SEC Chair Mary Schapiro's Previous Agency Was Soft On Enforcement: Report

SEC Chair Mary Schapiro's Previous Agency Was Soft On Enforcement: Report

An analysis conducted out of Sutherland Asbill & Brennan's Washington office shows the Financial Industry Regulatory Authority - the independent securities regulator that shares some authority with the Securities and Exchange Commission - was light on enforcement in 2008, similar to its public sector partner.

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