Of Interest Lawsuit

The Huffington Post | William Alden | Posted 05.25.2011

Read More: Goldman Sachs, JPMorgan Chase, Sec Settlement, Wall Street, Economic Crisis, Business News, Settlements, Securities and Exchange Commission, New York City, Business News

As the government hunts for conflicts of interest at Wall Street banks that peddled investments which contributed to the worst financial collapse sinc...

Read Whole Story

Ex-'Car Czar' Settles SEC Charges, Then Gets Hit With Another Lawsuit

AP | MARCY GORDON | Posted 05.25.2011

Read More: Steven Rattner, Ex-Auto Czar, Sec, Sec Settlement, SEC Suit, Quadrangle Group, Business News, Business News

WASHINGTON — The Obama administration's former auto czar agreed Thursday to pay $6.2 million to settle civil charges over his role in an influen...

Read Whole Story

Goldman Sachs SEC SETTLEMENT Reached

Posted 05.25.2011

Read More: Goldman Sachs Settlement Details, Goldman Sachs, Goldman Sachs SEC, Sec Settlement, Goldman Sachs Fraud, Goldman Sachs Settlement, Gs, Goldman Sach Lawsuit, Goldman Sachs SEC Settlement, Goldman Settlement, Sec Settlement Goldman Sachs, Video, Business News

The Securities and Exchange Commission announced today that it has reached a settlement agreement with Goldman Sachs over the sale and marketing contr...

Read Whole Story

Securities Firms Cheated Customers, Settle With SEC

New York Times | DIANA B. HENRIQUES | Posted 05.25.2011

Read More: Wall Street, Sec Settlement, 14 Wall Street Firms, Sec-Fraud, Fraud Sec, Sec, Securities and Exchange Commission, Wall Street Fraud, Business News

More than a dozen Wall Street trading firms systematically cheated their customers of millions of dollars by improperly slicing bits of profit from co...

Read Whole Story