Finally, the SEC has begun to take some action. It's made a lot of progress in just a month, but a lot more needs to be done, as a series of reports written by David Weild for the accounting firm of Grant Thornton makes clear.

PORTLAND, Ore. (AP) — The Securities and Exchange Commission says an Ohio man, his son and his daughter pocketed millions they raised from investors...

WASHINGTON -- The internal watchdog of the Securities and Exchange Commission has found that the agency made "irresponsible" decisions in leasing a la...

A number of years ago some enterprising deal makers at GE Capital proposed a series of transactions that would provide financing for a chain of funera...

MUMBAI (Reuters) -- Goldman Sachs (GS.N) Chief Executive regretted having participated in transactions that brought too much leverage into the world, ...

Two victims of Bernard Madoff's Ponzi scheme filed a federal lawsuit against the U.S. Securities and Exchange Commission on Wednesday, seeking at leas...

WASHINGTON — The co-CEOs and two other executives at BlackBerry maker Research in Motion Ltd. have been charged by the Securities and Exchange C...

Taxpayers, who despise the notion of welfare queens, should demand Congress "discredit" and dethrone the kings of Wall Street.

U.S. securities regulators obtained an emergency court order to stop an alleged Ponzi scheme that collected more than $23 million from thousands of in...

On CNBC this evening, "Mad Money" host Jim Cramer offered Obama a novel option for turning around the US economy: making Jim Cramer his next SEC Chair...

The chairman of the Securities and Exchange Commission, a longtime proponent of deregulation, acknowledged on Friday that failures in a voluntary supe...