WASHINGTON — The watchdog of the Securities and Exchange Commission has recommended a new system for handling the thousands of tips and complain...
HuffingtonPost.com | Shahien Nasiripour | Posted 09.02.2009 | Business
Bernard Madoff once boasted that he "was on the short list" to be the next chairman of the Securities and Exchange Commission, according to a report i...
washingtonpost.com | Zachary A. Goldfarb | Posted 08.02.2009 | Business
An investigator at the Securities and Exchange Commission warned superiors as far back as 2004 about irregularities at Bernard L. Madoff's financial m...
Reuters | Posted 03.12.2009 | Business
WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission's top enforcement official, Linda Thomsen, is expected to resign on Monday, CNBC te...
New York Post | LORENA MONGELLI and DAN MANGAN | Posted 02.07.2009 | Business
The Securities and Exchange Commission's New York watchdog, under fire for failing to uncover Bernard Madoff's alleged $50 billion Ponzi scheme - desp...
ABCNews.com | Posted 01.16.2009 | Business
A top Securities and Exchange Commission compliance official who worked for the SEC when it found no problems at Bernard Madoff's firm in 2005, later ...
AP | MARCY GORDON | Posted 11.30.2009 | Business