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William K. Black

William K. Black

Posted: January 14, 2011 09:13 AM

The new mantra of the Republican Party is the old mantra -- regulation is a "job killer." It is certainly possible to have regulations kill jobs, and when I was a financial regulator I was a leader in cutting away many dumb requirements. But we have just experienced the epic ability of the anti-regulators to kill well over ten million jobs. Why then is there not a single word from the new House leadership about investigations to determine how the anti-regulators did their damage? Why is there no plan to investigate the fields in which inadequate regulation most endangers jobs? While we're at it, why not investigate the areas in which inadequate regulation allows firms to maim and kill. This column addresses only financial regulation.

Deregulation, desupervision, and de facto decriminalization (the three "des") created the criminogenic environment that drove the modern U.S. financial crises. The three "des" were essential to create the epidemics of accounting control fraud that hyper-inflated the bubble that triggered the Great Recession. "Job killing" is a combination of two factors -- increased job losses and decreased job creation. I'll focus solely on private sector jobs -- but the recession has also been devastating in terms of the loss of state and local governmental jobs.

From 1996-2000, for example, annual private sector gross job increases rose from roughly 14 million to 16 million while annual private sector gross job losses increased from 12 to 13 million. The annual net job increases in those years, therefore, rose from two million to three million. Over that five year period, the net increase in private sector jobs was over 10 million. One common rule of thumb is that the economy needs to produce an annual net increase of about 1.5 million jobs to employ new entrants to our workforce, so the growth rate in this era was large enough to make the unemployment and poverty rates fall significantly.

The Great Recession (which officially began in the third quarter of 2007) shows why the anti-regulators are the premier job killers in America. Annual private sector gross job losses rose from roughly 12.5 to a peak of 16 million and gross private sector job gains fell from approximately 13 to 10 million. As late as March 2010, after the official end of the Great Recession, the annualized net job loss in the private sector was approximately three million (that job loss has now turned around, but the increases are far too small).

Again, we need net gains of roughly 1.5 million jobs to accommodate new workers, so the total net job losses plus the loss of essential job growth was well over 10 million during the Great Recession. These numbers, again, do not include the large job losses of state and local government workers, the dramatic rise in underemployment, the sharp rise in far longer-term unemployment, and the salary/wage (and job satisfaction) losses that many workers had to take to find a new, typically inferior, job after they lost their job. It also ignores the rise in poverty, particularly the scandalous increase in children living in poverty.

2011-01-14-chart.jpg

The Great Recession was triggered by the collapse of the real estate bubble epidemic of mortgage fraud by lenders that hyper-inflated that bubble. That epidemic could not have happened without the appointment of anti-regulators to key leadership positions. The epidemic of mortgage fraud was centered on loans that the lending industry (behind closed doors) referred to as "liar's" loans -- so any regulatory leader who was not an anti-regulatory ideologue would (as we did in the early 1990s during the first wave of liar's loans in California) have ordered banks not to make these pervasively fraudulent loans.

One of the problems was the existence of a "regulatory black hole" -- most of the nonprime loans were made by lenders not regulated by the federal government. That black hole, however, conceals two broader federal anti-regulatory problems. The federal regulators actively made the black hole more severe by preempting state efforts to protect the public from predatory and fraudulent loans. Greenspan and Bernanke are particularly culpable. In addition to joining the jihad state regulation, the Fed had unique federal regulatory authority under HOEPA (enacted in 1994) to fill the black hole and regulate any housing lender (authority that Bernanke finally used, after liar's loans had ended, in response to Congressional criticism). The Fed also had direct evidence of the frauds and abuses in nonprime lending because Congress mandated that the Fed hold hearings on predatory lending.

The S&L debacle, the Enron era frauds, and the current crisis were all driven by accounting control fraud. The three "des" are critical factors in creating the criminogenic environments that drive these epidemics of accounting control fraud. The regulators are the "cops on the beat" when it comes to stopping accounting control fraud. If they are made ineffective by the three "des" then cheaters gain a competitive advantage over honest firms. This makes markets perverse and causes recurrent crises.

From roughly 1999 to the present, three administrations have displayed hostility to vigorous regulation and have appointed regulatory leaders largely on the basis of their opposition to vigorous regulation. When these administrations occasionally blundered and appointed, or inherited, regulatory leaders that believed in regulating the administration attacked the regulators. In the financial regulatory sphere, recent examples include Arthur Levitt and William Donaldson (SEC), Brooksley Born (CFTC), and Sheila Bair (FDIC).

Similarly, the bankers used Congress to extort the Financial Accounting Standards Board (FASB) into trashing the accounting rules so that the banks no longer had to recognize their losses. The twin purposes of that bit of successful thuggery were to evade the mandate of the Prompt Corrective Action (PCA) law and to allow banks to pretend that they were solvent and profitable so that they could continue to pay enormous bonuses to their senior officials based on the fictional "income" and "net worth" produced by the scam accounting. (Not recognizing one's losses increases dollar-for-dollar reported, but fictional, net worth and gross income.)

When members of Congress (mostly Democrats) sought to intimidate us into not taking enforcement actions against the fraudulent S&Ls we blew the whistle. Congress investigated Speaker Wright and the "Keating Five" in response. I testified in both investigations. Why is the new House leadership announcing its intent to give a free pass to the accounting control frauds, their political patrons, and the anti-regulators that created the criminogenic environment that hyper-inflated the financial bubble that triggered the Great Recession and caused such a loss of integrity?

The anti-regulators subverted the rule of law and allowed elite frauds to loot with impunity. Why isn't the new House leadership investigating that disgrace as one of their top priorities? Why is the new House leadership so eager to repeat the job killing mistakes of taking the regulatory cops off their beat?

Bill Black is an Associate Professor of Economics and Law at the University of Missouri-Kansas City. He is also a white-collar criminologist, a former senior financial regulator, a serial whistleblower, and the author of The Best Way to Rob a Bank is to Own One.

 
 
 
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05:11 PM on 01/19/2011
Steal from one person, you're a robber.

Steal from millions, and you're a financier.
03:27 PM on 01/16/2011
Two things:

1. The resession was NOT triggered by the housing bubble. The housing bubbke was the reason for the recession. A trigger however is something different. The trigger was a few hedge funds and giant banks doing a virtual run on the banks. Within TWO HOURS 500 BILLION dollras were pulled out of the banks - causing the government to shut the system down. Everything else was then based on the fact that nothing in the banks had any value. But the TRIGGER was orchestrated and executed by the very people we bailed out later. - What a coincidence, huh?

2. Anti-regulators ARE creating jobs. - For slaves and children in Asia and Africa.

We tend to go up in flames when jobs become exported. What we SHOULD be up in flames about is the inhumane condition the ones who then DO the jobs work in.

As long as we do not fight for the 5 year ol chained to his weaving chair in Pakistan or the underfed slave in Kongo mining the rare metals for our computers we do not really deserve anyone to fight for our jobs.

We have too long looked away when profit was the reason for childlabour and slavery. There will never be a solutions as long as we selfishly look only for our own profit or loss of it while what we use is cheap because humans work under conditions slaveowners 200 years ago would have been punished for.
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Valerio della Porta
Entrepreneur and Web Developer
12:37 PM on 01/16/2011
All true but, as I wrote in another post, as long as the Republicans and their clients control the narrative the public will never learn all this.
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12:34 PM on 01/18/2011
Here is a burning question that anything approaching an answer to....would be very much appreciated....

What aspect is it of the public psyche or intelligence ...that allows the Republicans to control the narrative ?

I'm not denying that they do...I'm just concerned that they are able to.....

History : 1960s Barry Goldwater running against Lyndon Johnson.

Goldwater says"I'm going to bomb Hanoi"

"OMG...this nut is going to start WW3" says John Q. Public . Johnson gets elected.

Anyone want to guess what LBJ was doing 8 months after he took office ? Bombing Hanoi, but he knew enough to keep his trap shut.

On the day that we quit begging (almost literally) to be lied to and actually impose sanctions rather than rewards upon those who do...maybe we'll see a pinprick of light at the end of the tunnel ?

Pavlov's studies would suggest to us that we have trained our politicians and they are not going to un-train or re-train themselves... I suspect...

...or as Albert E. opined.."The thinking that got me into a problem..is not likely to get me out"
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08:41 AM on 01/19/2011
It has nothing to do with thinking and everything to do with emotion.
12:40 AM on 01/16/2011
Also I would like the Republicans explain why re-instating the Glass-Steagal act is a bad idea.
It kept us out of trouble for decades. I remembering shuddering when it was repealed in the late 1990s and hoping these guys know what they are doing and "this time things are different". But they aren't. The financial guys will aways get themselves into trouble. It is the nature of the financial business.

I am a Former Republican and familiar with banking and economics. I am with one of the firms that gave the financial guys the computer power to kill themselves and wreck our economic system.
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12:16 PM on 01/16/2011
F&F !

Thanks for sharing your story.

Republicans, like Democrats, count on a voting public that doesn't study history and has a memory retention time measured in seconds.
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12:24 PM on 01/18/2011
Is it possible that the dialogue is confused by the failure of the "people" to recognize the inherent dangers and problems with mere existence of the artificial construct of a corporation and more particularly the slippery slope of granting it the rights of a "person" ....without being able to impose the same sanctions as we may impose upon a "person" ?

...given what a corporation is designed by it's nature to be and do.....? !...?
12:34 AM on 01/16/2011
Good article. Thanks. I would like to see the Republican response. I am a former Republican and am familiar with Banking and Economics.
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12:42 PM on 01/18/2011
it would be great to think you might ever see a Republican response here....let's keep on the lookout...but not hold our breath while we do...
06:23 PM on 01/15/2011
america is the home of the callous 'Mac Job-' casual labour exploitation -workers denied education -without job security or protection from dangerous work practices pollution etc even if lifetime damage is caused american employers bear no responsibility they just sack injured or older workers these antisocial management practices are now filtering into europe
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Roy Merritt old car guy
Loves Nostalgia Dragsters
05:05 PM on 01/15/2011
THe whole idea that regulation is bad because it stifles business is ludicrous. That would be like New York city laying off the police force so as the traffic and criminals won't be hindered. When you have commerce and any money is involved there will those that want to get some for nothing, crooks. They may have suits on and live in Scotsdale but they are still crooks. You cannot have a society without laws and regulators for every day living as well as the commerce we carry on.
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04:34 PM on 01/15/2011
I think putting fraudsters in prison is a good start
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Rivcuban
Me, a Conservative? No Way, Jose!
03:34 PM on 01/15/2011
Republicans think that prohibiting the corporations and the rich from stealing, deceiving, exploiting and polluting is "taking away our freedoms". They have no qualms at eliminating the rights of consumers (the citizenry and backbone of the American economy) from the above stated crimes.
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tresluv
08:56 PM on 01/15/2011
F&F Rivcuban, excellent comment.
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02:21 PM on 01/15/2011
Why?...Why­?...and Why?
It has been cunningly alluring for academic economists to move from universiti­es to central banks to hedge funds to government­— a well-conne­cted world which incentiviz­es the keepers to share the same views about the self-regul­ating and prospering effects of open capital markets. The perpetual conflict of interest has been and is beyond profitable for a narrow plutocracy­.
Never minding the evident public policy failures and growing disparity the Summer-Rub­inite ideologica­l trillion dollar back-scrat­ching continues in our top business schools, our financial institutio­ns and inside our government­. Larry Summers recent move back to Harvard, Obama budget director P. Orzag move to Citigroup, Obama new Chief of Staff W. Daley from J P Morgan Chase, on and on the revolving door of self-inter­ests and privatizin­g profits has captured and de-legitim­atized the fabric and strengths of America's institutio­ns. Corporate sponsors funnel the funding for much of this academic, self-enric­hing fiasco of democratic decay. After all just look at our society’s most challengin­g problems "how and who" ransacked the public trust, they are the very same that give alibi and assurance, all the while growing from unrestrict­ed authority. ----------­----Mr Black using illuminati­on again.
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jstrate
02:01 PM on 01/15/2011
The members of Congress can conveniently blame the "bureaucrats" for this country's problems while they continue to shake down organized interests for campaign funds, enact tax laws that favor the wealthiest among us, and try to shackle responsible and efficiency enhancing regulation and enforcement. Unfortunately, the federal bureaucracy may be too responsive to its principal, the Congress, due to political appointees who place loyalty and ideology ahead of the public interest, due to the revolving door, and due to the fear of career civil servants in blowing the whistle. The broken branch of government is the Congress. The losers are average Americans, especially those who cannot find a job.
12:32 PM on 01/15/2011
$14.12 Trillion US dollars at current prices - 2009
Source: World Bank, World Development Indicators

As of December 31, 2010, the "Total public debt outstanding" was $14.03 trillion and was approximately 96.5% of 2010's fiscal year-end annual gross domestic product (GDP) of $14.5 trillion.
http://en.wikipedia.org/wiki/United_States_public_debt

Someone PLEASE explain to me how this is sustainable.
It used to be a joke that, 'the only one who is able to continue operating w/ a negative cash flow is the government'.

It's not a joke anymore.
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Roy Merritt old car guy
Loves Nostalgia Dragsters
05:15 PM on 01/15/2011
It's not a joke, the joke was when they let the tax cut get extended. We need to cut some spending but we need much more revenue than we are bringing in right now. 60% of all US corporations pay no income taxes, guys like Bill Gates, Warren Buffet and most Hedge fund operators pay 15% on their taxable income. While the people in the $100,000 catagory pay 35%. We have turned the tax tables upside down and we are not generating enough revenue to run the country. If we did away with all the programs such as EPA, Dept of Education etc. it would bring life in the United States down to a Central American level plus it still wouldn't bring in enough revenue to stop the deficit.
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tresluv
09:00 PM on 01/15/2011
Bravo Roy Merritt, you are on a roll with the succinct, informed comments.
This is such a no brainer, yet we continue on the same path that has brought our economy to it's knees .... except of course for the richest at the top, and giant corporations.
01:06 PM on 01/16/2011
http://www.ctj.org/html/bush02an.htm
"That would require dipping deeply into the Social Security trust fund to pay for the Bush tax cuts. In fact, over the next decade, the Bush tax plan would use up between 41% and 78% of projected Social Security surpluses".

Oop's, That was the first one. Bush Tax Cut Light.
As much as 78% fewer SS surplus calories...

http://thehill.com/homenews/house/134161-house-passes-temporary-extension-of-bush-era-tax-cuts
The $858 billion legislation now heads to the president’s desk for his signature. It extends the Bush tax cuts across the board for two years, slashes the employee payroll tax by 2 percent for one year, renews the estate tax and extends unemployment insurance benefits for 13 months.

This is the one, I've heard it comes w/ a free 'Lazy Boy' w/ a cooler built in!
The really cool part is, because we now live in 'opposite world', the bush redux
actually has zero calories. So the simple act of, say grabbing one of 'these tasty
bevvies and twistin off the cap', (from a sitting position, of course) is considered...
EXERCISE!
As in, lowering the deficit, as well as taxes. While at the same time paying back SSI that they promised to do in 2000.
But the best part of all this folk's is, it 'SIMULATES' an (er) The Economy.
No, I spelled it right. Thanks for asking though.
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Craig2
Living in the great State of Jefferson
12:31 PM on 01/15/2011
Oligarchy! It's an Oligarchy. We no longer have a Republic, we have an Oligarchy. The Oligarchs and their 900# Gorillas are creating a new peasant class the American people.
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tresluv
09:01 PM on 01/15/2011
Corporate Plutoctacy (pretty much the same idea).
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Ponderus
Enriched with lanolin.
11:48 AM on 01/15/2011
"The anti-regulators subverted the rule of law and allowed elite frauds to loot with impunity. Why isn't the new House leadership investigating that disgrace as one of their top priorities? Why is the new House leadership so eager to repeat the job killing mistakes of taking the regulatory cops off their beat?"

Because the new House leadership REPRESENTS the "elite frauds".
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Oldchef
Former Executive Chef, tr0ll watcher
11:11 AM on 01/15/2011
One immediate regulation that needs to be put into effect is to stop the revolving door that permits senior staffers and congresspersons and senators from taking jobs in the industries they used to fashion laws for (you too, Generals moving to "defense" industries). It would stop some of the rampant corruption in those industries and the K street lobbying firms. I say, some of it.
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12:19 PM on 01/15/2011
The foxes in the hen house won't drop the tasty chickens they hold in their mouths.
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afairview
cheap energy, the best stimulus
12:45 PM on 01/15/2011
Completely agree, this practice is rampant and it borders on collusion.Ethical and conflict of interest laws should be strenghthened to curve this damaging practice. There should be at least a 5 year ban from working for the industries you regulated or legislated on in your old job.