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James A. Shapiro

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What Is the Key to a Realistic Theory of Evolution?

Posted: 02/16/2012 5:55 pm

In The Origin of Species by Means of Natural Selection, Charles Darwin proposed to explain how one life form gave rise to another. He subtitled the book, "The Preservation of Favoured Races in the Struggle for Life." He argued that a succession of small improvements in reproductive success would gradually lead to the major changes that distinguish one species from another. This gradualist hypothesis followed the Uniformitarian principle learned from his geology professor, Charles Lyell.

Since 1859, Darwin's followers have focused on optimizing reproductive success, now called "fitness." For them, natural selection increases fitness and, thus, generates new life forms, including their sophisticated and complex adaptations.

Darwin put it this way in Chapter 6: "If it could be demonstrated that any complex organ existed, which could not possibly have been formed by numerous, successive, slight modifications, my theory would absolutely break down. But I can find no such case."

There has always been controversy about whether random variation and natural selection for improved fitness can truly explain biological evolution over time. Today we can apply genome sequence data to test Darwin's theory. It answers clearly about gradualism.

Many genome changes at key stages of evolution have been neither small nor gradual. For example, plant breeders are familiar with rapid speciation. When we wish to create new plant species artificially, we do not use selection. We generate hybrids by mating different species. In a fine 1951 (!) Scientific American article on this subject entitled "Cataclysmic Evolution," the distinguished 20th Century evolutionist, G. Ledyard Stebbins, explained how flour wheat evolved, suddenly, by hybridization.

Hybridization frequently leads to a process of "whole genome doubling." Doubling the genome takes one generation and potentially affects all hereditary traits. Note that the production of new species with novel characters by hybridization occurs too rapidly for natural selection to act creatively.

Perhaps the most important evolutionary step of all took place at least one billion years ago, when two or more cells fused to produce the first "eukaryotic" cell having a defined nucleus. This nucleated cell was apparently the progenitor of all "higher" forms of life, including plants and animals. Such cell mergers are known as "symbiogenesis," long championed as an evolutionary force by the recently deceased biologist, Lynn Margulis .

It's remarkable that even though processes like hybridization and symbiogenesis have been well-known for decades, many neo-Darwinists firmly insist on gradualism in evolutionary change. Their position notwithstanding, living organisms have many tools at their disposal for generating sudden change.

As I described in my previous HuffPost blog, "Evolutionary Lessons from Superbugs," bacteria get new DNA information from unrelated organisms. Microbes transform into superbugs in a few minutes by "horizontal DNA transfer." Similar events confer new traits to many microbial and eukaryotic recipients, often multiple characters in a single step.

Was Darwin simply mistaken about the gradual nature of hereditary variation? Such ignorance would be unavoidable before we knew about Mendelian genetics and DNA. Or was there a deeper flaw in the theory that he (and Alfred Russell Wallace) propounded? The answer may well be that it was a basic mistake to think that optimizing fitness is the source of biological diversity.

My recent book, Evolution: A View from the 21st Century, begins: "Innovation, not selection, is the critical issue in evolutionary change." This blog expands on that assertion.

The first problem with selection as the source of diversity is that selection by humans, the subject of Darwin's opening chapter, modifies existing traits but does not produce new traits or new species. Dogs may vary widely as a result of selective breeding, but they always remain dogs.

The second problem is that Darwin understood only "numerous, successive, slight modifications" as the sources of inherited change. His neo-Darwinian followers have modified this position to assert that all mutations occur randomly. They insist there is no biological input into the change process. For them, the genome determines organism characteristics. They think of it as a read-only memory (ROM), which only changes by accident.

However, the last 60 years of molecular biology and genome sequencing have established that genome change is very much an active cellular biochemical process. I call this "natural genetic engineering." In my book, I argue that DNA biochemistry has changed our 21st-century view of the genome. We now have to consider the genome a read-write (RW) memory system.

In other words, the genome is more like an iPod than a CD.

Moreover, cells can target genome changes controlled by cell regulation and sensory inputs. Cells and organisms with RW genomes can respond creatively to life-threatening challenges.

My claim of creativity in genome change clearly requires empirical support. Decades of molecular biology research show that organism traits result from action by protein-RNA-DNA networks, which also respond to multiple sensory inputs and signals.

The genome sequence record shows that these networks and their DNA recognition sites have evolved by well-documented natural genetic engineering processes. The examples include:

• How cells generate new proteins by combining parts of existing ones
• How families of proteins expand by copying segments of DNA & RNA
• How innovations spread from part of the genome to another
• How DNA "cassettes" move through the genome (with eerie similarity to familiar human technologies).

Given these well-documented examples of molecular innovation by natural genetic engineering, the new century may be an appropriate time to revisit our basic assumptions about the sources of biological diversity. Perhaps natural genetic engineering plays a more important role than natural selection.

As Barbara McClintock predicted three decades ago, the 21st Century brings us new insights about how cells adapt to challenges. Let us hope that we acquire nature's wisdom. Just as life has survived by repeated innovation, we humans can solve our own daunting problems by learning the lessons cells have to teach.

 
 
 
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04:57 PM on 02/22/2012
I thought I had posted this comment already and am unsure why it would have been moderated, but I'll attempt to post again. Why is there no explicit reference to epigenetics?
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James A. Shapiro
Author "Evolution: A View from the 21st Century
04:17 PM on 02/23/2012
Jacob,

There was not space to do epigenetics justice. Epigenetic control is a key aspect of the life history - genome restructuring connection and should be the subject of its own posting. It was implicit in the mention of genome restructuring as a response to life-threatening challenges. Contrary to what conventional theorists may pretend, evolution has many dimensions. The known and potential roles of epigenetic processes certainly add to the multidimensionality. Sorry not to be able to deal with everything at once, but life and evolution are complex affairs.
08:18 AM on 02/28/2012
James,

I thought the article was great. I am enamored with the evidence concerning epigenetics currently and felt that epigenetics would have fit well in your article. I would very much enjoy another article by you on epigenetics. I'm sure it would be fascinating! Thanks for your time in replying.
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rsargerod
Truth leads to enlightenment and wisdom!
03:34 PM on 02/20/2012
It's hard to imagine Darwin's utopian theory of evolution when we look at the all the different types of races, colors and features of the Homo Sapiens. The Human gene has about 250 Unique Genes that are not found in any lower species. Can it be possible that we are hybrids formed through Artificial Mutation? Why has the Human Species evolved faster than any other Species on the Planet?
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bertvan
http://30145.myauthorsite.com/
02:43 PM on 02/20/2012
Materialsists are free to pursue their view of evolution. That is as it should be. Non-materialists should enjoy the same freedom. The practice of labeling everyone a creationist who questions "random mutation and natural selection" is an assault on academic freedom.
Berthajane Vandegrift
A Few Autistic Questions about Freud, Marx and Darwin.
cosmicdart
paragon of paradigms
07:01 PM on 02/19/2012
Then cells are little computers that exchange software with each other. Information theory of chemical transformations. Everything contains a packet of information that flows from place to place joining willy nilly with other packets of information to from new modes of being. I'm software interacting with software! Microbes are tiny computers too.
11:06 AM on 02/20/2012
"willy nilly"? Does that mean you are in the "random" camp when it comes to evolution?
cosmicdart
paragon of paradigms
11:22 AM on 02/20/2012
In a large population of trillions of microbes, thousands of genetic variations occur willy nilly, but the one that makes the microbes resistant to a new antibiotic win out. All microbes in the new generation then must have this trait to survive. Probability is at the heart of Evolution.
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James A. Shapiro
Author "Evolution: A View from the 21st Century
02:20 PM on 02/20/2012
Cosmicdart,

You may be interested in the following publications:

Bray, D. Wetware A Computer in Every Living Cell 279 (Yale University Press, New Haven, CT, 2009).

Danchin, A. Bacteria as computers making computers. FEMS Microbiol Rev 33, 3-26 (2009). http://www.ncbi.nlm.nih.gov/pubmed/19016882.
02:29 PM on 02/19/2012
Kuhn is smiling. If this article bothers you, don't read Eugene Koonin's latest book The Logic of Chance either. You won't be able to handle it.
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Wendell Read
10:55 PM on 02/19/2012
The paradigm shift is under way!
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Chris1962
NYC
01:05 PM on 02/19/2012
>>>Many genome changes at key stages of evolution have been neither small nor gradual. For example, plant breeders are familiar with rapid speciation. When we wish to create new plant species artificially, we do not use selection. We generate hybrids by mating different species.>>>

And we use intelligence to do it, too, don't we? Personally, I think there's an intelligent designer behind everything. This universe, including life itself, is no happy accident, IMO.
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Gas-Bag
There's nothing endearing about perfection.
05:01 PM on 02/19/2012
Not to cause an argument or in anyway be insulting to you, but..... Can you give me some sort of description of the 'intelligent designer', do the laws of physics apply to this 'creature', etc..... Having heard and read many tales of the supernatural, I have yet to experience any of this myself,. That is the root of my curiosity. And as for the Universe being a happy accident or not, I'm not that sure that surviving in nature is/ has been that pleasant of an experience for most creatures over the ions of time.
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Chris1962
NYC
09:37 PM on 02/19/2012
>>>Can you give me some sort of description of the 'intelligent designer'>>>
 
Beyond a thinking, planning designer? For lack of a better descriptor, you can call it "Spinoza's God," like Einstein did, if you like. Or just plain "God," if you'd like to cut to the chase.

>>>do the laws of physics apply to this 'creature', etc>>>

Physics, as we know them, may not even apply in another universe out there. For all we terribly intelligent humans think we know, we really don't know all that much. We don't even know what caused the Big Bangeroo.

>>>I'm not that sure that surviving in nature is/ has been that pleasant of an experience>>
>

Maybe it's not intended to be a pleasant experience for one and all.
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behavingbadly
lovingly crafted artisanal comments
01:12 PM on 02/20/2012
Fanned for an intelligent and entertaining exchange with Chris (already a fan of Chris).
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JShankel
I want my country forward
02:57 PM on 02/20/2012
But the designer is a happy accident, right?  Or did someone else design HIM?
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Chris1962
NYC
06:28 PM on 02/20/2012
Wrap your head around "always was and always will be" and see how long it takes before it occurs to you that perhaps humans aren't hardwired to understand everything.
ThinkCreeps
Seriously, it's time.
11:24 AM on 02/19/2012
That's a modest change that you propose. It's a way by which `punctuated equilibrium' could occur.

Also, Darwin's suggestion of development of structures based upon incremental steps still holds, a bigger than normal step that succeeds just speeds up the process. Fitness improves by a bound rather than a step, yet nevertheless, for a brilliant innovative adaptation to spread through a non-bacterial population selection is still required: it may be fast, but it's there.

Furthermore, plant breeders operate far from natural conditions. They tend and weed and scrutinize. Trays and trays of seedlings are cast aside when compared with the better results of their own genetic algorithms.
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zSpin2001
All your base are belong to us.
11:09 PM on 02/18/2012
Emergent properties are not only hard to predict, they are also hard to track. The numbers game that we identify as a process in nature, Evolution, most likely is an emergent process with multiple commingled processes. As an evolutionary ecologist, I have identified processes that are saltatory in nature and have published manuscripts on this discovery, but I am sure that I do not understand the emergent nature of the process or think I ever will. I do think we are getting much better at predicting morphological change that correlates with genomic change. These changes can lead to predictions of fitness. We have produced genetically modified foods from those kind of predictions. These evolutionary pursuits are destined for failure because ecosystems do not follow a similar predictive process of change. In other words, while I don't think evolutionary change is punctuated or gradual, I do think it is stochastic, and over time stochasticity will elicit a pattern within a larger system appearing both punctuated and gradual depending on your scale of measurement.
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blueshield
08:31 PM on 02/18/2012
Without trying to suggest something hysterical, would it be prudent to conclude - based on natural, innovative, and punctuated (e.g, horizontal transfer, etc) genetic engineering - that artificial efforts to genetically modify and enhance plants and animals may have a far higher likelihood of 'unintended consequences'?

There seems a presumption that gradualism provides something of a barrier, or at least a speed brake, to runaway genetic change.

Put another way: given the breadth and scale of genetic 'tinkering' going on, should your perspective give us pause and a re-evaluation?
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James A. Shapiro
Author "Evolution: A View from the 21st Century
02:35 PM on 02/20/2012
Blueshield,

The fact that genetic engineering is natural serves as a double-edged sword with respect to
genetically-modified organisms (GMOs). On the one hand, human genetic manipulations are not in any way "unnatural." So the fear of creating a monster we cannot control is not the same as it was to many people in the 1970s. On the other hand, all that we have learned about DNA mobility should make us aware that our laboratory constructs will inevitably escape in the wild. There is already evidence for this. So prudence is the watchword, not complacency.
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DonCosenza
07:46 PM on 02/18/2012
Surprise! Lots of things have been learned in biology since Darwin! Yet somehow it's a passage he wrote in 1859 that is the downfall of modern evolutionary theory.

The author lists some interesting phenomena that biologists in Darwin's era had no idea about. But one thing remains true: for any evolutionary change in phenotype to persist, it must confer some benefit to its own means of replication. Unless the author has discovered the immortal Eldar, I'm afraid that all of the neat genetic tricks (most of which are extremely rare in animals) still must survive the generations. And if you want to survive the generations, you better make your hosts more "fit" (that is, reproductively successful).
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methodman
05:37 PM on 02/18/2012
You should formulate some test questions inserting things deliberately wrong and let us sort them out I need this ability. I am bad at it. I know about it soon I am able to roll on it; but I miss a cue when it ought to be involked. Sorry for the confusion; I really am on my way to making sense.
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methodman
05:33 PM on 02/18/2012
I have been reading a book based on someone who interpreted Rudoph Steiners teachings. Called the "Secrets of Metals."Wilhelm Pelikan along side another book called "The pendulum Workbook" Bote Mikkers Both these books one is simply like taking Britannica Propedia vocabulary and aligning it on a protractor. The other is based from this German. Most of the books on this movement were written in German but the ideas attempt to label and diffuse out several shelfs of discussion than tie a lab experience involved using that shelf or circuit. I don't find Secrets of Metals easy to explain. I am not so concerned with agree or disagree but with writing out with logical well established representations and glyphs many of which do not follow English 1A college classes and with contempt violate the English 1A spirit. These illustrate essays that add to what you are conveying.
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10:16 PM on 02/17/2012
Wow. What is this doing in the science section?
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James A. Shapiro
Author "Evolution: A View from the 21st Century
06:15 PM on 02/18/2012
Abnormal,

Do you mean to say there can be no scientific alternatives to Darwin's theory of evolution? If you read some of the other comments or look at the history of evolutionary thinking, you will see there have always been alternatives. Molecular biology and genome sequences allow us to specify alternatives with greater precision, which is what I have tried to do. Is there anything wrong in that?
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06:43 PM on 02/18/2012
The fact that there are claimed alternatives is as noteworthy as comparing astrology to astronomy. The fact is, the mountain of evidence for "neo-darwinism" is quite large. The evidence you offer is nothing more than slight of hand.
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DonCosenza
07:49 PM on 02/18/2012
Didn't you know? Thee HigfPost science section is reserved almost exclusively to people (usually with theories outside of the mainstream, not that there's anything wrong with that per se) hawking their books or revolutionary new diets. Why else would they write articles for free?
07:54 PM on 02/17/2012
The truth is that Darwin never claimed that evolution was based on random changes nor did he claim that evolution proceeds at a constant rate. Darwin readily admitted that he had no good idea how inheritance worked but he did speculate that the environment could influence heredity directly. Recent insights in Developmental Biology on evolution are totally consistent with Darwin’s theory. Darwin was not a neoDarwinian. He believed in the selection of individuals and groups, not genes. Nor did Darwin totally discount the role of hybridization in evolution though he thought it was probably not a major player. Lynn Marguiles aside, there is very little evidence that hybridization is the usual route for evolutionary change. Jerry Coyne gives a good review of this subject on his web site. Plants are much more prone to hybridization than animals but even here the cases are few.- Steve Pryor
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Roy Shastid
sleeps well with others
09:30 AM on 02/18/2012
Seeing this level of discourse gives me a bit more hope.
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James A. Shapiro
Author "Evolution: A View from the 21st Century
02:41 PM on 02/20/2012
Steve,

Genome analysis is increasingly revealing important cases of whole genome doubling (WGD) events. Often these indicate that an interspecific hybridization has taken place. For example, the emergence of vertebrates as whole is marked by one WGD, and the separation of jawed vertebrates is marked by another. The emergence of bony fish includes another WGD, and the separation of the Salmonids involves another. Moreover, although they are rare (as far as we know) in animals, there are numerous examples of WGDs in protists, fungi and plants. So this one cause of major and rapid genome change has played a significant role in genome evolution.
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Jim Milks
Ecologist
07:49 PM on 02/17/2012
One quibble. Natural selection does not generate genetic diversity. Natural selection reduces genetic diversity by removing less favorable combinations of genetic traits from a population. What you describe sounds more like replacing mutation as the main source of genetic diversity upon which natural selection can operate, not a replacement for natural selection.