Investors

Shahien Nasiripour

House Panel Votes To Permanently Exempt Small Firms From Part Of Post-Enron Law

HuffingtonPost.com | Shahien Nasiripour | Posted 11.04.2009 | Business


A House panel voted Wednesday to permanently exempt more than half of all publicly traded companies from a seven-year-old post-Enron measure designed ...

Shahien Nasiripour

White House Quietly Working To Weaken Investor Protection

HuffingtonPost.com | Shahien Nasiripour | Posted 11.02.2009 | Business


The White House is quietly working to undercut a key post-Enron reform, significantly weakening protection for everyday investors and threatening the ...

Supreme Court To Hear Case About Excessive Pay; Parallels Seen In Executive Compensation

Washington Post | Robert Barnes and Steven Mufson | Posted 10.31.2009 | Business


The Supreme Court this week will hear a case that raises bedrock questions about the ability of the market to set "reasonable" corporate compensation,...

Goldman Sachs Defends Trading Practices: Dark Pools, Flash Trading, Short Selling

Telegraph | James Quinn, US Business Editor | Posted 10.28.2009 | Business


In a document handed to the US Securities and Exchange Commission (SEC), the investment bank asserts that such practices, some of which the SEC is loo...

Shahien Nasiripour

House Democrats John Adler, Carolyn Maloney Move To Weaken Investor Protection Bill

HuffingtonPost.com | Shahien Nasiripour | Posted 10.27.2009 | Business


Two House Democrats are planning to introduce amendments Tuesday to exempt small- and medium-sized companies from a key post-Enron reform. Consumer ad...

New SEC Website Offers Advice To Investors

DailyFinance | Michelle Leder | Posted 10.23.2009 | Business


Instead of trying to be all things to all the people the SEC serves -- they include investors, advisors, fund managers, lawyers and others -- investor...

Semion Mogilevich: Powerful Mobster Was Added To FBI's Most Wanted List

CNN | Jeanne Meserve | Posted 10.22.2009 | World


NEWTOWN, Pennsylvania (CNN) -- Semion Mogilevich may be the most powerful man you've never heard of. Mogilevich's alleged brutality, financial savvy ...

Bill Supposed To Tighten Rules On Ratings Agencies Has Big Loopholes

McClatchy | Kevin G. Hall | McClatchy Newspapers | Posted 10.21.2009 | Business


A key House of Representatives committee is set to vote soon on legislation that would overhaul financial regulation and produce greater transparency ...

Ecopreneur: Never Let Them See You Sweat

Kristin Boekhoff | Posted 10.14.2009 | Living


Kristin Boekhoff

There comes a point in every entrepreneur's life when they think to themselves, "What the #$%@ am I doing?!" and August 14th was definitely one of those days for me.

Peter Kraus Scores High on Obama Team

Diane Francis | Posted 09.30.2009 | Business


Diane Francis

I sat down recently with Peter Kraus. In December, at the height of the market turmoil, he became Chair and CEO of Alliance/Bernstein of New York, one of the world's largest asset management firms.

Ecopreneur: An Innovative Way to Attract Investors in a Recession

Kristin Boekhoff | Posted 09.24.2009 | Business


Kristin Boekhoff

I don't have to convince the Bangladeshis of the potential of their country. They are keen to change the world's negative perception of Bangladesh; a high-profile, luxury eco resort could do just that.

Moonlighting: Broker Style

Dan Solin | Posted 09.23.2009 | Business


Dan Solin

How did Du Jun's activity get past Morgan Stanley's compliance department? Quite easily. Not only did Morgan Stanley approve his trades, some of them were handled by the firm.

This Is Your Brain On Wall Street

N. E. Marsden | Posted 07.20.2009 | Business


N. E. Marsden

Pioneers in the field of neurofinance are searching for the right neurococktail of emotion and logic for today's fast-paced electronic marketplace.

Big Business Failing to Disclose Climate Change Risks

Mindy S. Lubber | Posted 07.04.2009 | Business


Mindy S. Lubber

Which U.S. companies are best positioned to lead the pack in the great green race for a low carbon future?

The Markets: Always Up, and Never Down

Rick Horowitz | Posted 03.28.2009 | Business


Rick Horowitz

Back when it was good, you didn't understand it and it didn't matter; the numbers kept going up anyhow. The ones who knew, knew, and you were content to go along for the ride.

Financial Pornography Thrives

Dan Solin | Posted 02.27.2009 | Business


Dan Solin

The next time you read or watch the financial media, try to visualize this warning: Reading or watching this magazine or program may be harmful to your financial health..

Investors Gear Up For Deluge Of Weak Earnings, Biggest GDP Drop In 26 Years

CNN | Alexandra Twin | Posted 02.25.2009 | Business


Investors this week will face the largest batch of company report cards yet, in what is quickly shaping up to be the worst quarter for corporate profi...

The Silver Linings: the Madoff Tax Credit

Edward Jay Epstein | Posted 02.22.2009 | Business


Edward Jay Epstein

To the extent that Madoff's investors paid taxes on false capital gains, they are owed tax refunds -- with interest; investors may deduct billions worth of their loss against other income.

If Past Is Prologue, Mary Schapiro's Future Should Not Include the SEC

Dan Solin | Posted 02.13.2009 | Business


Dan Solin

Mary Schapiro's advocacy for FINRA's flawed mandatory arbitration process - and her antipathy for investors' rights -- disqualifies her from confirmation as head of the SEC.

Mary Schapiro Will Protect Investors the Same Way Willie Sutton Protected Banks

Dan Solin | Posted 02.04.2009 | Business


Dan Solin

"Real change" would be to put an investor advocate, and not an industry shill, in charge of the SEC.

Madoff Unmasked: The Cry of the Snookered Investor

Rick Horowitz | Posted 01.18.2009 | Business


Rick Horowitz

Who does this to people? Who takes families' life savings, everything they built up over all the years and years, everything they need for later, and just takes like a thief until there's nothing?

4 Tips for 'Smart' Investors

New York Times | RON LIEBER and TARA SIEGEL BERNARD | Posted 01.13.2009 | Business


When wealthy investors are willing to hand over a sizable sum to a single money manager they heard about at the country club, certain first principles...

In Which I Come Face-to-Face with the American Investor

Fortune's Stanley Bing | Posted 12.25.2008 | Business


<i>Fortune</i>'s Stanley Bing

Is it possible, that at some time in the future, the welfare of the companies we serve could be divorced from the fear, the greed, the feral hysteria of the securities marketplace?

The Perfect Storm: False Prophets and Bad Advice

Dan Solin | Posted 12.12.2008 | Business


Dan Solin

Advisors who want to be honest will tell their clients they have no idea when the markets will "reach the ultimate bottom." All we can realistically do is place the current markets in historical perspective.

Buffett's Wrong: Stay Out of Stocks

Diane Francis | Posted 11.27.2008 | Business


Diane Francis

Far be it from me to contradict one of the world's greatest stock sages and business analysts. But I will.