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David K. Levine

David K. Levine

Posted: September 15, 2009 09:26 AM

Save the Whales! Abolish Patents!

What's Your Reaction:

Want to lower the cost of health care? To conquer breast cancer? To make green technology work? To revolutionize entertainment? Concerned about free speech? Want to reduce income inequality? To break the stranglehold of the multinationals over political power? To unleash a wave of innovation that will make the establishment of the Internet look like a calm summer day? A Utopian pipe dream, obviously. Yet all it takes is a majority vote in both houses of Congress and the signature of the President to abolish the last impediments to creativity left over from the medieval period: patents and copyrights. Sound absurd? Read on.

Abolishing so-called intellectual "property" (IP) won't solve all social ills -- and it certainly won't save the whales. But it would be a big step in the right direction for solving a range of problems from the high cost of health care, to innovating our way out of the current recession. In a series of posts with my co-author Michele Boldrin, we'll tackle these issues one at a time.

Why has health care become so expensive? The cost of doctors, hospitals, and insurance companies is complex and has little to do with patents (even if it has a lot to do with monopolies), so we'll focus on pharmaceuticals. This is one of the fastest growing components of health care cost, and is already a significant component of overall cost. According to the Department of Health and Human Services 10% of the cost of health care was spent on prescription drugs sold at the retail level, while the OECD puts it at 13%. This understates the total expenditures on drugs -- the largest piece of the health care cost pie, the 31% spent on hospital care, includes the cost of drugs used during inpatient care. In addition, this 10% figure excludes the cost of over-the-counter drugs, although most of those products are no longer under patent. Of course some retail prescription drugs are also out of patent. Given these counter-balancing forces, 10-12% is probably a reasonable estimate of the fraction of the health care bill due to patented drugs.

With the exception of Japan, the rest of the world spends only about 60-70% of what we spend for prescription drugs. The European countries' average is 60%, with some countries at around 55%.That means that simply paying what the rest of the world pays would reduce our health care bill by at least 4% - that is about 0.7% of national GDP, or roughly $100 billion.

Why do we pay so much for drugs? Because the pharmaceutical companies are monopolies free to charge high prices without competition. Pharmaceutical products are developed in University laboratories financed by taxpayer money, coming mostly through the National Institute of Health. They are further refined by private companies subsidized by R&D tax-credits. In exchange for those companies carrying out expensive government mandated clinical trials, we then shield them from competition from generic manufacturers, and allow them to charge us monopoly prices.

Of course European countries have pharmaceutical patents too. However, while European countries allow drug manufacturers to become monopolists by using patents, they regulate the prices charged by those monopolists by imposing price caps. What if instead of just imitating the Europeans and becoming less lenient towards big pharma, the US decided to go all the way and abolish patents on drugs altogether? The gains would be much more substantial: according to a National Bureau of Economics study by Hughes, Moore and Snyder, the cost of generics is about 20% of the patented drug. So abolishing patents would save around 8% of our health care bill, which corresponds to about 1.3% of national GDP or, roughly, $200 billion.

But, perhaps, without all those extra monopoly profits we wouldn't have such great new products? The fact is there aren't so many great new products - a well known fact among health economists is that while big pharma's spending has soared the last decade, as patent control has tightened, drug discovery has plummeted. Pharmaceutical innovation is not lower in Europe, despite of big pharma's lower monopoly profits. While the market for pharmaceuticals is now largely a global one, so local rules may not be so important, this was less true in the past. Historically, before pharmaceutical patents were introduced in Italy in 1978, that country accounted for about 8% of new pharmaceutical discoveries worldwide. After the industry was strangled by patents, that percentage dropped to practically zero. Switzerland, a powerhouse in the world drug industry, introduced pharmaceutical patents at about the same time. While Switzerland's fall has not been as dramatic as Italy's, it too is much less of a powerhouse today than it was before 1977.

Patents do not seem to lead to the innovation their proponents claim. The list of examples goes on and on: the discovery of the one-dose HIV cocktail that replaced the complicated multi-pill regime? That took place in India a country that at that time did not allow pharmaceutical patents. Of the fifteen great medical milestones recently identified by the British Medical Journal - only two were patented or could be attributed to the "incentive" that patents supposedly provide. Numerous technical studies by economists of the effect of stronger patents on innovation have failed to find any consistent increase. Put it plainly: while the social gains from abolishing patents on drugs are obvious and computable, the losses are dubious and, on the basis of empirical evidence, probably nil.

Pharmaceutical patents and the resulting monopolies have many other corrosive effects, over and above raising the prices of prescription drugs. Pharmaceutical companies spend far more money promoting their products than on R&D. Some of the giants spend as much as four times on marketing as they do on research and development. How do these companies market their products? Most of the money goes to "scientifically convincing" the medical profession to prescribe patented products. How? Well, for example, by inviting doctors and their families to week-long conferences in exclusive resorts, where two hours are for a marketing presentation (the "medical symposium") and the rest for (all-included) leisure. A spectacular - but hardly unique - example of the level of corruption is the conviction of Pfizer for encouraging doctors to bill the government for drugs they were provided for free. These practices not only raise the cost of drugs, but corrode trust in the medical profession.

Another example of the ill-effect of patents on our health is the case of BRCA1 and BRCA2. These are genes patented by the University of Utah, discovered using tax-payer money. According to a lawsuit filed by a group of medical associations, doctors, and health collectives the patent holders prevent anyone else from providing women with information about their health risks and block research on improved and less expensive tests. It may seem strange to you that patents which you would think of as applying to methods or devices could apply to the discovery of a human gene. That is the world we face today: the genetic basis of diseases such as breast cancer - the maps that are generally produced at public expense - once discovered are put under lock and key. These practices not only raise the cost of discovering new drugs but block other medical innovations and new therapies. In other words, patents in this case are used to reduce, not increase, medical innovation.

This is just the tip of the genetic patent iceberg, however. As of 2005 there were no less than 4270 different patented parts of the human genome held by 1156 different patent holders. Imagine, if you will, if you needed to make use of a modest fraction - say 2% - of those patents to develop a new pharmaceutical product. You would have to negotiate with around 20 different patent holders, each out to hold you up for the highest price they can get. Needless to say you'd never bother. This problem of fractionated ownership - the anti-commons - has been examined extensively by Michael Heller in his book The Gridlock Economy. While this affect the price of drugs only indirectly, it directly reduces medical innovation.

The social injustice of pharmaceutical patents should not escape our attention either. An article published in the prestigious American Economic Review examines quinolones, a class of antibiotics that includes the Cipro of anthrax fame. The authors Chaudhuri, Goldberger and Jai conclude that our imposition of patents on this product in India will bring the US an extra $20 million a year at a cost to India of nearly $305 million a year. Does this make any sense, either economic or social? Not to us, but that is the way monopoly profits are made: a few extra cents are squeezed out at enormous public cost.

The case for drastically reducing and eventually abolishing medical patents is clear: they raise the social cost of drugs, and medicine, while providing little or even a negative incentive for medical innovation. Still, one asks: would just abolishing medical patents do the trick? The answer is no, more is needed. Let us see why.

In the recent health insurance debate a proposal has been floated to forbid insurance companies from discriminating on the basis of health, but not make health insurance mandatory. The consequences of this are predictable: only sick people will buy health insurance; insurance will become unaffordable, and in the end the entire system will collapse. Economists call this adverse selection -- but many commentators of different political stripes have pointed this out: it is just common sense. One commentator described it as building a bridge halfway across a river. This highlights a problem that we have seen repeatedly. Economists debate the merits of regulation as vociferously as libertarians (against) and progressives (in favor). But, almost unanimously, economist agree that while no regulation at all might make sense, and adequately designed regulation might also make sense - a bridge halfway across the river does not. Economists warned strongly against the federal government implicitly guaranteeing banks "too big to fail" and not regulating their portfolios -- we have seen the consequences of that. The electricity debacle in California a few years back was also a result of "deregulation" that only removed half the regulations. Pharmaceutical products are governed by a complex array of government regulations. Simply to abolish patents without making other adjustments would be to leave the bridge halfway across the river.

If we demand as we currently do stage III trials that cost on the order of half a billion dollars, and were to allow generic manufacturers to make free use of the results we can predict with great confidence that few new products will be brought to market. Fortunately this would not be the case if we were simply to abolish patents: current rules for New Chemical Entities allow the organization that conducted the trials a five year period during which they are allowed exclusive use of the results regardless of patent. This might seem a reasonable compromise - but it maintains, even without patents, much of the noxious nature of the existing system. Fortunately there are several better alternatives.

By the end of stage II trials, we know that the product does little or no harm. It is true that the new product may still not survive a rigorous cost-benefit analysis, but unfortunately the analysis conducted by the FDA is very one-sided. The suffering of people who are sick is no less tragic and real than the suffering of people from the side-effects of pharmaceutical products. Unfortunately the suffering of sick people is largely invisible to the FDA. If a drug is approved and fails disastrously the FDA is blamed. If a drug is not approved, and people suffer, nobody really knows. Many health economists argue that the stage III trials do far more social harm by delaying beneficial new treatments - or worse, discouraging the invention of beneficial new treatments - than they do by protecting us from harmful ones. This suggests that we should eliminate - or greatly reduce - the stage III trials along with patents.

If we elect to keep stage III clinical trials in their current form, there are attractive alternatives to the current system. Our current practice of trusting the producer/patent holder/monopolist to carry out the trials makes little sense. Far simpler and more sensible is to allow open bidding to see who would get to conduct the trials: organizations qualified to carry out the trials could bid for a royalty rate to be received if the trials are successful - the low bidder wins. Other alternative have been proposed, including the award of prizes for drugs based on their social value, or simply using government money directly to finance the trials of drugs that pass a "social relevance" test.

However we decide to treat stage III trials, the economic case against pharmaceutical patents is clear: they do more harm than good. Phasing out patents on drugs and reforming the stage III clinical trials system can be done and it is something we should ask Congress and the Obama Administration to put on their agenda sooner rather than later.

We'll be posting here about green technology, entertainment, free speech, multinationals, and innovation over the next weeks.

[These posts are based on discussions with Stephen Silberstein, and the analysis of health care is drawn from our collaborative work with Paul Grootendors.]

 
 
 
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02:47 PM on 09/16/2009
There is a third option, reduce patent time periods and make exemptions for certain classes of patient (allow poor and medicaid to buy generics of patented drugs), and let the system self-correct. If you shave a year off patent lengths, and maybe have further reductions in 5 years or include triggers, you can reduce the harm of patents while allowing the system time to restructure and find other ways to be profitable.
And I agree that spending 4 times as much to "market," a drug as you spend to research it is evidence that we care less about the medical outcome than the profit, which is bad for customers and in the long run the industry as a whole.
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David K. Levine
03:50 PM on 09/16/2009
I'm in favor of reducing the length of patents - both because it would undo some of the harm of the system, and because it is the "right" way to eliminate them. Getting rid of them overnight would be too disruptive of existing business practices.
12:22 PM on 09/16/2009
I had to do a double-take on the headline..."Abolish Patents".

At first I read "Abolish Patients".

Now that would really help the insurance companies. Just collect the premiums and don't provide any services to their "customers".
01:38 PM on 09/16/2009
Ah, that's what the insurance companies thought, too. They could abolish patients. Deny coverage for pre-existing conditions. Describe standard care as experimental and de-fund it. Try anything to maximize income from policy holders, and minimize expenses from patients, by disappearing the patients.

But this was very shortsighted.

What do you call these patients who have been disappeared by the insurance companies?

The impatients, who are now demanding the right to health care like everywhere else in the world, and are becoming more and more impatient every day, insisting that the insurance companies be disappeared instead of the patients.
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Chubbster
Partisanship is a mental illness
12:16 PM on 09/16/2009
Lost amidst the excessive conceptualization is the fact that without patents and property rights protected thereby the drug companies have no incentive to spend the billions necessary to bring life saving block-busters like Lipitor to market.
02:33 PM on 09/16/2009
While Lipitor has been a "block-buster" drug to fill the coffers of big pharma, where is the evidence that it has been a "life-saver" ? 80% of people who had strokes and heart attacks had normal levels of cholesterol. Lower cholesterol hasn't saved them, it just made billions for pharma.
03:37 PM on 09/16/2009
Lost in your accusation is the error that patents are the mother of invention.

Necessity is the mother of invention, and humans have been creating new things and inventing new things and imagining new things for a million years, long before humans invented patents and copyrights.

Patents do not invent, copyrights do not create, these are human activities that humans engage in freely and without prompting.

Without patents and property rights perhaps human inventiveness would be re-aligned back to necessity, instead of profitability, so that for example in drug research efforts would be made to cure, oh, let's say malaria, killing the many poor, rather than yet another way to profit from high blood pressure amongst the wealthy few.
12:09 PM on 09/16/2009
Patents and copyrights are monopoly privileges, the act of which is to impose on the public weal for a short time to provide public goods that otherwise would not be provided.

At the time of the conception of patents and copyrights, there were many such monopoly privileges granted, technology was primitive and economic theory assumed zero-sum gamesmanship.

Almost all such privileges have been discontinued as advancement in culture, technology and theory rendered them obsolete, but many beneficiaries of the monopoly privileges, of course, resorted to perversion to try to maintain them past their stale date. Patents and copyrights too are being perverted, indicating that they are in this end game.

Patents and copyrights no longer a short imposition on the public weal, they are a very long imposition presumptuously encroaching on the private weal. They no longer provide specific public goods that otherwise would not be provided, they hinders and prevents public goods that would be provided in their absence. Copyright holders no longer consider copyright a privilege, but claim inalienability.

At the beginning of the industrial revolution, one could see that future prosperity would accrue to those nations with the strongest and fairest patent and copyright laws, which would attract the public goods that future prosperity would depend on.

At the end of the industrial revolution, one can see that future prosperity will accrue to those nations that most quickly and fairly discard these now-harmful monopolies to attract the public goods that future prosperity will depend on.
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11:23 AM on 09/16/2009
David Levine is correct in all essentials, whether we disagree with the details of how to correct the situation or not. Scientific patents, and in particular medical ones, need at least to be greatly overhauled. (For example, the patenting of DNA in manipulated organisms is clearly absurd.)

Here is an alternate approach being worked out, the "creative commons," which allows free use within certain limits: http://creativecommons.org/

With regard to medical patents, Levine's suggestion of a 5-year exclusive use may be a good substitute.

But in any case, to those of you worrying about loss of motivation for researchers, don't. _The researchers almost never get the profits of the patent anyway_; they have to sign over intellectual rights to their corporations or universities, even if they're making their discoveries on their own time. They're not in it for the big bucks; they're in it for fulfillment, ideals, prestige, and a normal good income.

Medical research needs to be de-corporatized, as Levine suggests, along with healthcare.
11:09 AM on 09/16/2009
I disagree that patents some how cause drug makers to spend more on marketing. Intuitively, it seems like the exact opposite would be true. If a company doesn't have a temporary monopoly they would have to spend considerable amounts of money to develop and promote a particular brand name. One of the fundamental decisions in IP law is how to prioritize the pursuit patent or trademark rights. Typically, patents are preferred, but when they are not available, the effort of establishing strong brand names through trademarks is increased.
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David K. Levine
03:52 PM on 09/16/2009
Monopoly leads to marketing, not the other way around. Do you see a lot of ads from farmers?
04:29 PM on 09/16/2009
As there are many farmers, there is no monopoly. However, there are many ads for agri-business.

R&D in Europe for pharmas has shut down. They experiment in the US and use their branches to profit in the US before Europe.
11:07 AM on 09/16/2009
I fully agree that the application of patent laws to specific gene and dna sequences raises concerns. A lawsuit was recently filed arguing against the patentability of such "inventions." I think this case has a very strong chance to change the law as the Supreme Court has demonstrated a distinct anti-patent rights attitude over the last five years or so. However, I don't agree with your suggestion that other researchers are prevented from doing follow-up research on a patented gene or sequence. In fact, there was a case a few years back where a drug company was denied the ability to use its patent rights to prevent a generic manufacture from developing a generic drug during the life of the patent. Accordingly, this case established fair-use research rights during the life of the patent so that competitors can immediately provide a competing product in the marketplace upon the expiration of the patent. Rather than eliminating patent rights, I would advocate for greater, or at least more well defined, fair-use rights for research purposes.
See, http://en.wikipedia.org/wiki/Merck_v._Integra
See, http://arstechnica.com/science/news/2009/05/aclu-wants-patents-on-gene-tests-declared-unconstitutiona.ars
11:03 AM on 09/16/2009
This article appears to suggests that the introduction of patents to medical research has reduced the rate of innovations over the years. I have not seen the research, so I pose the following merely as a question... Isn't it possible that that the early innovations were just the low hanging fruit. Moreover, perhaps the effort required for each additional innovation is increasing rather than remaining constant. If this speculation is true, it would actually be a rationale for stronger, or longer, patent rights.
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David K. Levine
03:54 PM on 09/16/2009
It is very hard to measure the impact of patents on pharmaceutical research. Certainly there is evidence that under some circumstances there is more innovation without patents. The thing is - patents are a terrible way to encourage innovation. We no longer use salt monopolies to raise revenue for government, but rather broad based taxes. Broad based subsidies are a much better way to encourage innovation, if encouragement is indeed needed.
11:01 AM on 09/16/2009
Doesn't the federal government have all the authority it needs to override patent rights for the public good. Its true that this right has never been acted on, but thats a matter of administrative choices not a failure of the law or a reason to eliminate the patent laws. In particular, the Bayh-Dole act includes provisions to allow for so-called march-in rights if, among other reasons, the patent holder has failed to satisfy "health and safety needs" of consumers. Even if a patent was procured without federally funded research, and therefore not subject to march-in rights, the government could use its existing power of eminent domain to allow others to use the patent. I am confused why you would advocate the elimination of a set of laws, which would require an act of congress, when the simpler approach would be to advocate for a change in administration polices to take full advantage of the laws that are already on the books. see http://en.wikipedia.org/wiki/Bayh-Dole_Act#Petitions_for_march-in_rights
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David K. Levine
03:57 PM on 09/16/2009
I think the relevant point is "has never been acted on." All countries have similar rights - and there is some evidence that the threat of mandatory licensing led pharmaceutical companies to reduce prices for AIDs drugs overseas. So I don't think this kind of thing is useless. But the practical impact has been small. If you have to go get the government to seize things by eminent domain every time you wanted to do a bit of research, you'd give up pretty quickly. It's kind of like "guilty until proven innocent."
10:24 AM on 09/16/2009
There are a couple of complications with this argument. While Congress has the power to provide rewards for invention or not, the thought of excising a class of inventions that have been part of the patent law for over 150 years will not sit well with Congress or the legal community. You likely would have a takings claim on your hands if you suddenly said existing patents were void without due process.

Second, while an economics study may suggest a depressive effect of patent holding on innovation, we have no effective baseline here. It isn't as simple as patents introduced and innovation dries up. In most fields, to the contrary, the expansion of patent protection leads in the short term to a large proliferation of public information followed by a later concern that the protections are too great and/or that too many marginal innovations are being protected. Patents don't always drive innovations, but in many fields they do drive the willingness to share the intracacies of discovery with the world.

If there is a problem, it is more nuanced than simply eliminating patents in a field or (really what is proposed here) applications of patent protection to certain conduct. DNA science, for example, has matured to a point where it is unclear if we can continue to rely on legal standards that arose 15-20 years ago based on the state of technology at the time. That is a much narrower question, though, than simply whether patents are bad.
11:47 AM on 09/16/2009
Interesting, would you care to elaborate on the takings claim you suggest would be likely?

I understand that a takings claim can only be made on real property; that is, including real estate but not confined to real estate, property that exists independent of law or human thought.

Patents are not property, they are privilege, specifically, a government privilege given to a private party against the common wheal for a period of time to meet other common good objectives of the government.

As such, they are at pleasure; the common rhetorical device of the last 20 years of invoking "intellectual property" is not accurate and has distorted the debate. Patents and copyrights are not property, they are privileges.
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David K. Levine
03:58 PM on 09/16/2009
Phasing out patents by reducing the term of newly issued patents, and getting rid of existing patents by buying them out would address much of this very reasonable argument. If we have to have stimulus spending, I'd like to see it spent on buying out those patents that are the most important in blocking innovation.
04:28 PM on 09/16/2009
An interesting argument, based on a sort of feeling of fairness, rather than the legal reality that patents and copyrights are at pleasure: they were given as a privilege by the state and can be taken away just as easily as they were given, speaking mechanically, and not politically.

But, while I do see that some might think it fair to compensate persons who were given a privilege and have come to think that privilege is a right and have based their expectations on this mistake, or that others might think it too disruptive to pull the rug out from under established business models, I don't see how the purchasing and cancelling of these privileges by the state could be stimulative. The patent holder would become immediately as wealthy as the patent holder would have been in many years time when the patent would have expired under existing law.

Remember, the first thing James I of England did when he reformed the granting of monopolies and reformed letters patent to the system we understand today was to declare that all previous such monopolies and letters patent were null and void. He did not let them expire. He did not buy them out. He canceled them, all of them.

I think that would be an excellent idea. We should decide what we want letters patent to look like for our needs today, not the needs of early industrialism, and make a phase shift, not a gradual one, for stimulative effect.
06:40 AM on 09/16/2009
I find this argument very hard to believe. I've written about the development of several major drugs (including Lipitor and Prozac) and I know that the scientists involved used corporate money to pay for their research, and the whole financial motivation was based on getting patent protection.

In addition, I find it hard to believe that drug research is really languishing. There are a large number of major drug research projects happening, and a very large number of new drugs have entered the market in the last decade. If the author was right, there would be few non-generic drugs on the market, which clearly isn't the case.

I am not happy about the money grubbing found in the medical field, especially pharma. But I am not happy about arguments based on falsehoods. This essay just doesn't pass the smell test.
09:34 AM on 09/16/2009
I'm not as educated as you on the Pharma industry, but I do deal with IP as it relates to information technology and lean manufacturing. The author eludes to future articles that will discuss the elimination of patents related to IP. This is extremely dangerous and would definitely have a negative effect on innovation in numerous industries.
09:57 AM on 09/16/2009
Look at the new drugs. Most are marginally better than existing treatments for the same condition (of course, if you read the ads, they're "revolutionary") or are like Viagara - that is, they serve a legitimate medical purpose, but not anything near an urgent need.

These incremental improvements are developed to replace drugs whose patents are about to expire and thus deprive the manufacturer of a cash cow. So a "new", "better" alternative needs to be developed, to compete with the upcoming generic versions of the older drug.

How much proof do I have of this? Not much because nobody in our entire pharma food-chain has an interest in conducting tests that show the relative efficacy of drugs for the same condition. Big Pharma won't fund these tests because they have the potential to undermine the "newer, better" mantra. On top of that, Big Pharma actively lobbies Congress to prevent any federal funding for comparative tests. The manufacturers of the generics could fund these studies, but that doesn't fit in at all with their business model (if you have three makers of a generic and all are keeping their costs at a bare minimum so they can compete with the other two, which one will step forward and fund a comparative efficacy test?)

The other problem with the patent system is that Big Pharma knows how to play the system and stretch what is supposed to be a 7 year period of protection into periods sometimes twice as long.
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OldHick
03:28 PM on 09/15/2009
Pharma has been in fat city for a quarter of a century. Their response has been to demand more and more, abusing the 12 year rule. At the very least they should pay back for violating the spirit of this law. This has definitely kept innovation at a minimum and price at a max. The Congressional response was to give them Medicare D.
.