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Sec Chair

SEC Chair Mary Schapiro's Previous Agency Was Soft On Enforcement: Report

Legal Times | Posted 07.05.2009 | Business

Read More: FINRA Enforcement, Sec, Financial Industry Regulatory Authority, Mary Schapiro, Mary Schapiro Sec, Schapiro Enforcement, Securities and Exchange Commission, Finra, SEC Chair, Business News

An analysis conducted out of Sutherland Asbill & Brennan's Washington office shows the Financial Industry Regulatory Authority - the independent secur...

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Former SEC Chair Cox Undermined Enforcement Efforts

Washington Post | Zachary A. Goldfarb | Posted 07.01.2009 | Politics

Read More: Sec, Sec Enforcement, Chris Cox, Christopher Cox, SEC Policy, Securities and Exchange Commission, SEC Chair, Politics News

The five enforcement officials caught a morning Acela train bound for Washington. Based at the New York office of the Securities and Exchange Commissi...

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