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Ruth Grant

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Innocent Until Proven Guilty?

Posted: 12/22/11 04:12 PM ET

"Christopher Ochoa falsely confessed and pled guilty to a murder in Texas that he didn't commit. He testified against his co-defendant to avoid a possible death sentence, and served nearly 12 years in prison before DNA testing led to his exoneration..."

The Innocence Project lists 23 people, like Mr. Ochoa, who pled guilty to crimes they didn't commit and served a combined total of more than 100 years in prison.

The Sixth Amendment of the U.S. Constitution states: "In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial . . ." Nonetheless, 90-95% of felony prosecutions never go to trial -- they are settled by a guilty plea. Plea bargaining occurs when a defendant agrees to waive his right to trial and plead guilty in exchange for a reduced charge, a reduced sentence or both. Today, plea bargaining is at the heart of our criminal justice system. That was not always the case. In 1877, the Wisconsin Supreme Court declared that plea bargaining "was hardly, if at all distinguishable in principle from a direct sale of justice." Not until 1970 did the Supreme Court uphold the constitutionality of plea bargaining.

Some view plea bargaining as a straightforward negotiation. The prosecutor gains a conviction without the effort and expense required to prove the defendant's guilt in court, while the defendant gains a lighter sentence than would be imposed if he were found guilty after a trial. Both parties are happier than they would be without the deal. What could be wrong with a system such as this? Critics of plea bargaining look paternalistic: unwilling to allow defendants to decide what is in their own best interests.

But even many supporters of plea bargaining recognize that the bargain rarely takes place under ideal conditions for fully informed, voluntary consent. The prosecutor's offer looks an awful lot like a threat: the message is, "Accept this offer of leniency, or we will throw the book at you.'" Prosecutors are most likely to offer large sentence reductions when they do not have a strong case, that is, when the defendant is most likely to be innocent. For an innocent person charged with a capital crime, the pressure to plead guilty to a lesser charge rather than take a chance on a trial must be extreme. Moreover, the negotiation takes place between the prosecutor and the defense attorney. The defendant sometimes has as little as twenty minutes to decide whether or not to accept a negotiated plea.

There are plenty of proposals for reforms to treat the system's "abuses." But it's time we took a good look at plea bargaining itself. Can plea bargaining serve the legitimate purposes of the criminal justice system? That system is meant to ascertain the facts according to the evidence and to assign punishment proportionate to the crime. These purposes -- truth and justice -- cannot be served by bargaining. A bargaining process necessarily undermines both.

Plea bargains settle the question of guilt without adjudication of the evidence. They fail the cause of truth. Plea bargains always give the defendant either more or less than he deserves. They fail the cause of justice. Either the defendant is guilty, but gets off easy, or the defendant is innocent but pleads guilty to avoid the risk of greater punishment. To make matters worse, punishment is distributed unfairly, with similar individuals who have committed the same crime ending up with very different sentences, either because they were offered different deals or because one exercised his right to trial and the other did not.

One critic likens plea bargaining to a professor who negotiates with his students over grades. The professor avoids the effort of grading papers by agreeing with the student that the student will accept a "B," foregoing both the chance of getting an "A" or the risk of getting a "C" if the professor has to read the paper. In assigning punishment, as in assigning grades, people are meant to get what they deserve.

Because plea bargaining undermines the purposes of the criminal justice system, it undermines its legitimacy, and the effects ripple through the society. A victim of a crime that could be described as kidnapping and assault with a deadly weapon becomes bitterly cynical when his assailant is caught and charged with simple robbery, which puts him back on the streets in short order. People living in high-crime communities, which may have the greatest contact with the police and prosecutors, become distrustful and disaffected. This is not a trivial consideration in judging the practice of plea bargaining.

Just as buying votes undermines the integrity of the electoral system, buying guilty pleas with leniency undermines the integrity of the criminal justice system. Is it legitimate for the state to offer to buy a guilty plea or is it an abuse of state power?

Here, the legal doctrine of "unconstitutional conditions" is instructive. In some cases, the courts have prohibited government from offering benefits with certain kinds of "strings attached." The state cannot offer tax or unemployment benefits only to those who take a loyalty oath or offer employment opportunities only to those willing to work on Saturday. Such conditions infringe upon free speech and freedom of religion, and are considered "unconstitutional conditions." In plea bargaining, the state's offer of leniency goes only to those willing to waive their right to trial by jury, their right to confront their accusers, and their right against self-incrimination. Maybe the doctrine of "unconstitutional conditions" ought to apply to plea bargaining too. Is abolition of plea bargaining a practical possibility? We don't really know what the effects would be.

Plea bargaining seems efficient -- it saves the costs of trials. But it is also costly in other ways -- including the costs of incarcerating the innocent and leaving the real perpetrator at large. The few studies that have been done on the matter show that abolishing plea bargaining does not greatly increase the number of cases that go to trial. A significant number of defendants plead guilty without being offered anything in exchange. There are civil law countries that function without it. Certainly, abolishing plea bargaining would require revising many aspects of the system and learning a lot more than we know now.

But it is high time we recognized that we've got a problem. "Innocent until proven guilty" is a bedrock principle of American justice. To make it meaningful requires a fundamental reassessment of the plea bargaining system.
 
 
 
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03:09 PM on 12/23/2011
People are only one false accusation away from jail. This is true of men, it only takes one woman to make a false accusation and the man is ruined for life
12:31 PM on 12/23/2011
Fantastic article. I've been thinking the same thing for years. I think you should've touched on the practice of over charging as an incentive to plea. Additionally, I think this practice encourages a system where the justice system routinely ignores the legislative will of the people and has lead to ever increasing punishments "on book" that judges ignore when sentencing (by use of their power to stay portions of the sentence).

It would be much fairer if every crime was prosecuted to the fullest extent of the law.
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ckevinbaldwin
Compromise is the engine of Democracy
01:41 PM on 12/24/2011
So if your HS senior moons someone and gets caught, you would be ok with an indecdent exposure charge that would force them to register as a sex offender for the remainder of their life.

Good to know.
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katgal1232
in and out of the garden he goes
11:59 AM on 12/31/2011
Would that include you.
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brainsurgery1
Person of Interest
10:46 AM on 12/23/2011
One possible way to avoid wrongful convictions, whether by plea bargain or trial, in this day of DNA evidence would be to require by law that the DNA from the crime scene attributed to a potential perpetrator be tested or compared to any accused. If the DNA does not match there should be appropriate steps to take in that instance. Since DNA is not available or not involved in all crimes this will be only a partial fix but ought to be in place for those cases where applicable. Then we have to deal with those instances when DNA matches and how that affects the legal presumption of innocence.
03:12 PM on 12/23/2011
DNA will convict or prove innocent, however if DNA prove a persons innocent why does the law not clean the persons arrest from the books. This poor person will have an arrest record for the rest if his life
10:44 PM on 12/24/2011
Sounds good but here in NC the crime lab was proven corrupt; lab techs would slant tests to fit the prove the prosecutors case, even perjuring themselves on the stand. Blood evidence was testified to: in a case here that was not blood and the tests confirmed it..but the lab had a rule that if the first test, a preliminary one, tested positive and the more thorough later test proved No blood, the lab tech did not tell the defense about the negative test,,,that was written in their procedures!!

The cops and prosecutors seem to be in lock step with the labs in most places to get convictions at all costs...and even when they are later proven phony the state does not apologize. Labs should be totally neutral but that is not the case...pressure is applied to " make the case" and the labs glady follow suit. If the lab is cinsidered another partner with cops and prosecutors the defendant has no chance, especially if the accused cannot afford a good lawyer and retesting of all exhibits independently....cop and prosecutors have no shame and no conscience, and unless labs are isolated from them justice will suffer, abd so will people. Shameful.
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brainsurgery1
Person of Interest
01:06 AM on 12/25/2011
I agree and very enlightening point on the subject. Labs must be independent. That should be required by law.
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09:53 AM on 12/23/2011
Plea bargins are nothing more than an escape route for the investigative teams and lawyers who do not want to earn their paycheck. It's a legal means to close a case without actually doing any work. It's a disgrace to the justice system and should be crimanlized no differently than bribery, extortion or perjury.
03:20 PM on 12/23/2011
I agree, I also believe a plea bargin is offered when the D.A feels they can not convict based on the evidence they have.
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ckevinbaldwin
Compromise is the engine of Democracy
01:47 PM on 12/24/2011
Wrong, wrong wrong. Often it is proportional justice. What occurred may meet the elements of the charge, but be inappropriate. How so? A 17 year old has a marijuana cigarette (misd. poss.) but shares a puff with his buddy (now a 5 year felony for distributing). I've seen it, as both a prosecutor and defense attorney. So, should the 17 year old (adult age in Mo.) be sent to the dept. of corrections for 5 years for giving his friend a drag? Should he be a felon for life?

That is what you are proposing. I've seen people proclaim the same, until it is their kid, family member and suddenly, "oh, this is different. He/she isn't a bad person, etc. . . ."
Bellla
Trans & Proud
09:45 AM on 12/23/2011
Our legal system is badly broken, justice is for sale and if you ain't got the dough you can't expect justice. Our penal system is broken, by the for profit private prisons, paramilitarized law enforcement and the unconstitutional "war on drugs" that exists solely to pack the gulags with bodies for slave labor.
Our penal system is now the worst on the planet, the glorious ideals on which are nation was founded now don't even get lip service.
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ckevinbaldwin
Compromise is the engine of Democracy
01:49 PM on 12/24/2011
Its the only system on the planet where you get a jury of your peers with the safeguard against a purely political prosecution.

What system on the planet is better?
Bellla
Trans & Proud
09:21 AM on 12/25/2011
I dunno, Canada? Germany? France? I didn't say it was beyond repair just that it is badly broken and full of corruption.
Sweden?
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wikwox
So there I was, playing the piano....
09:04 AM on 12/23/2011
You don't have to be charged with murder to get this treatment, states use threats of greater punishment at all levels of the "justice" system, even traffic tickets. Prosecuters routinely threaten the accused with jail or more jail time to avoid a trial. Trials are expensive and take up the courts time. Courts are routinely underfunded and understaffed, the states don't want to pay for it. Instead of justice we get plea bargaining. There should be a way for those falsely imprisioned to get justice from the prosecuters who did this to them.
08:55 AM on 12/23/2011
This is perhaps not entirely related to the post, but if historians must one day record the fatal decline of the American legal system, they would be well-advised to study police procedural television shows. Asking for a lawyer is a sure sign of guilt, eyewitnesses are infallible, tough (maybe even "enhanced") interrogations will always get the truth, and the rules of evidence are not meant as safeguards of liberty - they are meant to foil heroic detectives.

I don't know the process, so perhaps I'm being redundant, but I think any plea bargain should, to gain judicial approval, come with a [more?] comprehensive review of the evidence. When Christopher Ochoa confessed, the judge (or maybe some equivalent of a grand jury) should have reviewed the interview transcript during the plea process.
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wikwox
So there I was, playing the piano....
09:04 AM on 12/23/2011
Well said and reasoned.
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ckevinbaldwin
Compromise is the engine of Democracy
01:50 PM on 12/24/2011
That review was the job of his lawyer, who was supposed to look out for his interest. How about higher pay for public defenders so you don't get the guy right out of law school but a more seasoned trial lawyer?
10:22 AM on 12/27/2011
so pay more money for a more experienced lawyer who is going to invest all of the time and money available to investigate the assigned case to the extent that would be required to provide the best possible defense. The more experienced lawyer is more likely to come to a plea bargain with the prosecutors more quickly because he is even more imbedded in to the current system. he has nothing to loose and no fear of being punised for any misconduct . the whole system is corrupt and broken from the rules that the police play by to attain an arrest to the prosectors that lie and hide evidence and the judges who set the unfair rules of evidence that most often lean in favor of the prosecution. There is little honor, truth, or justice within our judical system.
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Objection21
02:24 PM on 12/27/2011
Or at least for the office of Public Defender's get the amount of funding they are supposed to get. Instead they get even less than the fully funded state gets, basically guaranteeing that if you can't afford a lawyer you will accept a plea without regard to guilt or innocence. The bigger problem is that only seasoned criminals know this, so the actual innocent people get screwed.
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karen lyons kalmenson
i poem/paint, sometimes, i ain't
08:09 AM on 12/23/2011
we need more just in justice
07:54 AM on 12/23/2011
The author's position has no connection with the reality of the process.

First of all, prosecutors have what is known as prosecutorial discretion which gives them the power to charge or not charge a person with a crime[s] and in capital cases demand or not demand the death penalty, which discretion is often politically exercised.

Second, despite the many safeguards, innocent people who go to trial are often convicted and sent to prison and even to death row for crimes they didn't commit.

If the author's position been embodied in the law, Christopher Ochoa would have been forced to go to trial, perhaps convicted,sentenced to death and executed.

But for some, "idealism" prevails; the system is perfect and the innocent shall always be acquitted [provided their attorney is competent, does a good job, has the resources to mount a quality defense and the twelve jurors are objectively unimpeachable.
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10:23 AM on 12/23/2011
In the case of a major crime, I believe the author's point was that IF the investigative team had actually done their job (and done it thoroughly and correctly), the evidence may have shown that Ochoa wasn't guilty and therefore, may not have been convicted. You are correct in asserting that our legal system is flawed but this system is the only system we have. And this system, flawed as it is, is becoming increasingly so because of over-zealous police, lawyers, judges, etc. In many cases, our body of laws are not being adhered to because of plea bargins. If state law requires a certain punishment for a certain crime, the state prosecutor should uphold those laws. Many involved in the process seem to be allowed the right of discretion (in one fashion or another). No one should have the right to decide, prior to a full investigation and trial, whether someone is guilty or innocent. No one should have the right to extort a "confession" with the promise of a lesser sentence/charge. If someone committed murder and murder can be proven, they should not be given a "lesser" sentence simply because they confessed and saved the courts some time. That is a circumvention of our legal system and it completely thwarts the laws of the state.
02:46 PM on 12/23/2011
You thus insist that Ochoa and others in his position must play Russian roulette in a system which relies on human beings any of whom may intentionally or innocently make the wrong decision.

The notion that all investigative teams are competent, unbiased and perfectly objective and that all prosecutors won't use their discretion to advance their political careers defies reality.
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akitadave
07:10 AM on 12/23/2011
Fortunately I have never had to deal with our criminal justice system. From what I have read and observed if I did have to place my fate in the hands of our criminal justice system the last thing I would expect is to recieve justice.
The legal profession has corrupted the entire fabric of our culture.
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ckevinbaldwin
Compromise is the engine of Democracy
01:55 PM on 12/24/2011
Really? B/c it was the legal profession that created our culture -- from the Declaration of Independence to the Constitution, to the Bill of Rights, to Miranda.

The idea that the gov. has limits on its powers to prosecute was a cornerstone of both the Decl. and the Const. (look at first 10 amendments/bill of rights).
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akitadave
09:01 AM on 12/25/2011
Much of what you say is true. Though it is sad that such a distinquished profession now plays such a dominant role in tearing down the very cultures they helped to create. The average American understands that in our adversarial legal system far to many lawyers are only concerned with making money and winning regardless of what is just or who gets hurt in process. Maybe the profession needs to step up and start purging the dishonest and unethical from their ranks. Maybe law schools should place more focus the needs of society and less focus on their bottom line.
10:29 AM on 12/27/2011
Very few of the founding fathers were lawyers. If memory serves me correctly many of them wanted to ban "Barristers" from holding public office or legislative positions as posted in the articles of confederation.
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05:57 AM on 12/23/2011
Justice is determined by wealth. Guilty pleas mean more money for the courts and the system , if your innocent it doesnt make the courts money. thats why the prosecution does plea bargains as it assures the courts will bring in revenue and assure their federal funding for doing such.Its become all about the $.
06:35 AM on 12/23/2011
Wealth certainly plays a role in the administration of justice, but that's more evident in the disparate outcomes between high income and low income offenders for similar crimes.

Convictions are terribly expensive for the government. Except in drug cases where civil forfeiture can recoup the costs (which is it's own can of worms and much too big a topic to discuss here), each conviction costs the government in the form of prison guards, judicial oversight of parolees, tax incentives to businesses that hire convicted felons, etc. Just looking at the dollars, the government would love everyone to be found not guilty (although they would probably have to fire all the prosecutors and police for incompetence). Criminal courts are fiscal loss on the accounting sheets, but they are supposed to pay for themselves with a safer society.
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06:11 PM on 12/23/2011
your wrong about the it costing the governement, its costing the us taxpayers/consumers for the prisions and anything else .The government is no longer run or controlled by the people, so its clearly not costing the government a penny. Its all about the money and what revolves around it prisons are big business courts are big business they make money off the taxpayer many tiems over in all the areas that revolve around the injustice system.
04:08 AM on 12/23/2011
Let plea bargaining remain in public, for the people by the people, if they don't like the plea or bargain. BANG! No over stressed jurors, less lawyer/ case load, no over crowded court rooms, no over strain, on the police force and less money going out. Everyone should be happy. Besides no one gets back what's lost, so why waste other peoples time, and let someone else act like their important!
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ok3apples
It's all interesting
03:26 AM on 12/23/2011
Thank you for this post. It is high time our judicial system went back to honesty.
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05:56 AM on 12/23/2011
that will never happen unfortunately
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SomebodySpecial
My micro-bio is full of eels
02:04 AM on 12/23/2011
I agree plea bargaining should be eliminated. If a person is charged with a crime they are either guilty as charged or not. Once we get rid of plea bargains, we can also get rid of arrest records. There should be no records of a persons arrests, only their convictions.
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pixeloid
Reality has a liberal bias.
11:37 PM on 12/22/2011
End the stupid and insane war on drugs. Most crime would literally disappear overnight. No more drug cases, and most of the violence associated with drugs.
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MissTake1989
Equal means equal, hypocrites.
04:54 AM on 12/23/2011
I never want to undercut the legalize movement...but a good bit of that crime would simply move on...from dealing to burglary or robbery or whatnot.
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pixeloid
Reality has a liberal bias.
09:48 PM on 12/23/2011
Some of the small time dealers in poor neighborhoods would resort to other crimes, but they were probably already doing those anyway. Many of the large scale dealers would end up going into regular business, much like at the end of prohibition. The greatest benefit is that use or possession would no longer be a crime, so our "justice" system would have more time and resources to go after REAL criminals.
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11:33 AM on 12/23/2011
Do you actually believe that if a criminal lost his/her ability to earn considerable money from the sale of drugs, they would say, "Oh, okay. I'll just get a job at the convenience store instead."? The greater likelihood is that they will move on to another criminal enterprise instead; perhaps, something that even you would find less palatable. After prohibition was repealed, did the gangsters disappear? Clearly, the current approach to drug addiction and inherent criminal activity that accompanies it is less than successful, but simply legalizing drugs will not make either go away. You must quit looking at the world through a paper towel tube.
12:58 PM on 12/23/2011
I think you are only looking at part of the problem, the dealers. Even if one assumes criminal dealers will always remain criminals, one can't say the same about the more numerous users. There is no "inherent criminal activity" in the use of drugs anymore than in the use of alcohol or tobacco. Crimes of possession would disappear and, to the degree that the cost of drugs in a legalized market would decline, criminal activity to pay for otherwise over-priced illegal drugs would, also, decline. Not only would crime decline, but decriminalization would have other salutary effects, not the least of which would be lower government spending on policing, prosecuting and punishing drug users. Why then interfere with people's liberty to pursue happiness as they determine it for themselves?
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pixeloid
Reality has a liberal bias.
09:35 PM on 12/23/2011
Actually, most gangsters DID disappear with the end of prohibition. There were a few that went on to other criminal activities, but with the easy money gone, it became easier for most of them to move into less risky activities.