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Steven A. Engel

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The Economic Case Against Obamacare's Constitutionality

Posted: 03/23/2012 5:53 pm

It is rare for hundreds of distinguished economists to have their day at the Supreme Court, but then again, few laws have the reach of the Patient Protection and Affordable Care Act (PPACA). The Government has defended the law by making claims concerning the economic necessity for this unprecedented expansion of federal power. Yet the economists -- who include Nobel laureates and former senior government officials -- have made a powerful case that the economic basis supporting these justifications is flawed.

Individual Mandate

The Solicitor General will appear next week to explain why the PPACA is constitutional under the Commerce Clause. The federal government argues that the government must compel healthy people to purchase health insurance or otherwise they will push their health care costs on the public, to the tune of $43 billion. Yet this claim is simply not supported by economic reality.

As over 100 economists successfully argued before the 11th Circuit Court of Appeals, the voluntarily uninsured -- the young, healthy and not poor who choose to forgo coverage -- do not shift costs in our health care system. The lower Court rightly found that "the primary persons regulated by the individual mandate are not cost shifters but healthy individuals who forgo purchasing insurance."

According to the economists' analysis of Medical Expenditure Panel Survey (MEPS) data, only one-half of 1 percent of total health spending can be attributed to the targets of the individual mandate. The real purpose of the mandate is not to recover uncompensated costs, but to force younger, healthier individuals to subsidize the health insurance of others.

The government's stated rationale is to regulate "how health care consumption is financed," yet the MEPS data demonstrates that the government's aim is regulate the price of insurance, not health care. The PPACA seeks to compel the voluntarily uninsured to purchase health care at disadvantageous prices. Thus, the government's defense of the PPACA's constitutionality rest on an economic justification that is without merit, in theory or fact.

Medicaid Expansion

As Justice Kennedy observed nearly two decades ago, "Federalism was our Nation's own discovery. The Framers split the atom of sovereignty. It was the genius of their idea that our nation would have two political capacities, one state and one federal, each protected from incursion by the other." That admonition has pressing weight now, considering that PPACA's Medicaid expansion threatens this federal compact.

When courts give the green light, the federal government rarely declines to exercise power. Congress has broad discretion to offer inducements for the states to participate in a federal program like Medicaid, yet in South Dakota v. Dole, the Supreme Court emphasized that there must be limits to ensure that the states do not become instruments bound to play Congress's tune. In Dole, the Court upheld the federal conditions at issue because states that rejected them would stand to "lose [only] a relatively small percentage of certain federal highway funds."

Yet, under the PPACA, if the states choose to forego the law's compliance standards, they lose all federal Medicaid funding. This is hardly an inducement. In order to continue the program, the states would collectively be forced to add more than 22 percent to their budgets to replace the federal share, and six States would need a 50 percent hike in tax revenue. That is no choice at all.

The Hobson's choice of taking the PPACA's mandates or obliterating a state health care system is as coercive as can be. If there are any real limits to Congress's ability to coerce states under its spending power, then the Medicaid expansion must be unconstitutional.

Severability

Finally, if the Supreme Court strikes down the individual mandate, then the entire law must collapse under its own weight.

The purported goal of the "Affordable Care Act" was to make health care more affordable, but imposing the new regulations without any of the "benefits" runs contrary to congressional intent. If a portion of a law is unconstitutional, the Court must decide whether to strike down only that portion or more or all of the law so that the law still functions in a "manner consistent with the intent of Congress." Thus, if Congress would not have passed the remaining law without the unconstitutional portion, the Court should invalidate the entire law.

The PPACA imposes comprehensive regulations that precisely balance the benefits to health insurers against their costs. This is not simply because Congress favored the insurers. Congress also knew that the costs imposed on insurers would largely be passed on to consumers. The individual mandate was the most significant benefit in that balance. Without it and associated subsidies, the PPACA will impose $360 billion in net costs on health insurers over the next decade -- costs that will largely be passed on. The PPACA imposes on insurers dozens of significant taxes and regulations: minimum essential health benefits, uniform glossary of coverage, new rules for preventive services and taxes on so-called Cadillac plans.

Severing the individual mandate and allowing the remainder of this regulatory morass to continue in force would produce grave distortions, dramatically raise insurance premiums, fail to function in a "manner consistent with the intent of Congress."

In conclusion, the economic and legal constitutional arguments against PPACA are not distinct but complementary. The challengers have the economic evidence on their side, and if the Court accepts it, then Congress should go back to the drawing board to protect patients and provide affordable care within the boundaries set forth by the Constitution.

Steven A. Engel is a partner at Dechert LLP, which represents the American Action Forum and more than 200 economists as amici curiae before the Supreme Court.

 
It is rare for hundreds of distinguished economists to have their day at the Supreme Court, but then again, few laws have the reach of the Patient Protection and Affordable Care Act (PPACA). The Gover...
It is rare for hundreds of distinguished economists to have their day at the Supreme Court, but then again, few laws have the reach of the Patient Protection and Affordable Care Act (PPACA). The Gover...
 
 
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08:29 AM on 03/25/2012
When President Obama took office he had a national housing market crisis, a global recession, and a huge national debt to deal with. Democrats had majority in the Senate and Congress. For the first two years of his term, Obama could have done anything he wished regarding steering this country in the right direction and he chose to come up with Obamacare. If nothing else, we should be infuriated that he chose this over dealing with actual issues that plagued us then, and still plague us today.
08:13 PM on 03/24/2012
I'm confused to the assumption that everyone participates in the system at one time or another. Y? If doctors could deny care (per Reagan) then no individual would necessarily participate in commerce. This question of the ACA is completely unconstitutional if you have ever read it. It completely is abhorrent to our founding ideals, the federalist papers, limits on federal power and our entire history of our country. To say otherwise is disingenuous as best and ignorant at worst.
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janmB
loves life
05:11 PM on 03/24/2012
Claiming that an individual mandate for insurance coverage is unconstitutional: You don't have to abide by it -- just set up your own plan. The Oregon Democrat isn't inviting opponents to defy the newly-enacted health care law. Instead, he's pointing out a provision in the bill that makes moot the argument over the legality of the individual mandate.
Speaking to the Huffington Post Senator Wyden on the--- legislative language he authored which "allows a state to go out and do its own bill, including having no individual mandate."
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LeftCoastEng
Obsessed with failed trade
04:36 PM on 03/24/2012
Many distinguished economist also continue to tell us that unilateral "free trade" policies are always good for us. Also, the free market always leads to the best outcome.

One more thing since you are obviously biased against the ACA, what would you replace it with?
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janmB
loves life
05:13 PM on 03/24/2012
America right now is being inexorably stripped of its most valuable industries by its naïve embrace of one-sided free trade. Here's the Harvard Business Review's list of industries we have already lost:
Fabless chips; compact fluorescent lighting; LCDs for monitors, TVs and handheld devices like mobile phones; electrophoretic displays; lithium ion, lithium polymer and NiMH batteries; advanced rechargeable batteries for hybrid vehicles; crystalline and polycrystalline silicon solar cells, inverters and power semiconductors for solar panels; desktop, notebook and netbook PCs; low-end servers; hard-disk drives; consumer networking gear such as routers, access points, and home set-top boxes; advanced composite used in sporting goods and other consumer gear; advanced ceramics and integrated circuit packaging. These are serious high-tech and thus high-wage industries, industries with a future. Without them, America is going to be increasingly shut out of the most lucrative and job-creating industries in the global economy.
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Sherrie Heckendorn
07:04 PM on 03/24/2012
without health care for all citizens from birth and without education for all citizens, that includes university, we will continue our downward spiral into the 3rd world country that our republicans so want.
02:01 PM on 03/24/2012
Currently my insurance is mandating that I continue to pay for my 19 year old under the new law. So my employer pays a higher monthy premium and I am being forced to pay a higher monthly premium as the cost is shared. So I am being forced to pay out of my pocket for an able bodied voting age adult. We are challenging the mandate by the company and are preparing to file suit if necessary. We have no intention of paying $300 a month more (and costs have risen about 10% each year for the last 5 years) until he is 26. He is healthy and doesnt use the service so where is that money going? Illegals and freeloaders who make poor lifestyle decisions and pull the liberal voting handle.
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10:08 AM on 03/25/2012
Well, he is a free-loader as he is a beneficiary of a system that is prepared to scrape him off the street and put him back together if he gets in an accident, that is ready to apply modern oncological knowledge to the leukemia that might be brewing, that provides a system of immunizations to prevent him and millions of others dying ... he is a benificiary of that system whether he is 19 or 26 or 75 .... we all pay into it and we all benefit.

We are all beneficiaries of modern medical care - financed and supported primarily by the public - we should all be paying into it and should expect reasonable care out of it. Works in the rest of the developed world - what is about "this works" that is not understood in this equation? The "free market" does not in any evidentiary way produce the same goods ....
01:41 PM on 03/24/2012
"According to the economists' analysis of Medical Expenditure Panel Survey (MEPS) data, only one-half of 1 percent of total health spending can be attributed to the targets of the individual mandate. "
-Steven Engle

"Meps? Meps! Unacceptable!"
- Beldar Conehead
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chuckl8899
01:09 PM on 03/24/2012
BS. We already subsidize healthcare for people who can't afford it. When someone without insurance goes to the ER and can't afford to pay, we taxpayers foot the bill. This argument doesnt hold up.
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Paul Abrams
12:02 PM on 03/24/2012
Your economists are disingenuous. None of us who have pointed out the Constitutionality of the Individual Mandate (it is actually not a close Constitutional call) have claimed that the young healthy are the cohort that requires cost-shifting. It is the ENTIRE group of uninsured, most particularly those who are ill and do not get early interventions who show up in Emergency Rooms requiring hospital admissions, and some of the healthy who become seriously ill or in accidents, who cause the cost-shifting.

You sir are also disingenuous because you calculate the percent of the cost-shift based upon the entire costs of our medical system. Well, a significant fraction of those are a) medicare (20-25%), b) veterans (5%), c) Medicaid. The cost-shift percentage has to be calculated against the fraction of private health care, not these programs for which the providers get reimbursed at a pre-agreed rate.
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Gailsunday
I think what I think...therefore, I am
11:24 PM on 03/26/2012
Ah Paul!
As usually right ON TARGET!
GREAT post, thank you for your clarity and your well informed opinions
SO Glad to know your out there, MAKING things clear to the likes of these so uninformed........Thanks!!!
12:57 AM on 03/28/2012
If you figure that the private health care cost is about 60% of the figure used by the economist, because they had included medicare, veterans, and medicaid the result you get would not be that much different. I did a quick calculation and came up with 0.008333333. This is not much different than the amount stated by the Economists (0.005000). I should add that I'm a democrat, but also a moderate/independent. I was expecting to find an economic advantage to Obamacare when doing some research on the topic. In fact, it seems to be a huge unnecessary mess.
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ElIngeniero
12:02 PM on 03/24/2012
Young healthy people without health issues are guaranteed to eventually become decrepit ancients needing medical support, and stand a fair chance of needing trauma care on top of that.

Paying healthcare premiums now is just dollar cost averaging their future health care needs.
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noaxe397
11:36 AM on 03/24/2012
I would like the author to tell us exactly WHO pays for all those FREE emergency room visits that hospitals are required by Reagan mandate to offer without charge to the patient?..........................The answer is simple:  I pay either as a taxpayer or through higher insurance premiums.......................We see in this analysis the welfare mentality of the conservative..............The idea that there is the free lunch out there and that services can be provided magically for free if ONLY the big bad government would get out of the way and let the working wonders of the free market take hold.
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David Durham
Just a guy who tries to stay informed and stand fo
11:35 AM on 03/24/2012
For a lawyer Mr. Engel doesn't put forward a very compelling case here. He supplies links that don't go anywhere as though no one would bother to check them. The fact is youth is a time of high risk as far as medical professionals are concerned.

What Mr. Engel ignores is that there is a mandate already in place. If you are uninsured and you go to an emergency room you will get care. It may be good care, it may be inadequate, but one thing it will be is costly. And taxpayers and those who are insured pay for this somewhat hidden mandate. The question is whether or not we will admit to ourselves that this mandate does in fact exist. If you face the fact that it does, then the thing to do is deal with it reasonably and effectively with the idea that preventative care is less costly than emergency room care.

The mandate is already there. The solution is to admit it and mold it in the most cost-effective way that we can.
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Chris1962
NYC
11:10 AM on 03/24/2012
>>>The challengers have the economic evidence on their side, and if the Court accepts it, then Congress should go back to the drawing board to protect patients and provide affordable care within the boundaries set forth by the Constitution.>>>

Congress should never have passed CrapCare in the first place. The majority of Americans had said "no" to it all throughout its crafting and, to this day, want it repealed. And as for going "back to the drawing board," Dems aren't exactly gonna be reeking of credibility after the mandate, if not the entire law, is thrown out by the USSC.
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zSpin2001
All your base are belong to us.
04:26 PM on 03/24/2012
I think if you were to inform people about the benefits of Obamacare, then I doubt people would want it repealed. I also don't think that a majority of people actually want it repealed. I know that my friend with diabetes who now has good care for control of his sugar doesn't want it repealed. I think you are being disingenuous in your rhetoric.
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Chris1962
NYC
07:26 PM on 03/24/2012
>>>I think if you were to inform people about the benefits of Obamacare, then I doubt people would want it repealed.>>>

It's the "mandate" that makes it unconstitutional; hence, the reason people want it repealed. We, the People, did not grant our federal public servants the authority to award themselves mandating power to dictate private-sector products and punish us if we — their bosses — dared to disobey them. Get it?


>>>I know that my friend with diabetes who now has good care for control of his sugar doesn't want it repealed. I think you are being disingenuous in your rhetoric.>>>

Scroll down this looooooooooooooong list and tell me what Pelosi/Reid/O didn't quite understand about their bosses' "Against/Oppose" sentiment: http://www.realclearpolitics.com/epolls/other/obama_and_democrats_health_care_plan-1130.html
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HST
Conservatism = selfishness
10:42 AM on 03/24/2012
"Finally, if the Supreme Court strikes down the individual mandate, then the entire law must collapse under its own weight."

Again you are wrong. The purported goal was not primarily to bring down costs but to get more people access to healthcare insurance. You and your cronies would strip people with preexisting conditions of insurance, take away college aged kids ability to be covered by their parents' plans and make sure that insurance companies can spend more on marketing and bonuses instead of providing coverage for their clients.

I will be glad when you fail and ACA can be fully implemented. It's not perfect, but it's better than your plan which is to do nothing and allow this country to continue to pay high costs for minimal coverage so health insurance companies can maintain huge profit margins.
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Chris1962
NYC
11:13 AM on 03/24/2012
>>>Again you are wrong. The purported goal was not primarily to bring down costs>>>

Uh, yeah, it was. That's why it was named "Affordable Care." Keyword: affordable.
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noaxe397
11:37 AM on 03/24/2012
And the "Patriot" Act was to promote civic pride.
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HST
Conservatism = selfishness
11:47 AM on 03/24/2012
Way to skip over the pertinent point and focus on the minor details. Yeah lets argue over the name some more.

Just forget about all our fellow Americans without coverage.

Could you be any more clueless?
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HST
Conservatism = selfishness
10:42 AM on 03/24/2012
Hey Stevie, as a lawyer you make a terrible economist:

"Yet the economists -- who include Nobel laureates and former senrr government officials -- have made a powerful case that the economic basis supporting these justifications is flawed."

Yet Paul Krugman, Robert Reich and a lot of other respected people who have practical experience (unlike you) making public policy don't see it that way.

"As over 100 economists successfully argued before the 11th Circuit Court of Appeals, the voluntarily uninsured -- the young, healthy and not poor who choose to forgo coverage -- do not shift costs in our health care system."

Cause young healthy people never get sick and are never involved in accidents eh?

"When courts give the green light, the federal government rarely declines to exercise power."

Federalism is a great thing and the feds never assert their power over the states. Someone forgot to tell President Lincoln during the civil war this news.
10:38 AM on 03/24/2012
A lot of young adults currently elect to have no health insurance because of its cost, or because they want to save money while they're young and healthy. Once forced to buy insurance, many may frequently see a doctor for trivial things simply “to get my money's worth.”

How many more people, BECAUSE they have insurance, will pay less attention to diet and exercise, and develop medical problems (such as diabetes) that require visits to the doctor that they would not have had to make while uninsured and cautious?

AHA will bring millions of more people into the healthcare system and countless others into it more often. It's supposed to do that, because Mr. Obama wants to spread the health around. The upshot is that millions more will interact with the healthcare providers who are, according to JAMA, our nation's third leading cause of death. http://www.health-care-reform.net/causedeath.htm

The doctors and nurses, unless there is a huge increase in their already insufficient number, will be stressed by the increased demand for services. Their error rate is likely to rise.

Might our healthcare system then become the second leading cause of death? Or maybe even the first?

http://relevantmatters.wordpress.com/2012/03/21/the-vagaries-of-universal-healthcare/
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Paul Abrams
11:53 AM on 03/24/2012
anyone who pays less attention to diet and exercise BECAUSE they can afford care for hypertension, diabetes and heart disease actually needs the mental health benefits of the Act!
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Gailsunday
I think what I think...therefore, I am
11:48 PM on 03/26/2012
....WELL done PAUL!!!
Put'em right IN There Place!!!
faved!!