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Jeffrey Sachs

Jeffrey Sachs

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The Global Economy's Corporate Crime Wave

Posted: 05/ 8/11 03:03 PM ET

The world is drowning in corporate fraud, and the problems are probably greatest in rich countries -- those with supposedly "good governance." Poor-country governments probably accept more bribes and commit more offenses, but it is rich countries that host the global companies that carry out the largest offenses. Money talks, and it is corrupting politics and markets all over the world.

Hardly a day passes without a new story of malfeasance. Every Wall Street firm has paid significant fines during the past decade for phony accounting, insider trading, securities fraud, Ponzi schemes, or outright embezzlement by CEOs. A massive insider-trading ring is currently on trial in New York, and has implicated some leading financial-industry figures. And it follows a series of fines paid by America's biggest investment banks to settle charges of various securities violations.

There is, however, scant accountability. Two years after the biggest financial crisis in history, which was fueled by unscrupulous behavior by the biggest banks on Wall Street, not a single financial leader has faced jail. When companies are fined for malfeasance, their shareholders, not their CEOs and managers, pay the price. The fines are always a tiny fraction of the ill-gotten gains, implying to Wall Street that corrupt practices have a solid rate of return. Even today, the banking lobby runs roughshod over regulators and politicians.

Corruption pays in American politics as well. The current governor of Florida, Rick Scott, was CEO of a major health-care company known as Columbia/HCA. The company was charged with defrauding the United States government by overbilling for reimbursement, and eventually pled guilty to 14 felonies, paying a fine of $1.7 billion.

The FBI's investigation forced Scott out of his job. But, a decade after the company's guilty pleas, Scott is back, this time as a "free-market" Republican politician.

When Barack Obama wanted somebody to help with the bailout of the US automobile industry, he turned to a Wall Street "fixer," Steven Rattner, even though Obama knew that Rattner was under investigation for giving kickbacks to government officials. After Rattner finished his work at the White House, he settled the case with a fine of a few million dollars.

But why stop at governors or presidential advisers? Former Vice President Dick Cheney came to the White House after serving as CEO of Halliburton. During his tenure at Halliburton, the firm engaged in illegal bribery of Nigerian officials to enable the company to win access to that country's oil fields -- access worth billions of dollars. When Nigeria's government charged Halliburton with bribery, the company settled the case out of court, paying a fine of $35 million. Of course, there were no consequences whatsoever for Cheney. The news barely made a ripple in the US media.

Impunity is widespread -- indeed, most corporate crimes go un-noticed. The few that are noticed typically end with a slap on the wrist, with the company -- meaning its shareholders -- picking up a modest fine. The real culprits at the top of these companies rarely need to worry. Even when firms pay mega-fines, their CEOs remain. The shareholders are so dispersed and powerless that they exercise little control over the management.

The explosion of corruption -- in the US, Europe, China, India, Africa, Brazil, and beyond -- raises a host of challenging questions about its causes, and about how to control it now that it has reached epidemic proportions.

Corporate corruption is out of control for two main reasons. First, big companies are now multinational, while governments remain national. Big companies are so financially powerful that governments are afraid to take them on.

Second, companies are the major funders of political campaigns in places like the US, while politicians themselves are often part owners, or at least the silent beneficiaries of corporate profits. Roughly one-half of US Congressmen are millionaires, and many have close ties to companies even before they arrive in Congress.

As a result, politicians often look the other way when corporate behavior crosses the line. Even if governments try to enforce the law, companies have armies of lawyers to run circles around them. The result is a culture of impunity, based on the well-proven expectation that corporate crime pays.

Given the close connections of wealth and power with the law, reining in corporate crime will be an enormous struggle. Fortunately, the rapid and pervasive flow of information nowadays could act as a kind of deterrent or disinfectant. Corruption thrives in the dark, yet more information than ever comes to light via email and blogs, as well as Facebook, Twitter, and other social networks.

We will also need a new kind of politician leading a new kind of political campaign, one based on free online media rather than paid media. When politicians can emancipate themselves from corporate donations, they will regain the ability to control corporate abuses.

Moreover, we will need to light the dark corners of international finance, especially tax havens like the Cayman Islands and secretive Swiss banks. Tax evasion, kickbacks, illegal payments, bribes, and other illegal transactions flow through these accounts. The wealth, power, and illegality enabled by this hidden system are now so vast as to threaten the global economy's legitimacy, especially at a time of unprecedented income inequality and large budget deficits, owing to governments' inability politically -- and sometimes even operationally -- to impose taxes on the wealthy.

So the next time you hear about a corruption scandal in Africa or other poor region, ask where it started and who is doing the corrupting. Neither the US nor any other "advanced" country should be pointing the finger at poor countries, for it is often the most powerful global companies that have created the problem.

Originally published by Project Syndicate.

 
 
 

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The world is drowning in corporate fraud, and the problems are probably greatest in rich countries -- those with supposedly "good governance." Poor-country governments probably accept more bribes and ...
The world is drowning in corporate fraud, and the problems are probably greatest in rich countries -- those with supposedly "good governance." Poor-country governments probably accept more bribes and ...
 
 
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HUFFPOST SUPER USER
Joe Neri
02:11 AM on 05/10/2011
Iago:
Good name in man and woman, dear my lord,
Is the immediate jewel of their souls.
Who steals my purse steals trash; 'tis something, nothing;
'Twas mine, 'tis his, and has been slave to thousands;
But he that filches from me my good name
Robs me of that which not enriches him,
And makes me poor indeed.
Othello Act 3, scene 3, 155–161
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HUFFPOST SUPER USER
Joe Neri
02:08 AM on 05/10/2011
Money is trash.
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HUFFPOST PUNDIT
Enroh Mot
Veritas Lux Mea
09:18 PM on 05/09/2011
The biggest victims are the people, many of them children, working in sweatshops, all over the world.
ScaredAcademic
The GOP: Peddling Hate Since '68
06:44 PM on 05/09/2011
Here's a case where the running government like a business analogy works. Suppose that it costs money to prosecute malfeasance (as it does). Let's also suppose that US Attorneys are incentivized to prosecute malfeasance and must show their achievements to keep their jobs. Not only is there uncertainty to any prosecution; there is also an expected cost to prosecuting anyone and this expected cost is at least partly a function of that individual's / corporation's resources. It's a simple game of deterrence and the size of the pocketbook is the central input into this deterrence. Crime pays, but only if one has enough money to make it forbiddingly expensive to prosecute said crimes.
07:34 AM on 05/10/2011
Things have changed. Prosecution has focused on easy, small targets to give semblance of enforcement. Remember Martha Stewart who served time for lying to SEC but did not bring down a national economy. Prosecution currently is tokenism. Enron big shots were prosecuted. Before that, Savings & Loan disaster big shots were finally prosecuted after stalling around for several years papering over the problems. Now the corporate elites are allowed to make off with their loot while the coporations they leveraged to personal advantage pay traffic ticket fines for economic wreckage.
ScaredAcademic
The GOP: Peddling Hate Since '68
12:24 PM on 05/10/2011
And the only thing that really changed is the regressiveness of the tax structure and the concomitant inequality that it induces. One thing that tax cuts for the wealthy certainly have done is allow them to be even more above the law than before. Of course, not all exercise this freedom....
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HUFFPOST SUPER USER
USAFree1
04:20 PM on 05/09/2011
As it always has in the history of man since the agrarian revolution, this too will pass. It will pass because it is unsustainable thus leading to collapse. Unfortunately, everyone else will suffer too. Get self-reliant and live sustainably.
http://www.ted.com/talks/jared_diamond_on_why_societies_collapse.html
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MrFantasyHimself
Assault Rifles are for warfare only
03:58 PM on 05/09/2011
Since Corporations are "people" and, in politics, money = speech, the poor and the dissenters have been summarily silenced.

If these Corporations are so-called people, let them (Executives) be subject to criminal law when they commit crimes. They'll gladly commit crime now if all it means is ponying up fines here and there.

Put them to the test of justice, and let them earn those ridiculous salaries and clean up their acts in the process.

Campaign Finance reform now, Dems!
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MrFantasyHimself
Assault Rifles are for warfare only
03:48 PM on 05/09/2011
Citizens United to conspire against We the People
Democracy sold to the highest bidder
This filibuster of Global Warming brought to you
Buy BP, Exxon, and the Shell of our Government

Green energy makes the CEO see red on the bottom lie
And the battle lines are drawn on Capitol Hill
My interests are not special like Phillip Morris’s
Says the Speaker distributi­ng­ payoffs
With no warning labels to good soldiers

Capitalism­'s caste system chains me
Happy to work though I bear the tax burden
Rescuing those reaping the fortune of bad behavior
Derivative­­­­­­s of evil unscathed despite exposed schemes

My neighborho­­­­­­od flooded by a hurricane of
Underwater mortgages, we sink lower
Our wages frozen, we turn down the heat
As corporatio­­­­­­ns sit comfortably on cold, hard cash

A Fox in the coup and my gun is no pen
Just a keyboard linked to the electrical grid
Tyranny dressed as a Patriot Acts to silence the dissent
As the Rush of commercial­­­­­­s Beckon with gold sacks

Five dressed in all black hand over the power
Christians home worshippin­­­­­­g American Idols
Protecting "life" while depriving health
And poor are denied their daily bread

My constituti­­­­­­on grows weaker
Liberty’s words disproven
She weeps.
07:52 AM on 05/10/2011
Funny you should mention warming. Enron and Goldman Sachs pushed the carbon dioxide tax early on. That should be enough to make anyone skeptical. A group of scientists with computer
models that over simplified complex systems sold out to global financial elites. Globalization and increased population putting demands on local environments always creates problems - and we're not addressing the real issues.
03:40 PM on 05/09/2011
Thanks here to Tom Peters who defined 5 levels of seeking solutions to disagreements:
1. "I win / you lose" approach (toddler/child-level of interaction)
2. "You win / I lose" approach (Beaten-down/abused-level of interaction)
3. "I win / you win" during compromise (really "I lose / you lose")
4. Needs conflict (where true needs can be sorted out, with caring, and filled) = can become actual "win/win"
5. Values collisions (where at least one side sticks their fingers in their ears and yells, "La, la, la, la la" at the tops of their lungs, while they continually move the goal posts further back.

At this stage of our political conflict, it seems that we must add another stage....
6. War.
03:32 PM on 05/09/2011
Corporate crime and the lobby / lawyer army set-up to enhance and defend the crime is a business expense added on to the cost of the product or service and is paid by consumers. The Citizens United case has pretty much opened the flood gates to more crime, lobbyists, and lawyers to be paid for by consumers. Both sides of the political isle are guilty, but the "investments" made on the left side of the isle are but small hedge bets. The recent attacks by the right-wing governers in WI, MI, OH, etc. are proxy battles waged as a result of Citizens United by some hidden and some not so hidden forces behind corporate crime and other legal, but unethical business practices.
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sophie M
ANTI WAR./animal rescue
03:03 PM on 05/09/2011
"we" have created a vicious and avarice circle
02:58 PM on 05/09/2011
In the America of today, Crime Pays. Hopefully, the ordinary, honest citizens of this country will soon awaken from their slumber and demand real justice for the corporate perps.
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HUFFPOST SUPER USER
AmosKnows
Educating The American Idol Masses
03:16 PM on 05/09/2011
And how exactly are we going to get that justice since they own the government and the judiciary?
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HUFFPOST SUPER USER
Jean Clelland-Morin
religion / the Golden Rule
02:31 PM on 05/09/2011
If the corporate criminals were all fined and imprisoned, who would buy our legislators?
HUFFPOST SUPER USER
LesleyAnne
02:18 PM on 05/09/2011
My wealthier conservative friends circulate emails with phrases praising their "work ethic" and implying that people who are unemployed are lazy. My response is that they have the same work ethic as Jesse James.
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HUFFPOST SUPER USER
AmosKnows
Educating The American Idol Masses
02:34 PM on 05/09/2011
I have a few wealthy friends and their position on any issue is always central to their bottom line. For example, they have plenty, don't need for anything and yet are concerned with the taxes they pay. There is never any mention of how their position might effect other Americans or the country at large. This is the basis of what is essentially distorted America Values - hard work has been sold an entitlement to maintain an immoral position. The thing about these types of people is that their focus is biologically programmed - the power and wealth seekers are generally lacking the qualities that make humans capable of compassion for others.
03:28 PM on 05/09/2011
You're absolutely right about those qualities being missing. Those enlarged amygdalas in the conservatives block all neural pathways for compassion.

Most sentences from the conservatives, TPers, the wealthy begin with "I," "I," "I," "Me," "Me," "Me," "Mine," "Mine," "Mine."

Most sentences from the liberals they hate so much begin with "We."
02:36 PM on 05/09/2011
How dare you infringe on the liberty of Jesse James!

(please understand I'm kidding - lots of touchy folks around here)
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HUFFPOST SUPER USER
AmosKnows
Educating The American Idol Masses
02:17 PM on 05/09/2011
Face it folks, it's hopeless. The money buys them, the money dictates to them what they should do, it's always in the interest of the money, and when we try to vote them out a new set of bought and paid for criminals comes in. That's the political system we have - money buys the politicians who wear nice suits with flag pins and give us the good talk about how they are going to do what's right for the majority.

When we start to really get wise they give us a marketing created smooth talking guy who plays to the emotions of the neediest Americans but who is clearly the same as the rest of them. In fact he's worse because he lies to your face with a smile while he does their bidding.

The problem is the decisions the Elites are making are killing this country on multiple levels. Polices that are sold to the masses with trickery. Like the benefits of trickle down economics, and that tax cuts for the wealthy create jobs, or that we need to fight terrorism, and that free trade and globalism are good for the economy. Their greed for wealth and power has no bounds and no limits. They make the rules and buy the players and therefore it's their game to win and they do it consistently.
This comment has been removed due to violations of our [Guidelines]
02:16 PM on 05/09/2011
21st Century technology has been used to create a 19th Century (robber baron style) economy.


http://www.businessweek.com/print/magazine/content/11_19/b4227060634112.htm/

During the second half of the 19th century, the world's biggest economies endured a series of brutal recessions. At the time, most forms of reliable economic knowledge were organized within feudal, patrimonial, and tribal relationships. If you wanted to know who owned land or owed a debt, it was a fact recorded locally—and most likely shielded from outsiders. At the same time, the world was expanding...

The result was the invention of the first massive "public memory systems" to record and classify—in rule-bound, certified, and publicly accessible registries, titles, balance sheets, and statements of account—all the relevant knowledge available, whether intangible (stocks, commercial paper, deeds, ledgers, contracts, patents, companies, and promissory notes), or tangible (land, buildings, boats, machines, etc.). Knowing who owned and owed, and fixing that information in public records, made it possible for investors to infer value, take risks, and track results. The final product was a revolutionary form of knowledge: "economic facts." …

We are now staring at a legal and political challenge. A legal challenge because American and European governments allowed economic activity to cross the line from the rule-bound system of property rights, where facts can be established, into an anarchic legal space, where arbitrary interests can trump facts and paper swirls out of control."
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05:07 PM on 05/09/2011
Because of the last "/", your link gets a 404.

It should be:

http://www.businessweek.com/magazine/content/11_19/b4227060634112.htm

The end of the article:

"...We are now staring at a legal and political challenge. A legal challenge because American and European governments allowed economic activity to cross the line from the rule-bound system of property rights, where facts can be established, into an anarchic legal space, where arbitrary interests can trump facts and paper swirls out of control. The rule of law is much more than a dull body of norms: It is a huge, thriving information and management system that filters and processes local data until it is transformed into facts organized in a way that allows us to infer if they hang together and make sense.

Mainly, though, it's a political challenge. Politicians must raise the financial crisis to commanding heights, where the entrenched institutional problems of a failing order can be addressed. Markets were never intended to be anarchic: It has always been government's role to police standards, weights and measures, and records, and not condone legalized sleight of hand in the shadows of the informal economy. To understand and repair one of mankind's greatest achievements—the creation of economic facts through public memory—is the stuff of nation-builders. "
07:26 PM on 05/09/2011
Thanks...I kept cutting to make it fit.