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Allan Brawley

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Adam Smith Would Be Appalled

Posted: 04/17/2012 1:10 pm

We have gone way beyond simple pay-to-play politics or even living in an oligarchy where the rich and powerful have a disproportionate influence over public policy. We are now at a point where the power of "We the People" that the Founders put in the driving seat of our democratic system no longer applies. Short of a few million dollars, don't even think about participating. We were promised that, if we played by the rules, we would enjoy the rewards of our efforts with good jobs, decent wages, and a steadily improving quality of life, not only for ourselves but, more importantly, for our children and grandchildren. If we invested our savings in a home, our own and our children's education, and for our retirement, we could sleep nights, confident that the much-vaunted American economic machine would deliver for us.

That has been a cruel joke. Many of us have been deprived of our livelihoods, savings, and homes while the perpetrators of this national and global calamity remain in charge and unpunished. Not only that, they continue to reap huge profits, salaries, and bonuses which they use to buy politicians and laws that further enrich them and insulate them from the type of reckoning that is essential.

This type of predatory behavior is not new, of course, but it is being conducted on a much larger scale and with more powerful tools -- and is, arguably, much more dangerous to the country -- than what occurred a hundred years ago during the Gilded Age and reoccurred in the 1930s, leading to the Great Depression. The damage caused to the economy and the democratic process by unregulated corporations and corrupt politicians led to reforms at the federal and state levels, including anti-trust laws and corporate, banking, stock market and workplace regulation.

These safeguards against corporate and other abuses were enforced for the next thirty years until "big money" took over the Republican Party in the 1970s and began a systematic assault on government at all levels, using vilification, distortion and outright lies to advance their cause. We are now experiencing the consequences of three decades of corporate deregulation, tax breaks for the wealthiest Americans, a complete disregard for the poor and vulnerable, and an all-out attack on working people and those who try to speak out for them.

All of this has been done in the name of supposedly well-established economic principles, originally laid out in the bible of the unfettered free-market capitalists, namely Adam Smith's 1776 book, Wealth of Nations. However, those who claim to be Smith's most ardent disciples have either never read it or been very selective in the lessons they have drawn from it. Smith would surely turn in his grave if he knew what was being done in his name. Far from advocating the completely unrestrained corporate behavior that is attributed to him by those who benefit most from that ethos, this long-time professor of Moral Philosophy (not Economics, Finance or Entrepreneurship, please note) sought to develop a comprehensive set of philosophical principles that would guide individuals in their quest to live virtuous lives and participate constructively in a variety of spheres in modern civilized societies, including commerce.

Smith's present-day acolytes should not only read Wealth of Nations more carefully but also its companion volume, The Theory of Moral Sentiments. As Nicholas Phillipson brilliantly sets forth in Adam Smith: An Enlightened Life, these two volumes were part of a long-term project of the Enlightenment to develop a comprehensive Science of Man, that included law, aesthetics, economics, history and ethics.

First and foremost, Smith believed that all constructive members of civilized societies needed to develop an internal moral compass -- what he called"the impartial spectator" -- that would enable them to do the right thing in their own as well as in other people's eyes. He illustrated how this principle would work:

"In the race for wealth, and honors, and preferments, (the individual) may run as hard as he can, and strain every nerve and every muscle, in order to outstrip all his competitors. But, if he should justle (sic), or throw down any of them, the indulgence of the spectators is entirely at an end. It is a violation of fair play which they cannot admit of."

These are hardly the words of a person who would encourage the type of predatory behavior by the crony capitalists that we have witnessed in recent years. On the contrary, rather than propound such self-serving chimeras as if we increase the wealth of the rich, it will trickle down to the rest of us, the market is self-correcting, or the wealthy are the job-creators, Smith explicitly identified labor as the source of all other wealth. As he put it, "The property which every man has in his own labor, as it is the original foundation of all other property, so it is the most sacred and inviolable."

Smith condemned those merchants and manufacturers of his day who argued that their nation's wealth and power flowed from expanding overseas trade. They "knew perfectly well in what manner it enriched themselves. It was their business to know it. But in what manner it enriches the country was no part of their business." Doesn't this sound familiar? Have we not been repeatedly witness to and victims of the self-enriching behavior that Smith decries but is advocated by the professed disciples of his economic principles? In fact, he goes even further in his condemnation of the merchant classes whom he viewed as frequently ruthless in their pursuit of wealth. "It comes from an order of men whose interest is never exactly the same with that of the public, who have generally an interest to deceive and even to oppress the public, and who accordingly have, upon many occasions, both deceived and oppressed."

Smith would be appalled by the behavior of those who justify their selfish actions by citing his name and the economic rules that he supposedly espoused. While it is true that he thought that markets worked best when laborers, artisans, farmers, merchants and others were freed from the control of feudal masters and royally-sanctioned monopolies, that did not mean that these folks should engage in cut-throat, race-to-the-bottom, survival-of-the-fittest competition with each other. On the contrary, in his view, "commerce... ought naturally to be... a bond of union and friendship."

The constraints on the free flow of goods and services that he was arguing against were those government-supported monopolies (royally-sanctioned, at that time) and the empire-building trade wars that they engaged in. In his view, promoting internal commerce would always be more beneficial to the public as a whole than foreign adventures, motivated by "the mean rapacity, the monopolizing spirit of merchants and manufacturers who neither are nor ought to be the rulers of mankind" but whose actions have, "during the present and preceding century, been... fatal to the repose of Europe." Instead of destructive international competition for power and resources, Smith believed that trade among nations - like that within the domestic economy -- should also be based on "a bond of union and friendship."

Not only do we need to revisit and apply, in updated form, the real versus the corrupted version of Smith's principles in order to set the country straight economically, we must also attend to the warnings of the Founders regarding the corrupting effect of money on the democratic process.

 
 
 
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cyclone70
When one facepalm isn't enough
01:22 PM on 04/18/2012
I have heard it said, that the reason the invisible hand can't be seen is because it doesn't exist
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07:19 AM on 04/18/2012
"We are now at a point where the power of "We the People" that the Founders put in the driving seat of our democratic system no longer applies."

It never did. Nor was it ever a democratic system. This country was founded and run by lawyers and bankers. Always has been always will be.
01:22 AM on 04/18/2012
Yeah another Republicans are evil article and the problem for all that is wrong in American society. Blah blah blah.
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mandomitch
07:47 AM on 04/18/2012
You sound like the one percenter.

Don't forget that Reagan raised taxes a dozen times.

His 1982 increase the biggest ever.

Your Hannity talk points are lame.
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12:11 AM on 04/18/2012
Thanks. You make me want to read Adam Smith again. Gives one hope, starting again from basics of building a community.
11:30 PM on 04/17/2012
All wealth is generated by the labor that is put into the product not by the money that pays for the labor.Smith alway said that concentrating wealth in to few hands to live of the income produced by that wealth was self defeating to producing the wealth of the nation.
12:57 AM on 04/18/2012
How would one be compensated for their labor without profits earned from that which that labor produces?
06:59 AM on 04/18/2012
Profits are revenue -expense.Labor is a value added expense in the production of a product.A tree is just a tree until labor cuts it down turns it to lumber and builds a house.The value added is the labor put into the process each step of the way not the money that pays for the labor.Fair wages for good work is necessary to create the wealth of a nation.If those that supply the labor for building the product cannot afford to buy the product then( just as now) the economy will not grow because their will be a limited demand for the amount of supply.
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chuckgoodcat
retired / disabled
08:43 PM on 04/17/2012
Adam Smith never heard of credit default swaps or mortgage backed derivatives . Ayn Rand died broke living on social security and medicare in NY 1985 . Neither one of them or anyone else ever imagined the overnight loss of 7 trillion dollars in homeowners equity either .
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12:16 AM on 04/18/2012
True. But it's so easy to forget about those things.
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cyclone70
When one facepalm isn't enough
01:23 PM on 04/18/2012
or conveniently ignore them
08:41 PM on 04/17/2012
"The expense of defending the society, and that of supporting the dignity of the chief magistrate, are both laid out for the general benefit of the whole society. It is reasonable, therefore, that they should be defrayed by the general contribution of the whole society, all the different members contributing, as nearly as possible, in proportion to their respective abilities."

But when 40% or more don't pay any income taxes the whole society doesn't have a stake in sensible spending (which is a huge part of the problem). You have a system bereft of cost controls. Yes, the wealthy should pay more than others...but everyone should contribute.

"The constraints on the free flow of goods and services that he was arguing against were those government-supported monopolies" which is a bit like handing out funds to your friends at Solyndra, A123, Evergreen etc.. It is good to remember that in the tale of Robbin Hood he stole from the Sherriff of Nothingham (the government) whose taxes (serfs paid something like 30%) were too high. The politicians and their associates have never been comfortable with an independent citizenry.
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missprissanna
the weight of the news nearly broke my back
07:07 AM on 04/18/2012
Yes everyone should contribute.....

We should all pay our "fair share" of taxes, WHEN wages for the working class return to a fair share of the corporate profits. Until then, these rants about those who pay NO taxes on their slave wages that barely keep food on the table, are absurd. If those at the top continue to take all they can, while demanding employees take pay and benefit cuts to keep their job...well then they should also expect to pay the most in taxes....
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12:21 PM on 04/18/2012
Workers' share of national income is at an ALL-TIME low:

http://research.stlouisfed.org/fred2/series/PRS85006173
FRED« Nonfarm Business Sector: Labor Share

While corporate profits are increasing:

http://research.stlouisfed.org/fred2/series/CP
FRED« Corporate Profits After Tax

Mainly because of reduced wages and benefits:

"JPMorgan’s July 11 “Eye on the Market” newsletter put it, “Reductions in wages and benefits explain the majority of the net improvement in [profit] margins… US labor compensation is now at a 50-year low relative to both company sales and US GDP.”
07:40 AM on 04/18/2012
Why everyone brings up this argument that 40% don't pay any taxes is puzzling to me. They didn't make the decision to not pay any taxes. They are following the tax laws. Most of these tax laws were written to allow them to participate in a tax system that is structured for corporations and the rich. Read the tax laws and tell me how many of the loopholes apply to someone making minimum wage.
12:13 PM on 04/19/2012
It is true that they are just following the tax laws....just as when corporations follow the tax laws and pay no tax. Reading the tax laws is next to impossible. 16,000+ pages that even the folks that oversee them can barely comply with, filled with political give backs. A lower rate with fewer or no deductions would be much more transparent and fair. It would raise the same (or more) money for the state but not subject its citizens to an estimated 6 billion hours spent in trying to comply.
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smarti
We're all mad here..
07:41 PM on 04/17/2012
Excellent article and must read for those who believe there is a place for both capitalism and social democracy and middle class prosperity. I wonder how many on the right will read this and use it to inform their current advocacy of all spoils to the rich.
07:29 PM on 04/17/2012
To be fair, "We the People" in the founders day, meant, "We the people who own enough land to vote."

The modern idea of universal, or even universal white male suffrage lagged a few years behind the founders.
04:52 PM on 04/17/2012
He might be appalled at capitalism itself, certainly he would be very surprised to learn about its existence. Smith wrote just as europe was emerging from feudalism, capitalism didn't exist then, not the word, nor the thing. There was no finance, no industry, rich people were called kings in his day in Scotland, regular people didn't have a prayer of amassing fortunes (by selling excess vegetables at the market, say) because the social instruments for aggregating capital did not exist back then and he never imagined them in his writing. His achievment was to elucidate what happens in a market, He did this without using the word "market" --- what we call markets have always existed but not as concepts worth naming. Of course, when you don't have words for concepts, you tend to substitute invisible hands and such like.
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Rita R
Always asking why
03:10 AM on 04/18/2012
Actually, mercantilism was well in place when Smith wrote "On The Wealth of Nations," and markets were very much in play throughout Europe.
01:42 PM on 04/18/2012
Smith's version of capitalism was small merchants competing on price, quality and service for customers with other merchants selling the same wares. That way the whole process was relatively transparent and customers were assumed to have all the information they needed to make an informed choice.

He was very much opposed to large corporations and monopolies. At one point he also said that no society worthy of the name would leave certain functions to the free market. He didn't specify, but if he were around today he'd certainly apply that to health care and probably to education and other social goods.
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dreux62
The GOP - Now 100% Fact Free!
04:34 PM on 04/17/2012
Thank you for this, it was needed.
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laura r
03:38 PM on 04/17/2012
Excellent Article.

The GOP has warped Adam Smith’s “The Wealth of the Nations” into their Ayn Rand Capitalism: The Unknown Ideal. The only problem is that Ayn Rand was a novelist, she was not an economist.

Adam Smith on taxes:
"The expense of defending the society, and that of supporting the dignity of the chief magistrate, are both laid out for the general benefit of the whole society. It is reasonable, therefore, that they should be defrayed by the general contribution of the whole society, all the different members contributing, as nearly as possible, in proportion to their respective abilities."

"When the toll upon carriages of luxury, upon coaches, post-chaises, &c. is made somewhat higher in proportion to their weight, than upon carriages of necessary use, such as carts, wagons, &c. the indolence and vanity of the rich is made to contribute in a very easy manner to the relief of the poor, by rendering cheaper the transportation of heavy goods to all the different parts of the country."

(The Wealth of Nations)
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05:36 PM on 04/17/2012
Wonderful quotes.

So we were all Keynesians long before Nixon and Milton Friedman knew it.

Well, and let's not even wait for the day Ayn Randians find out about what's written in their gospel. The first quote is even more explicit than Jesus on taxation.
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laura r
06:14 PM on 04/17/2012
F&F

Is this the Ayn Randian tax gospel that you are hoping the GOP do not fiind out about:

. In her essay "Government Financing in a Free Society", Rand wrote:

“In a fully free society, taxation—or, to be exact, payment for governmental services—would be voluntary. Since the proper services of a government—the police, the armed forces, the law courts—are demonstrably needed by individual citizens and affect their interests directly, the citizens would (and should) be willing to pay for such services, as they pay for insurance.”
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laura r
09:21 PM on 04/17/2012
F&F

Yes, let’s hope they never find out that Ayn was for voluntary taxes.

Ayn Rand's position on government finance is unusual, to say the least. Rand believed in a legitimate state, but did not believe in taxation. This left her in the odd and almost certainly untenable position of advocating a minimal state financed voluntarily. . In her essay "Government Financing in a Free Society", Rand wrote:

“In a fully free society, taxation—or, to be exact, payment for governmental services—would be voluntary. Since the proper services of a government—the police, the armed forces, the law courts—are demonstrably needed by individual citizens and affect their interests directly, the citizens would (and should) be willing to pay for such services, as they pay for insurance.”
03:21 PM on 04/17/2012
Adam Smith wholeheartedly endorsed progressive taxation, arguing that the wealthy should pay higher rates of taxes. So much for the GOP's literacy.
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Sahuaro
Molded by Gilligan, Steed, Darrin, 99, Spock, &Ayn
11:08 PM on 04/17/2012
Rather than question your literacy, I'll be kind and suggest that you are either misinfomed or are confusing Adam Smith with another economist named Karl Marx.

Disagree? Then please supply Smith's quote.
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09:13 AM on 04/18/2012
It's right there in The Wealth of Nations.
03:16 PM on 04/17/2012
According to the Urban-Brookings Center, the richest 20 percent paid 68.9 percent of federal taxes, and the top 1 percent paid 28.1 percent.

When "Big Money" took over the RNC in the 70's where were the Dems ?
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Dosadi
Political agnostic
06:49 PM on 04/17/2012
I wonder what the richest 20% of the top1% paid.
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07:14 PM on 04/17/2012
And the top 1 percent of households have more wealth than then bottom 80 percent. So 28.1 percent of taxes in light of that is more than fair to the one percent.

Bottom line: you can't talk about deficits and where the money has to come from/ reductions vs taxes on the rich/ without really examining where the money actually is.
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02:55 PM on 04/17/2012
Thanks. Very remarkable indeed that we have come to use the "invisible hand" as a metaphor in the "corporate" versus "democratically elected government" discussion, with reference to Adam Smith.

Because, as you point out, it was employed in the context of "free trade and free enterprise" versus "feudalism and monopolistic merchants" discussion.

How did THAT happen again?

I'm afraid it's quite impossible to get around the conclusion that there has been some really really bad scholarship going on in punditry ever since Reagonomics hit the stage.

Too bad that more than a handful of these really really bad scholars (in terms of knowledge of the history of their subject) got themselves that little thingy from Sweden.