WASHINGTON — Former Securities and Exchange Commission chairman Mary Schapiro has joined Promontory Financial Group. The risk-management, regulat...
March 11 (Reuters) - General Electric Co nominated Mary Schapiro, former chairman of the U.S. Securities and Exchange Commission, to its board. ...
Ever since the so-called Flash Crash nearly three years ago, when stock markets plunged almost nine percent for mysterious reasons, American regulator...
Join us for our latest episode of "As the Door Revolves," in which the door spins even faster between the SEC and big business. It's called "regulatory capture" -- the takeover of government agencies by the very corporations they're supposed to keep an eye on.
WASHINGTON -- The steady flow of officials from the Securities and Exchange Commission into top corporate jobs feeds a regulatory culture of weak law ...
She now has an opportunity to show that she also has the strength of character to lead this often-fractious agency in these difficult and challenging times. Nothing less than the safety and integrity of our capital markets depend on the choices she makes.
Mary Schapiro's legacy as head of the Securities and Exchange Commission will be that the agency did not become entirely useless on her watch -- although that is maybe the best you can say about it.
WASHINGTON -- Mary Schapiro will step down as chairman of the Securities and Exchange Commission next month after a tumultuous tenure in which she hel...
* SEC convenes roundtable following Knight error * Executives broadly support concept of kill switches By Sarah N. Lynch...
For the SEC to do its job properly, it needs adequate resources, and for that it needs the support of Congress. To understand why the budgetary issue is so important, and why the SEC deserves more funding, let's look at the trajectory of the Commission since the Madoff scandal.
* Treasury says consulting with regulators on next steps * Fund industry lobbied intensely against SEC plan * Upcoming e...
State securities regulators have put the relatively new investment phenomenon of crowdfunding at the top of their annual investment scams list, highli...
By Sarah N. Lynch and Alexandra Alper WASHINGTON, July 22 (Reuters) - U.S. Senators are planning to introduce a bipartisan bill on Mon...
PORTLAND, Ore. (AP) — The Securities and Exchange Commission says an Ohio man, his son and his daughter pocketed millions they raised from investors...
Americans are losing faith in the stock market, Securities and Exchange Commission chair Mary Schapiro told Congress on Thursday. Investors have a...
* Dimon says bank disclosed what it knew when it knew it * SEC is investigating whether JPMorgan misled investors * SEC'...
* SEC eyes CEO's "tempest in teapot" remark * CEO's remark said to be key context for disclosures WASHINGTON, June 19 (R...
(Repeats story that ran earlier with no changes to text) * Altered risk model likely to be a focus for regulator * Undis...
Just recently, Washington announced the creation of a "dream team" of financial regulators, called the Systemic Risk Council. Great idea, but here's a question: Why was the current chairwoman of the SEC, Mary Schapiro, not included?
If Congress is truly serious about banking reform, it needs more than just well-intentioned laws: it also needs the right people to enforce those laws, it needs to give those people the resources they require to do their job properly, and it needs to pay them decently.
You might think that being a top financial regulator is a dry job, or that it’s never dangerous. You might then be wrong. Vincent McCrudden,...
WASHINGTON -- A coalition of reform groups gathered Monday morning to urge the Securities and Exchange Commission to require publicly traded companies...
(By David Lawder and Sarah N. Lynch - Reuters) - U.S. Senate Democrats rebranded a bill aimed at job growth as a threat to investor protections on Thu...
* Says money market funds still at risk for runs * Schapiro says 2010 reforms not enough * Faces resistance from industr...
Congress might soon pass a bill aimed at creating jobs. But there's a catch. Regulators say the bill -- known as the Jumpstart Our Business Startup...
