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Daniel B. Ravicher

Daniel B. Ravicher

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Supreme Court Signals Pending Patent Reform Is Unconstitutional

Posted: 06/ 9/11 03:05 PM ET

It is critical for America's success that we have a properly functioning patent system. This was well recognized by our founders, who expressly granted Congress the power to issue patents in the Constitution. If you haven't seen it lately, the Constitution grants Congress the power:

"To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries."

By the way, the power to issue patents is higher on the list than the power to declare war. That's how important it was to our Founders.

Note the language in the Constitution "to Inventors." This means that Congress may only grant patents to the actual inventors, not to anyone else. To grant patents to people who aren't "inventors" is outside the powers granted to Congress by the Constitution and any attempt by Congress to grant patents to people who aren't "inventors" is not allowed.

The United States is very unique in this respect, as most of the world grants patents to whomever files an application for a patent on the invention first. This means that if you come up with a new invention before me, so long as I get my application into the patent office before you, I get the patent and you're completely out of luck. Such a "first to file" system benefits large corporations who have multiple patent attorneys on staff ready to file patent applications all the time, as it's really hard for small inventors to scrape together the money necessary to hire an attorney to draft an application for them and then pay all of the patent office application fees.

Thus, it's undeniable that under a "first to file" system, individual and independent small inventors don't stand a chance of winning the race to the patent office against large corporations. The only way to protect independent and small inventors who come up with great ideas is to maintain the "first to invent, even if later to file" system we currently have. This is why the Constitution is written the way it is, to ensure patents are granted to "inventors" and no one else. Yes, we're different than the rest of the world, but us Americans have always been independent thinkers. That's what makes us the greatest country on Earth.

Congress is, unfortunately, on the verge of passing the so-called "America Invents Act" (S. 23 and H.R. 1249) that would change our patent system from the "first to invent" system we've had since our founding, to a "first to file" system. This is not only harmful to small entrepreneurs, but it also violates the plain language of the Constitution, which requires patents be granted to "inventors", not "filers." To be sure, the Supreme Court just this week reminded us that the Constitution guarantees patent rights shall vest in inventors, not their employers. In a case involving Stanford University, Chief Justice John Roberts wrote in the very first sentence of his opinion for the Court, "Since 1790, the patent law has operated on the premise that rights in an invention belong to the inventor." The Chief Justice continued to write, "Although much in intellectual property law has changed in the 220 years since the first Patent Act, the basic idea that inventors have the right to patent their inventions has not. ... Our precedents confirm the general rule that rights in an invention belong to the inventor." Thus, the Supreme Court unquestionably believes that the American patent system is based on awarding patents to inventors. Scholars also agree that changing from the "first to invent gets the patent" system that we have today to a "first to file an application gets the patent" system being considered by Congress would violate the Constitution.

So one is left to ask, why is Congress about to pass a law that would benefit large corporations, harm small entrepreneurs and violate the Constitution? I don't know, but maybe if you call your representative (212-224-3121) they can explain it to you.

 
It is critical for America's success that we have a properly functioning patent system. This was well recognized by our founders, who expressly granted Congress the power to issue patents in the Cons...
It is critical for America's success that we have a properly functioning patent system. This was well recognized by our founders, who expressly granted Congress the power to issue patents in the Cons...
 
 
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08:44 AM on 08/02/2011
What the congressmen are saying in passing this bill without correcting esentially any of the attrocities of the present legislation or any of my proposals is we want to allow big business and thugs to continue to steal intimidate and murder and if you dont file then your invention can be readily and now even more dangeriously legally stolen irreguardless of reasons not to file such as lack of inventor security,sufficient indegency ,intimidation ,internal uspto corruption and many other methods
08:16 AM on 08/02/2011
It appears the author here is a bit mixed on the way the present system works. Being first to file is the primary method of inventorship determination however allowing backdating through intercompany memos and large groups of R+D falsified notebook groups and other methods steal the valuable inventions from the first theftors. The original concievers are intimidated or assaulted or murdered into complaincy in valuable marketable ideas. Weve had only four major inventors in history since 1803 and the invention of fire three of witch have been murdered for there intellectual; property the other still living and federaly unprotected against this mob of thugs.
11:35 AM on 07/30/2011
If your congressman cant explain why they would enact such human advancement retarding legislation I certainly can. They want to steal all patents from the correct inventors and give them to those contributing to there campaigns for reelection incumbent big business. There also not hearing the other side of the story and they dont care to just ram it through even if it works in reverse. The old legislation was full of 40 different methods of cheating the inventor and they corrected two and added 4 or more new methods of defrauding inventors clearly the most dispicable bill in history for human advancement in all fields.
08:34 PM on 06/19/2011
Hi professor, thank you for this article. As a law student who hopes to become patent attorney, I found this to be very interesting article. I also think that you are very fair in your article instead of falling into this false left/right paradigm that really plagues a lot of discussion not only in America but on a website like Huffpost. That said, I hope that congress doesn't pass the law but even if they do, it seems like from Justice Robert's language that SCOTUS may strike the law unconstitutional - at least I hope that they do.
08:31 PM on 06/12/2011
For anyone who cares to read, it may prove wise to have at least the moral capacity that an ant seems to have in regards to life and the balance with nature it needs to survive, so that you can solve these issues by yourself, then you might become adamant instead of greed cloaked as complacency and voter apathy.
08:29 PM on 06/12/2011
Now I sit in our local pub (1 of 4), drinking a microbrew from a brewery in my local bio-region (20 min and less as the crow flies), enjoying the sounds of laughter and bellies becoming full. I'm going through the responses to my brother's plea (and consequently mine), in hopes of understanding so as to be able to shed more light on how these above affect your life, your opinions, your vote, what you do with your stored up nuts and your individual commitments to balance in the seeming chaos, which btw is periodic periodicity, or patters, and therefore design.

Scott Dunn: "It has been pretended..." Jefferson was a smart man, he also said we should revolt every 20 years or so. I would agree that patents do hold us back, but w/o a clear understanding of the concept of "ownership" is or isn't, I think protections from human nature are still needed today.

Dennidus: agree

Ben Ford: agree

Buddycor: That $ is typically buying what corporations have brainwashed the consumers into thinking is valuable and needed, like a luxury car, not books. Violence is not an answer to a problem that has a much better solution.

rextrek: are you and schnauzergirl on the right page here?

Justchillinyo: you'll be getting much colder soon too. We need inventiveness (fire?), not homogeny, go work for Microsoft, no wait.... grow a garden.
08:28 PM on 06/12/2011
Taken into the context of corporate greed as well as individual greed (which in it's end is world domination and possible extinction), one must eventually realize that it is life itself and my perception of it that will motivate me to stop.
Changing concepts changes opinions which will change votes, not the pretty carrot of the illusion of power on one human world that we share with all of nature.
The Nature of Theft should be the discussion here. There is a song with this title.... 'Thieves like Us". Instead of an economy of sharing, an economy of giving, an economy of growth, we my dear Americans live in a world Economy of Thieves like Us with the obviously faulty concept of ownership at it's base and the seizing of "inextinguishable" resources in a finite world of life its highest good in the face of a very large black void we like to call death. Gas is running out and so is the clock on the August 1st deadline when our world gets to become a ghetto of descending escalators. Who or what will win the race? You decide? Or is the balance already there?
Balance was perceived in Nature and then applied to the Law of Humanity, not the other way around. If there is a question of balance of power, might I suggest looking to Nature, not the dust of antiquity, for your answers.
08:26 PM on 06/12/2011
Any of you dumb enough to think that your forefathers were the end all to the basis of constitutional ideas and inalienable rights (of all things alive), such as the quite old but yet present "concept" of ownership that we are accustomed to is probably better off creating his island now.... isn't he, aren't we all? No man is an Island, but islands are all I see.
The tourists come in droves to drink the pure fresh water from the giving spring and smile as they walk by. I wonder how many of them know of the consequences (which are many), they are about to bear for this island that they hold dear.... btw, I live on Earth, which is a whole planet as far as I can see and my awareness grasp. I know that if my thirst were great enough and my proportions much larger, that I might be able to drink all that water as it flowed out, that water which might have flowed by on it's course to supply nature and consequently life, as far as my human biological apparatus is concerned. Who's to stop me? You, the police, the infinitely large size of my bladder (due to greed), some environmentalist, Napa Valley and other farmers, vigilantes, an army?
08:24 PM on 06/12/2011
As I write these words I am sitting facing the headwaters of the Sacramento River, water which comes from the veins of Mt. Shasta (a beautiful sight to behold!), water which comes from the snow and the rain, water which comes from the sky, water which comes from Earth. Why is the water going back to Earth? Is it her's, is it gravity, is it compression, is it that you're thirsty, is it all those things and more? When you drink the water is it yours? We all pee yo, even if you have a catheter, so I guess in reality we give it back to the earth... don't you?
Hmmmmm..... The biological apparatus known as "your body" seems to have a much different idea about who really "owns" that water, not to mention that other stuff known previously to us as food. We call this stuff waste, what would the Earth call it if she had a voice like ours? What about when we die to the casket, ashes, dirt, sea or even a pyramid, isn't the saying ashes to ashes and dust to dust? Other biological apparatuses masquerading as corporations seem to think it's theirs too. Does anybody see a problem inherent problem here? cont.
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Bonafideparte
Top O' the morn' to ya'
05:04 AM on 06/12/2011
Here is a great idea.™
Congress should be of the people and for the people and not the corporation ®
If it works , then don't fix it. ©
08:39 AM on 06/11/2011
It is also worth pointing out that Congress is not required to issue patents. The Constitution is clear on this point. Congress has the power to grant patents to inventors at their discretion. It is also worth pointing out that not all of the Founding Fathers were so enthusiastic about patents. Notably, Jefferson had this to say:

"It has been pretended by some, (and in England especially,) that inventors have a natural and exclusive right to their inventions, and not merely for their own lives, but inheritable to their heirs. But while it is a moot question whether the origin of any kind of property is derived from nature at all, it would be singular to admit a natural and even an hereditary right to inventors." (read the entire letter here: http://press-pubs.uchicago.edu/founders/documents/a1_8_8s12.html)

Jefferson is clear in his reservations about patents and their potential harms to society. I doubt he was the only one. The idea that patents are essential for the progress of the sciences is an assumption, not provable fact. One fact that is conveniently ignored is the innovation of the internet. The software, the protocols and the standards used are, for the most part, unencumbered by patents.

The simple fact is that patents hold us back and we don't really need them anyway.
11:55 AM on 07/30/2011
Everything we have made by the hands of man was created by only a few men and without the financial incentive to create of patent granting or the mistaken perception of correct inventorship awarding of it most all would never have been created and we would be primative.
05:40 PM on 06/10/2011
Why are you assuming that this legislation has to be valid under the IP clause. Remember, in McCulloch, Marshall didn't look to see what power was used to charter a bank; rather, we look to see if a piece of legislation can be upheld under any of congress's powers. Even if we concede your argument, the legislation would quite likely be upheld under the Interstate Commerce Clause.
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dennidus1680
01:37 PM on 06/10/2011
"So one is left to ask, why is Congress about to pass a law that would benefit large corporations, harm small entrepreneurs and violate the Constitution? I don't know.." It is because that is what they get campaign contributions to do.
12:18 PM on 06/10/2011
"To grant patents to people who aren't "inventors" is outside the powers granted to Congress by the Constitution "

You are entirely correct! That's how patents were issued in Europe centuries ago. The crown would issue a letters patent to a favored courtisan who would for example have an exclusive right to sell sugar or tea in a particular town or city. Such patents are issued as a privilege, not a right.

Just because they call it “reform” doesn’t mean it is. This bill will not do what they claim it will. What it will do is help large multinationals robb and kill their small entity and startup competitors (so it will do exactly what they paid for) and with them the jobs they would have created. According to recent studies by the Kauffman Foundation and the U.S. Census Bureau, “startups aren’t everything when it comes to job growth. They’re the only thing.” This bill is a wholesale slaughter of US jobs. Those wishing to help in the fight to defeat this bill should contact us as below.

Small entities and inventors have been given far too little voice on this bill when one considers that they rely far more heavily on the patent system than do large firms who can control their markets by their size alone. The smaller the firm, the more they rely on patents -especially startups and individual inventors.

Please see http://truereform.piausa.org/ for a different/opposing view on patent reform.
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ejfreeman
11:21 AM on 06/10/2011
United Corporations of America strikes again maybe it's time to give up and become hippies.