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Sec Inspector General

Ex-Watchdog May Have Flirted With Worker He Was Supposed To Be Watching

Reuters | Posted 12.05.2012 | Business

WASHINGTON, Oct 5 (Reuters) - A former U.S. Securities and Exchange Commission inspector general who left amid months of turmoil at his office may h...

Major Regulator Loses Top Watchdog

Reuters | Posted 03.18.2012 | Business

WASHINGTON, Jan 17 (Reuters) - David Kotz, the inspector general at the U.S. Securities and Exchange Commission who has a reputation as a tough watc...

Marcus Baram

Inspector General Says SEC Routinely Exempts Companies From Rules Without Adequate Follow-up

HuffingtonPost.com | Marcus Baram | Posted 08.30.2011 | Business

Companies are routinely exempted from the Securities and Exchange Commission's panoply of rules and regulations, as long as they meet certain conditio...

Madoff Scald: SEC Inspector-General Meets With Fraudster

Jun. 18, 2009 | Posted 05.25.2011 | Business

NEW YORK (CNN) -- Admitted fraudster Bernard Madoff, the mastermind of history's biggest Ponzi scheme, had a three-hour meeting with the Securities an...