More

Featuring fresh takes and real-time analysis from HuffPost's signature lineup of contributors
Geoffrey R. Stone

Geoffrey R. Stone

GET UPDATES FROM Geoffrey R. Stone
 

The Demise of "Originalism"

Posted: 06/ 5/11 12:17 PM ET

The Framers of the American Constitution were visionaries. They designed our Constitution to endure. They sought not only to address the specific challenges facing the nation during their lifetimes, but also to establish the foundational principles that would sustain and guide the new nation into an uncertain future.

The text of the Constitution reflects this vision. It defines our most fundamental freedoms in general terms: "freedom of speech," "due process of law," "free exercise" of religion, "equal protection of the laws." The Constitution sets forth governmental powers in similarly general terms: Congress may regulate "commerce . . . among the several states," the president will "take care that the laws be faithfully executed," the courts are authorized to decide "cases" and "controversies."

These phrases are not self-defining. The Framers understood that they were entrusting to future generations the responsibility to draw upon their intelligence, judgment, and experience to give concrete meaning to these broad principles over time. As Chief Justice John Marshall observed almost two centuries ago, "We must never forget that it is a constitution we are expounding . . . intended to endure for ages to come, and consequently to be adapted to the various crises of human affairs."

For the last half-century, conservatives have argued that the Supreme Court went too far in the 1950s and '60s in its efforts to preserve the vitality of self-governance and protect the rights of those most in need of judicial attention. They condemned what they derided as the "judicial activism" reflected in Warren Court decisions requiring one person/one vote, protecting the rights of people suspected of crime, holding unconstitutional laws forbidding mixed-race marriages, and prohibiting state-sponsored school prayer. They therefore demanded the appointment of judges committed to judicial restraint. But although judicial restraint is surely appropriate in appropriate circumstances, its sweeping, reflexive invocation would abdicate a fundamental responsibility that the Framers entrusted to the judiciary and therefore undermine a critical element of the American constitutional system. As Alexander Hamilton observed in the Federalist Papers, constitutional protections and limitations can "be preserved in practice no other way than through the medium of courts of justice."

Perhaps recognizing that a theory of unbounded judicial restraint is constitutionally irresponsible, conservatives next came up with the theory of "originalism." First popularized in the 1980s, originalism presumes that courts should exercise judicial restraint unless the "original meaning" of the text clearly mandates a more activist approach. Under this theory, for example, it is appropriate for courts to invoke the Equal Protection Clause to invalidate laws that deny African Americans the right to serve on juries, but not to invalidate laws that deny women that same right, because that was not the "original meaning" of the clause.

Originalism is fundamentally flawed. First, because those who enacted the broad foundational provisions of our Constitution often did not have any precise and agreed-upon understanding of their specific meanings, it is exceedingly difficult to know with any certainty what they did or did not think about concrete constitutional issues. As a consequence, judges purporting to engage in originalist analysis often project onto the Framers their own personal and political preferences. The result is an unprincipled and often patently disingenuous jurisprudence. There is no evidence for the claims advanced by originalists, for example, that the original meaning of the Equal Protection Clause prohibited affirmative action or that the original meaning of the First Amendment included the notion that corporations had a constitutional right to spend unlimited capital to influence political elections. Both of these claims, however, are central to today's conservative legal agenda.

The second problem with originalism is even more disqualifying, for it reveals the theory to be internally incoherent. Originalism asserts that those who crafted and ratified our Constitution intended the meaning and effect of their handiwork to be limited to the specific understandings of their time. But the notion that any particular moment's understanding of the meaning of the Constitution's open-ended provisions should be locked into place and taken as constitutionally definitive would have seemed completely wrongheaded to the Framers, who held a much bolder and more confident understanding of their own achievements and aspirations.

We have now entered a new and even more troubling phase of conservative constitutional jurisprudence. It is best characterized as "conservative activism." Justices who readily dismiss constitutional claims by women, political dissenters, and racial, ethnic, and religious minorities, but at the same time aggressively strike down restrictions on corporate political expenditures, laws regulating the sale and possession of handguns, affirmative-action programs, and the laws of Florida in the 2000 presidential election, are unmistakably using the power of judicial review in a highly selective manner that cannot credibly be justified by any principled theory of constitutional interpretation. Despite all of the conservative rhetoric about originalism, "strict construction," "judicial restraint," "applying rather than making the law," and "calling balls and strikes," this pattern of decisions raises grave questions about the considerations that actually drive the jurisprudence of our conservative justices.

 
 
 
The Framers of the American Constitution were visionaries. They designed our Constitution to endure. They sought not only to address the specific challenges facing the nation during their lifetimes, b...
The Framers of the American Constitution were visionaries. They designed our Constitution to endure. They sought not only to address the specific challenges facing the nation during their lifetimes, b...
 
 
  • Comments
  • 252
  • Pending Comments
  • 0
  • View FAQ
Comments are closed for this entry
View All
Favorites
Highlights
Bloggers
Recency  | 
Popularity
Page: 1 2 3 4  Next ›  Last »  (4 total)
photo
HeevenSteven
20 Minutes into the future.
10:52 PM on 06/06/2011
The conservative justices on the court are revanchists.
This user has chosen to opt out of the Badges program
photo
mackbolan
Libertas inaestimabilis res est
03:15 PM on 06/06/2011
the 2nd amendment has no quantifiers at all...constitutional carry can be construed to mean that anyone can carry a gun regardless of legal status or age...
photo
darquelourd
You Get What You Play For
04:29 PM on 06/06/2011
except that it mentions the right to bear arms in relation to a "well-regulated militia" implying that 1. guns should be highly regulated 2. their use should be reserved to organized groups established for defence.
This user has chosen to opt out of the Badges program
photo
mackbolan
Libertas inaestimabilis res est
03:53 AM on 06/07/2011
are we not the militia....who do you think made up the colonials at concorde......
photo
HUFFPOST PUNDIT
Rooster Coburn
Less Gov't + More Responsibility = A Better World
04:34 PM on 06/10/2011
The Supreme Court, in Chief Justice Taney's majority opinion recognizes the
right of U.S. citizens to keep and carry arms wherever we go.

"It(citizenship)would give to persons of the negro race, who were
recognized as citizens in any one State of the Union, the right to
enter every other State whenever they pleased, singly or in companies,
without pass or passport, and without obstruction, to sojourn there as
long as they pleased, to go where they pleased at every hour of the
day or night without molestation, unless they committed some violation
of law for which a white man would be punished; and it would give them
the full liberty of speech in public and in private upon all subjects
upon which its own citizens might speak; to hold public meetings upon
political affairs, AND TO KEEP AND CARRY ARMS WHEREVER THEY WENT."
(Emphasis added.) See:
http://www.let.rug.nl/usa/D/1851-1875/dredscott/dred3.htm
02:31 PM on 06/06/2011
There are 27 states suing the Federal Government about the Individual Mandate. (Unconstitutional?) The Government is suing numerous states over "supremacy" issues, not counting "repeat attacks" on states like Arizona, and Texas. Then there are the threats from the "departments" like saying to Texas- If you pass that law (no TSA patdowns in Texas) we will ban all flights in or out of Texas. Gangster Government, straight up. "Nice flight schedule you got there- Be a shame if something was to happen to it..........."
photo
HUFFPOST SUPER USER
hagagaga
My comments are funnier than yours.
02:04 PM on 06/06/2011
The only times that originalism has legitimacy are when the Federalist Papers are used as a justification.
Genders
Love, Tolerance, Enlightenment
03:36 PM on 06/06/2011
Huh? The federalist paper were a public anonymous debate published in the newspapers. They are no official documents of the republic.
photo
HUFFPOST SUPER USER
hagagaga
My comments are funnier than yours.
05:54 PM on 06/06/2011
I am well aware that they are as official as the Declaration of Independence. However, they were an explanation of what the Constitution meant by the guys who wrote it.
photo
CDL1
Sultry in Seattle
01:48 PM on 06/06/2011
The Civil War was the result of holes in the constitution.

Conservative activists manipulate the constitution by projecting their own POV onto it and call it the intended law of the founding fathers. Most sensible people can see the snake in the grass.
01:32 PM on 06/06/2011
An interesting article, and unfortunately way over the head of those who decry judicial "activism" when they really mean "helping poor, dark, or female people."
02:23 PM on 06/06/2011
Race card. I grow weary of this game.
03:17 PM on 06/06/2011
So tell me, what were the issues that gave rise to the modern conservative "activism" epithet and the "originalism" stance? Hmmmm... Warren Court? Brown v. Board?
Abortion? The 4th Amendment cases? Now, who did this line of cases help? Whogot upset by them?
You do remember "The Southern Strategy". right? How about Massive Resistance? Tell me, what were they massively resisting? Not a "card". A fact.
Genders
Love, Tolerance, Enlightenment
03:36 PM on 06/06/2011
So do we.
HUFFPOST SUPER USER
lenguss
01:27 PM on 06/06/2011
A thoughtful appraisal which however misses a key point, that is one of 'moderation', sort of an Aristotlean approach. Obviously the Founding Fathers could not foresee a world like today or its problems. Just as obviously many of the problems we deal with today are enlargements of those of years past. What makes us uncomfortable as a people is extremism in either direction, where 'activist judges' claim knowledge or authoriy with no rational conncetion to anything but their own ideas, or where conservative judges do not recognize judicially that the more than 200 years that have passed have wrought basic changes that are irrevocable. That ls why we have a court, since no set of rigid rules will ever work.
01:48 PM on 06/06/2011
And yet, you still need to see "activism" as solely a left of center issue.
photo
HUFFPOST SUPER USER
dejapooh
Big Business is a Special Interest
02:13 PM on 06/06/2011
The funny thing about moderation is that when people of good will and intent use moderation in their fight against prejudice and hate, they in fact tacidly endorse the very things they wish to eliminate. If you look at the most extreme decisions of the 1950's, you see the foundation of a modern legal society. School integration was perhaps the most radical decision of the era, yet it is the one most responsible for our modern society's fight to identify and eliminate discrimination. Moderation in the struggle against hatred is not moral. In fact, I would say it is less moral than those who want to continue hatred as a policy. Those who endorse hatred do so out of an honest belief that they are working to improve the world. Those who call for moderation in the fight against hatred know they are allowing evil to continue... Those who call for moderation in all things call for continued evil...
photo
RED66
We must return to a Constitutional government.
01:25 PM on 06/06/2011
"First, because those who enacted the broad foundational provisions of our Constitution often did not have any precise and agreed-upon understanding of their specific meanings, it is exceedingly difficult to know with any certainty what they did or did not think about concrete constitutional issues."

Read the Federalist Papers.
photo
Intolerantcentrist
No thanks…I brought my own air.
05:56 PM on 06/06/2011
Read the Anti-Federalist Papers.
01:14 PM on 06/06/2011
Originalism is little else than a label used to justify an proactive agenda. It's akin to the "unitary president": a label distilled from the clause "executive Power [of the United States] shall be vested in a President of the United States of America", which is a label used to hide autocratic decisions and the process whereby they were arrived at from scrutiny. Come to think of it, originalism serves much the same end.
01:35 PM on 06/06/2011
Even at its best, "originalism" is nothing more than trying to figure out what exactly the framers were thinking at any given moment in time. A process that is inherently incomplete, and essentially impossible. Sure there are writings, but most are not official legislative intent transcripts such as exist today.
photo
HUFFPOST SUPER USER
Lynda Groom
01:11 PM on 06/06/2011
Turn in you Glock and pick up your flintlock. Is that original enough for you?
This user has chosen to opt out of the Badges program
photo
mackbolan
Libertas inaestimabilis res est
03:12 PM on 06/06/2011
turn in you laptop and go back to ink and quill....
photo
HUFFPOST SUPER USER
Lynda Groom
08:15 PM on 06/06/2011
I think you got it...perhaps not.
12:33 PM on 06/06/2011
Pretty one-sided arguement. What about TSA searches? sneek-n-peek searches? The individual mandate? The food police? Twisty bulbs? Low-flow toilets and faucets? CAFE standards? The list of government intrusions and bullying goes on and on. I am completely FED UP with the Federal government's Constitutional abuse. I no longer feel obligated to follow all their "rules". I WILL NOT COMPLY.
photo
CDL1
Sultry in Seattle
01:37 PM on 06/06/2011
I WILL COMPLY!! Why? Because I like having safe water to drink and food to eat, I don't want any planes to blow up while I'm on board, and I want my kids to be able to live in an unpolluted world 30 yrs from now. Thats why I comply.
01:44 PM on 06/06/2011
Well since they can now spy on your communications, and pretend that it's legal, be sure that your declaration is in their database.
02:04 PM on 06/06/2011
It's in there. I sent it to 'em right up front. My computer has been acting funny ever since.........
HUFFPOST SUPER USER
GandenT
11:51 AM on 06/06/2011
"Originalism" is nothing more than dishonestly asserting that the interpretation you are making is not an interpretation. It's a truly pathetic and grade school tactic that depends on only the aggressive and abusive assertion of illegitimate authority (...to not debate your interpretation honestly, to claim ownership of the founders, to assert that the founders are our dictators at the present, etc...). The technique is frequently used by crackpot priests and pious pretenders who claim that their theories are not in fact their own but rather the literal or actual word of God itself.
photo
groland
socially left, fiscally right
11:47 AM on 06/06/2011
Where are the originalists on Abortion? The 4th Ammendment states "the rights of the people to be secure in their persons ....shall not be violated". Clearly at the time of the Founders and for thousands of years prior, birth was the beginning of human life as we understood it.

The Conservatives will ignore originalism when it does not suit their ideology, just like any activists n the court.
photo
RED66
We must return to a Constitutional government.
01:27 PM on 06/06/2011
Abortion was and should be a state issue since the federal government has no business being involved in it.

A sizable majority of states had legalized abortion prior to Roe v. Wade and others were moving in that line.
01:54 PM on 06/06/2011
Wow. Missing the point. The question about Federal court entry into issues of abortion, race, the environment or anything else arises from one fundamental question:

What if a state violates a fundamental right, and the agrieved party appeals to the Federal system, will SCOTUS eventually hear the case? If it does, and renders a decision on the issue, ilt no longer is a solely state issue.
photo
Intolerantcentrist
No thanks…I brought my own air.
06:27 PM on 06/06/2011
And if it%u2019s not a federal issue what makes it a states%u2019 rights issue?

In Roe, the Court was asked to apply the Fourteenth Amendment against the State of Texas; one of those states that prohibited abortions. The fact that some states or a majority of states prohibit or establish rights is of no defense against the Bill of Rights being applied through the Fourteenth Amendment. It is ridiculous to take a head count of states to determine if an issues is or is not constitutional. Look at the history of the Fourteenth. Regardless the number of States disavowing rights to former slaves, Congress debated and ratified the amendment to rectify a fundamental problem with the Constitution. They forced the Bill of Rights against the States.

The contemporary usage of %u201CStates Rights%u201D, offers the inevitable conclusion that the States desire to either ignore or minimize the Fourteenth Amendment.
11:45 AM on 06/06/2011
I assume that this is why GW Bush was so big on misleading signing statements; Originalists do not go by what the law says, or how a reasonable person would interpret the law, but by how they assume that the person who passed the law would have wanted it to work. Never mind that it literally takes hundreds of people to pass a law. Whatever the president thought he was signing must be how the law works.
photo
RED66
We must return to a Constitutional government.
01:28 PM on 06/06/2011
Why do you single out only one President?

Please stop judging people based upon party label.
01:55 PM on 06/06/2011
Well, the signing statement thing is a W invention. Should we blame Andy Jackson for it?
02:08 PM on 06/06/2011
See http://en.wikipedia.org/wiki/Signing_statement . He was known for signing statements that changed the meaning of the laws he was signing.

How can the criticism of one person for something he actually did be "judging people based upon party label"?
photo
HUFFPOST SUPER USER
Dave F
Former Republican. Liberal means FREE.
11:38 AM on 06/06/2011
"As a consequence, judges purporting to engage in originalist analysis often project onto the Framers their own personal and political preferences. The result is an unprincipled and often patently disingenuous jurisprudence."

Well yeah... that's the idea. "Originalism" really means "adherence to present-day conservative orthodoxy." It's just like any other conservative dog-whistle code word. Judicial activism is actually just fine with them - provided the activism benefits the entities THEY want it to benefit (and not those urban, poor, sick people that might actually gain some protection against wealthy interests).
photo
RED66
We must return to a Constitutional government.
01:30 PM on 06/06/2011
What it actually means is that the US Constitution lays out the only powers granted to the federal government.

If it is necessary to grant more power to the feds, amend the US Constitution.

Today we ignore it and cheer when it's a member of our preferred gang who tramples it.
01:59 PM on 06/06/2011
No. Its so much more complicated than that it would take at least dozens of pages to give it justice. But I'll take a sound-bite wack at it.
The Courts decide, and have decided over 100 years, what the Constitution does or does not mean or allow or provide. there are tens of thousands of Federal Cases interpreting these issues. Its called precedent.
Frankly, we can no more go back to some supposed "pure" form of original intent in constitutional law than we can somehow go back to the horse and buggy.