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Alan B. Krueger

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Doubt and Confidence on Hitting the Debt Ceiling

Posted: 07/17/11 03:36 PM ET

Alan Krueger, who served as Assistant Secretary for Economic Policy and Chief Economist of the U.S. Department of the Treasury 2009-2010, was interviewed by Yu Chen for this post on the debt limit.

Yu Chen (YC): Do you think the debt ceiling will get raised?

Alan Krueger (AK): There are some things like raising the debt ceiling that simply have to be done.

For instance, the only thing that prompted the administration to put health care reform briefly on hold was working with Congress to raise the debt ceiling at the end of 2009 and beginning of 2010. This was one thing that I had the opportunity to work on that didn't get much attention at the time -- or since. I remember Secretary Timothy Geithner said at one point, "The American people don't realize that one of our significant achievements was raising the debt ceiling without incident."

We are approaching the debt ceiling again. The debt ceiling is a funny animal. Congress tells Treasury to spend money on various programs, and it authorizes the collection of a certain amount of tax revenue, expecting Treasury to borrow to make up for any shortfall of revenues over spending. Yet, it also sets a limit on how much debt the government can accumulate. The Treasury isn't borrowing money because it wants to; it is borrowing because Congress chose to spend more money than it chose to collect. If Congress wants to limit the debt, it should vote to cut spending and/or raise revenues -- and it can do that independently of voting to raise the debt ceiling. So, in my view, the debt ceiling is an unnecessary constraint that can cause severe damage to the financial reputation of the United States and health of the world economy if it is not raised in an orderly way that is congruent with past spending and taxing decisions.

I'm 90% confident that, despite all the attendant drama, the debt ceiling will go up without incident. And I suspect the debt ceiling might go up in steps rather than all at once, as it did last time. But I do think that Congress will do the right thing - the absolutely necessary thing -- and avoid a fiscal meltdown by raising the debt ceiling. Of course, there may be some strings attached.

Some Congressmen have said things like, "We don't believe that August is the real deadline. The Treasury Department will have some opportunity to juggle the books and move things around."

YC: But the Treasury doesn't play games with the debt ceiling.

If it came to it -- and I very much hope this is never tested -- I think Treasury will pull out all stops to avoid defaulting on the debt. It could, for example, repo or sell the government's gold supply or other assets to raise money to service the debt for a time.

However, you reach a point where you're legally required to default on some obligation, whether it's an obligation to pay interest on Treasury bills, to pay the military or to pay social security benefits. If the debt ceiling is not raised, Treasury will soon need to default on some obligation and radically reduce spending. Given the amount of borrowing the government is doing, failing to raise the debt ceiling would require a widespread reduction in spending, and if we reach that point, I think it's going to cause severe trauma for the economy -- not just now, but for years to come. I think a default on our obligations would raise our borrowing costs and saddle the next generation with even more debt and a heavier burden as a result.

YC: How did you play a role?

AK: The Treasury Secretary is required to notify Congress 90 days in advance of when he expects to hit the debt ceiling. They used to always send up a letter that said, "We're going to hit it on such and such day, plus or minus one week." I asked, "Where did the plus or minus one week come from?"

Treasury has an office that makes projections of how much the government will need to borrow in the future, called the Office of Debt Projections, which is staffed by career employees. They do the same thing for every administration -- they project how much money the government is expected to borrow each day for months into the future. We're a lot less certain about how much we will need to borrow now than we were three or four years ago, because the deficit has increased so much. Our borrowing needs are determined by many factors that are harder and harder to forecast: interest rates vary, tax revenues vary and spending rates vary from day to day. All of these factors affect borrowing needs.

When a specific date for hitting the debt ceiling was reported at one of our meetings with an air of certainty in the fall of 2009, Tim Geithner asked, "How do you know for sure? Can't you calculate some type of a range? What's that thing you guys call it; you know, that interval?" I realized he was referring to a confidence interval. I'm not sure anyone else in the Department besides me remembered what a confidence interval was. This is something that I have taught in statistics classes, so I was pleased to put on my professorial hat. I explained what a confidence interval was and gave an example -- a range calculated in such a way that 95% of the time it would contain the true date we were going to hit the debt ceiling.

I took it upon myself, with my staff, to try to calculate some measure of uncertainty for when we were going to hit the debt ceiling. I'm really proud of my staff, because it wasn't so easy to do. When we got the historical projections -- the historical data on what actually happened and past projections of borrowing needs -- we looked at how much error there was and how big the mistakes were to get some idea of the uncertainty that would accompany projections going forward. This calculation was difficult because spending and tax revenue tend to be very lumpy from day to day; some days a lot of money comes in and some days a lot of money goes out.

Now, when the Secretary warns Congress about the debt ceiling, he includes a 99% confidence interval, and when we talked to Congress about this issue, we would bring a chart showing a range of uncertainty around the government's projected borrowing needs. I think this is extremely helpful.

Indeed, I once remarked that I was responsible for bringing the Treasury Department into the 20th century when it comes to statistics... I was also relieved that our confidence interval contained the true date that we would have hit the debt ceiling had Congress not raised the debt limit.

A shrewd Congressman once called the Department and said, "We're going to raise the debt ceiling in steps. We haven't gotten it all worked out, but we're going to give you enough money to get by for X weeks, and it'd be very convenient if we could hit the next ceiling just before the next recess." (Congress often uses an upcoming recess to force it to act.) He then asked, "How much money do we need to make it to such and such holiday?"

When the question reached me, my response was that, I can tell you the date plus or minus two weeks; I can't tell you a specific time. It's kind of folly to think that you can predict with that much certainty.

Sometimes an understanding of statistics doesn't intersect well with the way politicians think about issues, but I think confidence intervals are a useful addition for managing the nation's borrowing needs.

YC: Does the Treasury have any wiggle room once the debt ceiling is reached?

AK: There is some wiggle room, but that is mostly taken into account in the forecasts. Treasury calls it "extraordinary measures" -- things like withdrawing money that the Treasury has deposited at the Federal Reserve or delaying deposits to federal workers' retirement accounts. The problem with taking the extraordinary measures is that more and more, they put the government at risk (e.g., the money deposited at the Fed gives the Fed some room to maneuver), or diminish the effectiveness of government programs. I already mentioned that there may be some new extraordinary measures that go beyond the previous canon that are not included in the forecast, such as repoing or selling assets, that can make it possible to pay for our bills a little while longer.

Eventually, the government runs out of extraordinary measures. Unless there are some tricks that I'm not aware of, if the debt ceiling is not raised by August 2nd, the government will soon need to make some painful decisions that would likely irreversibly harm the country's fiscal reputation and ability to borrow cheaply in capital markets, and that could throw the world economy back into a deep recession or a second Great Depression.

 
 
 
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12:10 PM on 07/19/2011
For me, the volumes of money being talked about are so far beyond any personal reality that to be able to even make a comment necessitates bringing it down to very basic terms. It is only fair that everyone contribute the same amount (relative to their income). People who have become wealthy certainly should enjoy that accomplishment and there is nothing standing in the way of that happening. Other people whose incomes are far more modest do the best they can with what they have. That's fair. Taxes paid should also be the same amount for everyone, again relative to their income. And that's fair. Isn't it? If this concept were the accepted norm, wouldn't there be a known amount of income tax collected and couldn't the budget be set based on that amount?

Whether scare tactics or not, hearing that people may not receive the only income they have coming this August 3rd and essentially in the same breath hearing that wealthy people will be allowed to continue paying in less (relative to their income) than people who make no where near the same amount, just doesn't fit into a common sense, fair plan.

Everyone should remind themselves, "There but by the grace of God go I."
05:39 PM on 07/19/2011
Social Security checks will be on schedule long after August 2nd if no debt limit is raised!

Stop falling for scare tacticts!
09:03 AM on 07/19/2011
What scares the pure living you know what out of republicans is obama's socialist goals. I read on the huffpo many posts that want such a system in America and point to the European countries as an example. Unfortunately it is not working very well in many European countries. It works well in the northern European countries including Germany to some extent because they have a single culture, a single language and a single work ethic that has been ingrained for well over hundreds of years. America has such a high percent of "chronically unemployed" sucking our tax coffers dry. It is not working well in France, Greece, Italy, England, Spain, Ireland and Portugal. The socialized medicine in Canada is forcing many hospitals to close as there is a severe shortage of doctors. Same holds true in England, and France. The USA does not enjoy the luxury of a single culture, a single language and only the good Lord knows what happened to our wotk ethic. You are more likely to have your baby delivered by a mid-wife at home in Canada rather than a hospital. England, Canada and France have private hospitals and private insurance if you can afford it and want good care. They are going away from what America is running towards. WHY???
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dps2
Life is good in the Florida Keys!
09:14 AM on 07/19/2011
i could not find a single factually correct statement in your post.
08:33 PM on 07/24/2011
Too bad you lack the basic skill of research on the net.
HUFFPOST SUPER USER
silverstreet
All you need is love
10:41 AM on 07/19/2011
Most of my family lives in Europe -- where they enjoy the best health care in the world --
Blaming the unemployed for unemployment is, well, not very intelligent. Especially when you know (if you have been paying attention) that there are 6 unemployed people for every job opening. In fact, it is easier to gain admission into Harvard than it is to obtain a minimum wage job at McDonald's.

Wars in Iraq, Afghanistan, Pakistan, Libya, and Somalia -- combined with tax cuts for the rich and tax subsidies for multi-billion dollar corporations -- plus offshoring of jobs -- that is what has "sucked" our tax coffers dry.

There are more doctors in Canada than there are in the USA. In fact, USA has a very low ratio of doctors per capita -- compared to the rest of the industrialized world. Also, hospitals are closing in the USA. Pay attention.

No nation on the face of the earth wants the for-profit health care system that USA has -- which is also the most expensive -- by far -- of any other health care in the world. Wise up.
08:36 PM on 07/24/2011
You have got to be kidding or just out and out lying. Socialized medicine is not working well at all in England, Spain, portugal and Italy. The people there enjoy what they get beecause they do not know ant better. Stand by in America for obamacare. Doctor shortages just like in France, England and Canada are forcing hospitals to close as will be happening in America.
03:46 AM on 07/19/2011
Folks, STOP polarizing this issue!

Both democrats an republicans are at fault, none above the other...

They ALL get campaign money from the mega-corporations, and mega-banks and the cartel known as the Federal Reserve orders both parties to their demands!
02:23 PM on 07/19/2011
This is what is called "false equivalency"--the idea that two elements must be equally at fault for a particular dilemma. However, it is false. Often (as now) one element is much more at fault. If there is a bank robbery, it is false to say that the thieves and the bank guards are both at fault. If a sports team loses, it is false to say the players and the referees are both at fault.

A dispassionate view of the history of debt limits, the recent budgets of both parties, and the current public proclamations of both parties shows that the current crisis is mostly the fault of Republicans. Moreover, if the Republican leaders cannot get their own party to act intelligently and for the good of the country, they may be responsible for horrible economic distress in the US and throughout the world.
05:37 PM on 07/19/2011
Your part of the problem with a response like that...

I will just say this Congress and the Executive Branch are fault!

STOP polarizing this issue...
03:41 AM on 07/19/2011
"Congress will do the right thing - the absolutely necessary thing"

Yup, keeping spending money they do not have and driving this nation deeper into the abyss!

It has to STOP! Raising the debt ceiling only benefits the elite, mega-corporations and the banks as well as the well-of politicians!

They make threats today because if they lose from no debt ceiling raise, they will ofcourse send their loses to the taxpayers also known as austerity!

The top 5 U.S. corporations made billions upon billions in profits and payed NO, if a tiny bit of federal taxes yet had enough millions to spend on political parties!

The system is corrupt and only feeds itself!
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HUFFPOST SUPER USER
shotgunjohnny
I drink tea AND like black people.
01:36 AM on 07/21/2011
Silly, vapid arguments. Default or even a decline of our credit rating places every community, every business, every individual at risk, corporation or closet anarchist.

Its time for the little children to go back to sleep.

Good night.
HUFFPOST PUNDIT
verycold
11:53 PM on 07/18/2011
The man in the WH surrounded himself with academics that have since left because they were failures.  They believed that stimulus was all that was needed to jump start the economy.  They were expecting a V shape recovery by at least last summer.  Remember the "summer of recovery"?  Instead the focus was on health care insurance reform instead of taxation reform which is at the heart of our troubles.  We needed clearance to grow the economy and instead we have a health care plan not expected to get rolled out for years and thus hanging over the heads of our businesses.  It is the elephant in the room and it is going nowhere for a long time. 

Adding to our woes, Europe is falling apart and thus corporations expecting increased sales from that part of the world will be disappointed.  That is why you are seeing GDP downgrades and thus lower profits forecast.  The US is sputtering and Europe is as well.  That is because we are all over-leveraged and have been for many decades. 

The EU is asking their members to cut spending.  The US needs to follow that advice before our debt to GDP hits Greece levels. 

It is a perfect storm.  Baby boomers retiring, a steep recession and thus loss of wealth for those spenders, increasing debt int payments due to our rising gross public debt, and frankly nothing in the horizon that will be a catalyst to spur solid economic growth until the de-leveraging is further along.
03:42 AM on 07/19/2011
It's called empire in retreat...
03:06 PM on 07/27/2011
Of course we have to cut spending and get our financial house in order. DUH!!

Question:

Why doesn't the "intellectual" Left see what we see?
frank1946
Tell the Truth
11:52 PM on 07/18/2011
Princeton, Yale, Harvard Superstars seem to get America in big trouble ?

Better off with ordinary types who know how to produce something of value ?

Just say "No" to more of whatever is bad, like DEBT ?

If the answer is not SIMPLE and EASY to UNDERSTAND then do not do it ?

Mother would have made a Great President !
02:26 PM on 07/19/2011
It is probably more accurate to say males seem to get America in big trouble.

Better off with intelligent, educated females.
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HUFFPOST SUPER USER
blueken
Finger Picking blues man
01:56 PM on 07/18/2011
"Congress chose to spend more money than it chose to collect." Gee, that makes it hard to put it all on Obama, doesn't it trolls? The key word is "spend". They don't want to cut Social Security, Medicare or the military, that don't leave much. Then they say no new taxes? They say it's a spending problem, not a revenue problem? Do they think we are stupid? McConnel said it from day one "My top priority is to make Obama a one term president". What does that tell you? As long as things are going well for this country, Obama will probably get re-elected. Why would the Republicans want things to get better?
HUFFPOST PUNDIT
verycold
11:53 PM on 07/18/2011
Congress, which includes both democrats and republicans KNEW they spent more than they were projected to get in revenue.  If you took the time to look at  the Obama's/CBO budget projections you can see he is PLANNING  to spent more through 2020(they do things in 10 year increments) which produces very large deficits.  Obama is therefore NO different than the previous president that spent more than was projected in revenues.

BTW, Obama served in the US senate during that time when we overspent.  He thus voted NO to raise the debt ceiling in 2006 for the same reasons the current junior republicans want to vote NO now. 

So is SS  solvent or not?  It doesn't appear so.  Why are we paying SS benefits out of general funds if in fact we have a SS trust fund?  Democrats are lying to the public when they insist that the fund has trillions in it.  In fact it is empty.  It was used to buy bonds to fund spending.  In order to pay seniors we are FORCED to pay SS out of funds received by those currently paying into the SS system.  If the outlays exceed the monthly funding then bonds must be redeemed which is a cost since more debt must be secured. So really, the SS contributions by workers was just another source of revenue to use to increase spending. 

Medicare is bankrupt.  The outlays far exceed the money received each month.  With more baby boomers retiring look for the X and Y generation to see tax hikes in medicare taxation to pay for seniors NOW. 

Raising the marginal tax rate to 39 percent, raising dividends to 15 percent, and capital gains to 20 percent will hit all economic classes.  Seniors depend on fixed income and selling their investments to survive.  Many regular working folks sign up with their company to buy stock at a discount. Raising taxes on anybody means less discretionary money to spend.  The problem is more taxation doesn't mean quality spending. 

It is a spending problem first, because spending should be calculated on revenues expected.  We can pretty much determine spending levels, but revenue can only be projected.  So the most control we have is on the spending side. 
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HUFFPOST SUPER USER
nrglaw
08:27 PM on 07/17/2011
I have a question for other commenters concerning the 14th Amendment issue:

If the country were in the midst of an existential war a la World War II, and Congress refused to raise the debt ceiling after the US had already exceeded it and needed to borrow, like today.

What then?
03:43 AM on 07/19/2011
The Soviets would have finished the Germans like they were doing...

Japan, well that is on the other side...
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HUFFPOST SUPER USER
nrglaw
12:42 PM on 07/20/2011
Agree with your comment on the Soviets finishing Germany.

But we would have lost a lot of cred at the negotiating table with Stalin. The US could claim a big role in the victory in western Europe. But not so much if the Red Army captures Berlin on its own. Further, the US was a manufacturing giant with ability to borrow and turn out streams of munitions. If the gov't went to the table as a cash-poor USA, Stalin would likely have been more agressive in his demands for territory, especially in Germany.

Thats how I see it anyway.
04:32 PM on 07/17/2011
The obligation to raise the debt ceiling is absolutely ridiculous and should be abolished and to waste so much time and energy on this at a time of massive unemployment is a testimony to how little the politicians in Washington really care about solving the real problems of America.
04:10 PM on 07/17/2011
I find it hard to take the debt ceiling seriously. If we are just going to continuously raise it (74 times so far) why bother? It was designed to control spending but it obviously didn't work. Sounds like we need to come up with other alternatives to control spending if you ask me.
02:29 PM on 07/19/2011
Congress must not pass budgets in the first place that require certain things to be bought with insufficient income to pay. It is immoral to authorize the spending and revenue, and then refuse to pay when the bill comes due.