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Tom Horvath, Ph.D.

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If Not AA, Then What? SMART Recovery and the AA Alternatives

Posted: 07/20/2012 8:19 am

Alcoholics Anonymous (AA) and other 12-step groups are the leading U.S. approach to addiction recovery. Millions have attended these meetings and "worked the steps." Popular media include countless references to AA-oriented recovery. Many scientific studies show that attending these meetings is associated with recovery.

However, many individuals will not attend these meetings, or will not attend them long enough to solidify change. Their reasons include not wanting to accept the labels "addict" or "alcoholic," not wanting to attend groups of any kind, not wanting to consider oneself powerless, not thinking of oneself as having a disease, or not wanting an approach that encourages lifelong attendance.

Perhaps we should encourage these individuals to set aside their objections and attend AA anyway? When such strong encouragement is given it probably works in some cases. However, the reality is that only a small percentage of those who have addiction problems attend AA. We need to have additional approaches.

Actually, other approaches already exist, but they are not well-known. There is a range of mutual aid groups in addition to 12-step groups, as well as a range of treatments in addition to 12-step-based treatment. The non-12-step mutual aid groups include SMART Recovery, Moderation Management, Women for Sobriety, LifeRing Secular Recovery and Secular Organizations for Sobriety. Each group has an active presence on the Internet. Through their websites, one can also find information about non-12-step based treatments.

These non-12-step groups can be more positively defined as self-empowering groups. Self-empowering groups encourage individuals to take charge of their lives and leave addiction (and eventually recovery) behind. In contrast to the 12-step approach, self-empowering groups support individuals in taking charge of their lives rather than accepting powerlessness and turning their lives over to a higher power.

The Serenity Prayer, often used at AA meetings, provides a framework for understanding a fundamental difference between powerlessness and self-empowering recovery:

"God, grant me the serenity to accept the things I cannot change,
Courage to change the things I can,
And wisdom to know the difference."

The 12-step approach is a serenity approach to recovery. The self-empowering approach is a courage approach. As the Serenity Prayer suggests, we all need both serenity and courage. However, most of us prefer one approach to the other. To use the language of scientific psychology, some of us tend toward external locus of control (serenity) and others tend toward internal locus of control (courage). Locus of control refers to our expectation about what in the future will shape our lives more (e.g., what controls us, or who is in charge): What happens to us, or what we do about it.

Self-empowering approaches to addiction recovery are well-suited for individuals who have an internal locus of control. Rather than thinking they have lost control of their lives because they have a disease, these individuals want to learn how to build motivation, control craving, resolve their underlying problems, and move on with creating meaningful and purposeful lives.

Two addiction treatment facilities I am aware of offered both the powerlessness and self-empowering approach. Clients were allowed to choose the approach they preferred. The choice was about 50/50 in each facility (one outpatient, one residential).

SMART Recovery is the best-known and most widely available of the self-empowering recovery groups. With fewer than 1,000 meetings, it is about 100 times smaller than AA. The SMART Recovery website and its activities and community could be a substitute for face-to-face meetings for many individuals and locations. Many SMART Recovery participants include 12-step meetings in their recovery plans, either to have a sufficient face-to-face component, or because they find aspects of both programs helpful.

Consistent with the overarching self-empowering perspective, SMART Recovery:

  • Teaches tools for recovery based on evidence-based addiction treatment
  • Does not use the labels "addict" or "alcoholic"
  • Encourages participation only for as long as it is perceived to be useful,
  • Allows for truly anonymous participation via a screen name on the website
  • Allows participants their own perspective on whether addiction is a disease
  • Teaches tools for recovery that are useful regardless of what the participant believes (or not) about God
  • Accepts the validity of appropriately prescribed addiction and psychiatric medication.

In addition to providing free, science-based, self-empowering addiction recovery mutual aid groups, SMART Recovery advocates for choice in recovery. All individuals seeking recovery support or treatment should be informed of the full range of options available, and be free to choose among them.

Disclosure: Tom Horvath, Ph.D., serves as president of SMART Recovery.

For more by Tom Horvath, Ph.D., click here.

For more on addiction and recovery, click here.

 
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Alcoholics Anonymous (AA) and other 12-step groups are the leading U.S. approach to addiction recovery. Millions have attended these meetings and "worked the steps." Popular media include countless re...
Alcoholics Anonymous (AA) and other 12-step groups are the leading U.S. approach to addiction recovery. Millions have attended these meetings and "worked the steps." Popular media include countless re...
 
 
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Helen O'Reilly
I think I'm too big for a micro-anything!
01:27 PM on 08/02/2012
"Actually, other approaches already exist, but they are not well-known." Or effective.
07:15 AM on 08/03/2012
"or effective"?

Take a good look at what is ranked # 38 in effectiveness. http://www.behaviortherapy.com/whatworks.htm
04:54 PM on 07/30/2012
I really did not find AA and it"s religious programme to be very good at all and use other methods similar to those in smart recovery.
I have a web site called www.recoveringfromrecovery.com which is for those who have moved away from the 12 step world, which some people here may like.
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01:57 PM on 07/30/2012
Excellent article. I am in complete agreement. Thank you for sharing and spreading awareness.
03:41 PM on 07/26/2012
ITS GOOD READING THANKS FOR THE LINK
06:26 AM on 07/23/2012
Not sure why my first post isn't available but my first issue with AA being admitting powerlessness against alcohol, really? I was fortunate enough to find an "easy way to stop drinking" through a book written by Allen Carr. I highly recommend it to anyone who just wants to quit and not be in a perpetual state of recovery. I don't consider myself an alcoholic either which most folks might find interesting considering how I used to really spill it.
06:17 AM on 07/23/2012
I read Allen Carr's "Easy way to stop drinking" well over 3 yrs ago and haven't regretted quitting and was happy to have found an alternative to all that 12 step method which for me left a bad taste. I still go out to bars and have the same friends without issue which is great also.
11:07 PM on 07/22/2012
well, one thing's for sure: alcoholism and recovery are as individual as the people who go through them. AA seems to have sobered me up and it gave me something to do with myself instead of drink for a few years, but I eventually found the meetings too "braggy". People just seemed so proud of what awful drunks they were. That didn't help me at all.

Anyhow, I've managed to stay sober for 7 years. I just finally came to the understanding that, for me, "one drink is too many, 100 is not enough."
08:15 AM on 07/21/2012
Excellent article. AA was created by and for mostly upper-middle class white Christian men and it seems to work best for those who fit the personality styles of its founders. For those of us who are women and/or minorities often what is needed is ego-definition rather than ego-deflation, empowerment and belief in ourselves rather than surrender to a power outside ourselves (your internal/external locus of control), and tools to face and internally overcome the patriarchial, heirarchial culture in which we live.

I attend AA meetings purely to develop sober friendships and because nothing else is available in my area, use the Lifering Secular Recovery e-mail lists for real support, practice Charlotte Kasl's sixteen steps to empowerment, and don't drink or use no matter what.

Thanks for bringing good information to the public about alternatives to AA.
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Iagree
Horror vacui
10:13 AM on 07/21/2012
AA is based on Frank Buchman's religious "Oxford Group"
01:09 AM on 07/21/2012
Many people choose alternatives such as Lifering or other non 12-step program for many reasons that have little to do with religion or "spirituality." For some, the "cross talk" that is part of a place like Lifering (and like is conducted in group therepy sessions for all sorts of other counseling and mental health) is important. For others, it's freedom from the "steps" concept entirely, often not the "god" steps so much as the "confession" steps. For others, it's the individuality that a group like Lifering makes a focus of its support system.

And, yes, AA members can cite examples here and there, but those are the minority.

Then, there's the issue that AA is still officially only about alcohol problems. No "drug talk" allowed,and yes, many meetings still follow this.

Given that in today's world, there's few "pure alcoholics," this doesn't make sense.

Next, there's openness to scientific research and findings in places like Lifering that you don't necessarily find in AA.

Related to that, Lifering and other alternatives don't insist on a need for "labels." You don't have to call yourself an "alcoholic" or your problem a "disease." (Lifering doesn't officially believe it is one.)

Then, there's the acknowledgement that a sobriety support group doesn't have expertise or insight to treat depression, bipolar disorder or other dual diagnosis issues. And won't try to suggest that 12-step action is a proper way of treating them.

Want to know more? http://lifering.org
11:14 PM on 07/20/2012
I can't get my girlfriend of 11 years to attend AA or any other therpay for her alcoholism. I'm at my wits end... I don't drink or smoke and I can't stand the personality changes I see in her when she drinks (3 - 5 glasses of red wine a night.). I also can't stand the smell of alcohol on her breath. Is there anything I can do other than leave? I'm finding this situation intolerable now. The anger she has pent up inside comes spilling out when she drinks and it is ugly. HELP.
OverseasVet
stuck in a 3rd world country called texas
06:22 AM on 07/21/2012
Al-anon. Nothing you can do unlrss she wants to stop. That anger comes out in order to help her justify another drink to herself. If she does wrong she can feel sorry for herself and give herself a reason to drink to forget. If YOUR life is intolerable then change it. Leaving can sometimes be the only way to save a relationship. It allows them the opportunity to hit rock bottom. Again once they are there, they make the decision to stay or not.
07:46 AM on 07/21/2012
Thanks.
08:55 AM on 07/21/2012
If I may, look around and get yourself a copy of "Get Your Loved One Sober: Alternatives to Nagging, Pleading, and Threatening" by Robert J. Meyers, Ph.D. and Brenda L. Wolfe, Ph.D. Look at it as an alternative to Al-Anon's 12-Step tradition and detactment recommendations and the Johnson Institute's confrontational interventions, the CRAFT program ( http://www.robertjmeyersphd.com/craft.html ) is based on non-confrontational and proven behavioral principles like finding and rewarding positive behaviors.

The book gives the reader tools and instructions for changing their interactions with their loved one, which in turn changes the loved one's behavior. In repeated clinical trials, CRAFT'sapproach proved twice as likely as the Johnson intervention and six times as likely as Al-Anon to get a loved one into treatment.
06:41 PM on 07/22/2012
Thanks so much.  I'm willing to try anything.  I'll research CRAFT to see if I can use this approach. 
05:58 PM on 07/20/2012
Interestingly, you don't mention anything other than 12-step groups of different genres. Some of us found our recovery without doing any 'steps' at all. The reason why Fellowships work is a combination of a support group and a method of changing your thinking. As long as you have both of those in your recovery plan, you're halfway there.

I found my own recovery by attending AA purely for support and friendship (and not doing any of the work) and using DBT and NLP to change my thinking, separately. I now use the same methods with my clients, and it works really well - but I always advise people to join some sort of support group, from fellowships to forums, depending on how much support they need and what they have access to.
03:38 PM on 07/20/2012
Thanks so much Dr Horvath! I got sober in AA in 1981, and while I came to appreciate the wisdom I found there, and made wonderful, lifelong sober friends, LifeRing suits my worldview so much better. I am still sober thanks to both AA and LifeRIng. None of us "alternative" recovery organizations are in competition with AA, some of our members attend 12 step groups in addition to LifeRing,SMART or WFS, and we so appreciate those 12 step members who respect the need for alternatives!
10:49 AM on 07/20/2012
Alternatives to AA are definitely needed and I compliment Dr. Horvath for his work. However, he presents a caricature of AA that no longer holds true for an increasing number of its members. Far from remaining "powerless" many members that I know realize it is their willingness to admit their addiction and to take take definite "action" to overcome it which works for them, not necessarily divine intervention. Like society, AA is evolving. Like many of our educational institutions and organizations, its roots are religious and it was started by white, Protestant males. It grew to include women, those of other races and religions, LGBT, agnostics, and atheists. Admittedly, those who choose to remain agnostic or atheist are a small minority, but an Internet search will attest to their growing numbers and acceptance.
02:55 PM on 07/20/2012
I agree with slavsrule. I am an active member of AA and feel that while it works for me (i.e. I work it) anything is better than struggling with addiction/sobriety. If a program keeps you sober - then stick with it. The bottom line is stay sober.
04:57 PM on 07/20/2012
If you read the article you might figure out that apparently at least 50% of us hard-core substance abusers need an alternative to AA...

And why should anyone have to deny their own values in order to fit into a process that's admittedly saturated with Christian religious concepts and procedures.

No matter how you sugarcoat it, AA is a very hierarchical, top-down approach. That's why it's occasionally effective for desperate authoritarian followers. That's why it's RARELY effective for iconoclastic individuals who chafe at authoritarians...

The other recovery methods like Lifering Secular Recovery, acknowledge other styles of recovery. Lifering recognizes the efficacy of individual "programs" tailored to each individuals makeup and needs instead of ONE Program imposed by self-styled "sponsors". They encourage each members participation instead of slavish adherence to self-proclaimed "experts". They encourage positive reinforcement of positive behavior instead of fear as the main motivator.

I also found AA rather complicated. Why 12 steps when one really only needs one: "Don't Drink or Use No Matter What!"...?

And why a premier step (the one I gagged on) that demeans one, tears a person down when what many of us needed was for our power to be acknowledged and strengthened?
01:32 PM on 08/01/2012
To present a biased caricature of any recovery system is a disservice to alcoholics, addicts, and the families and friends of those affected. Rather than being "for" or "against" any method, one can present a fair evaluation of all available programs.

I volunteer for an organization which provides education on all types of recovery options. I have met people in AA who approach it in an authoritarian manner. However, most of the people that I know in a AA are not "desperate authoritarian followers" but strong-willed realists who have not had to "sacrifice their values" to fit in.

Alcohol and drug abuse is different from addiction. Science has revealed that addiction is a complex phenomenon that can alter an individual's brain function and change their perception of reality. To these individuals "Do not use no matter what" is an incomprehensible statement. These people are not necessarily weak or lacking intelligence. Not to elevate celebrity but as an example, the list of successful, strong-willed people who needed more than "one step" is very long: Buzz Aldrin, Robin Williams, Betty Ford, and Eric Clapton to name a few.

Whether SMART, LifeRing, or AA, a support system seems to offer the best chance for long-term recovery. All these have the potential to be self-empowering or self-defeating, depending on the individual. Bashing AA by presenting an unfair caricature is a poor way of promoting another method, no matter how badly that method is needed.