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Sec Regulation

Will Cost-Benefit Analysis Seal the SEC's Fate as an Industry Lap Dog?

Barbara Roper | Posted 11.17.2012 | Business
Read More: Wall Street Reform, Sec, Securities and Exchange Commission, Jobs Act, Rec Bank Regulation, Sec Regulation, Sec Banks, Cost Benefit Analysis, Sec Cost Benefit, Business News
Barbara Roper

Today the SEC stands at a crossroads. The decisions it makes, and the decisions that are made for it by Congress, will determine whether the agency can reemerge as a credible investor watchdog or whether it will be permanently relegated to industry lap dog status.

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Deal With It: A Veteran Trader's Take on High-Frequency Trading

Gino Vicci | Posted 06.20.2012 | Chicago
Read More: High-Frequency Trading, Sec, Chicago Board of Trade, High-Speed Trade, Market Regulation, Sec Regulation, High Frequency Trading, Chicago News
Gino Vicci

The high-speed trades driven by computers are in the cross-hairs of regulators in Washington. In spite of the controversy, some in the industry say high-frequency trading should be allowed to run its course.

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Vast Majority Of Americans Would Blow The Whistle Under New Protections

Posted 12.12.2011 | Business
Read More: Whistle Blowers, Video, Regulators Whistleblower, Sec Regulation, Workplace Whistblower, Whistleblower, Sec Whistblower, Business News

NEW YORK (Svea Herbst-Bayliss and Terry Baynes) - Four months after U.S. financial regulators opened a whistleblower office, more than three-quart...

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