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Joshua Rosner

Joshua Rosner

Posted: February 3, 2010 11:44 AM

Has the New York Fed Been Serving the Public Trust? Has Geithner?

What's Your Reaction:

In Geithner's AIG testimony before the House Oversight Committee, the Secretary again tried to sell the notion that 'if we didn't act then, millions more would have lost their jobs and thousands of factories would have closed.' Even if this were true, why did they have to pay these counterparties one hundred cents on the dollar? The answer may be because, as president of the New York Fed, the counterparties you paid out on AIG owned your company.

To simply say "we had to" is an oversimplification and a partial story. Those of us who saw the crisis coming and recognized the fragility of the system before the Fed or Treasury disagree with the "we had to act" line, but the story is actually larger than that, and predates the unfolding of the crisis. The full story puts Tim Geithner and Larry Summers dead center in creating the environment that drove us to crisis.

Secretary Geithner can keep repeating his assertion he has worked in public service his whole life. Never mind that this calls into question his tangible market experience, this claim begs the question: How does he define working in the public service?

Geithner's last job, as the President of the New York Fed, highlights that question. The NY Fed's most important jobs, arguably, are safety and soundness supervision and capital market supervision. Success in carrying out those responsibilities should be the basic litmus test for the measuring how well the NY Fed is serving the public trust. In these roles it is supposed to examine, regulate and oversee the Federal Reserve regulated bank holding companies in the NY Fed's region, the largest bank holding companies in the country, many of which were AIG's counterparties.

The New York Fed is not government-owned. Most people fail to recognize this fact. Simply, the Federal Reserve Board (responsible for monetary policy, with a dual mandate of full employment and price stability) is an independent part of the federal government, while the New York Fed is a shareholder-owned or private corporation. In other words, where the Federal Reserve Board is www.frb.gov, the District Bank is www.newyorkfed.org. Historically, the New York Fed has been among the most profitable shareholder-owned corporations in the world. Yet it keeps the details of its shareholders' ownership information private. What we do know is that its owners include precisely those institutions it is tasked to regulate and supervise and those is has obviously failed to adequately supervise. Unlike the other District Banks of the Federal Reserve system, which have overseen their banks quite well, the New York Fed's concentration of the largest banks, coupled with its unique role of managing the market operations of the entire Fed system, has built a culture where it sees itself as a market participant and peer to those firms it regulates.

The President of the NY Fed is chosen by, paid by and reports to the private shareholders of that private institution. Only three of the nine Directors of the Board of the New York Fed are chosen by the Federal Reserve Board and, until this year, the NY Fed's Chair -- chosen by the Federal Reserve Board in Washington -- was a former Chairman of Goldman Sachs who still sits on Goldman's Board.

We do not know the full roster of shareholders, but the list of the NY Fed's Board and management group is particularly interesting, reading like a Who's Who of sell-side financial corporations that the taxpayer has bailed out and whose systemic riskiness Washington would rather take indirect and half measures to address rather than take a head-on approach of resolving.

In truth, Geithner's ineffectiveness in his role at NY Fed President and his current political posturing -- without any policy substance to directly address too-big-to-fail or the Fed's flawed powers to bailout firms -- seems to have resulted from design rather than accident. After all, in a previous "public service" role, Geithner was the lead negotiator for the WTO's General Agreement on Tarrifs and Trade for financial services. In this role, Geithner reported to Larry Summers, who in turn reported to Secretary of Treasury Robert Rubin. In 1998, this team won the banks EVERYTHING they requested from that treaty. From open access to new markets to unrestricted growth in equity and credit derivatives, they opened the door to rapid and deregulated growth of the large multinational banks, allowing them to become "too big to fail". Moreover, the terms of the agreement has made it almost impossible to put the "too big to fail" genie back in the bottle without running afoul of rules of this international agreement. That was the work of Geithner as "public servant."

It appears that his reward for this work was nomination to run the privately owned NY Fed. The nomination was orchestrated by many of those same banks that own the NY Fed and for whom he delivered on that GATT (General Agreement on Tariffs and Trade) "Understanding on Commitments in Financial Service" (an international agreement, won by arm-twisting, that led to global deregulation of the fnancial services industry and encouraged the largest firms to enter new business lines and new financial markets without resistance).

I expect documents to come to light that will show that Geithner and Summers did the WTO negotiations on behalf of the industry and viewed the completion as a 'deliverable' to their financial constituents. How can Obama say, while Summers and Geithner are his team, "if the banks want a fight, I am ready to fight them"?

Geithner's comment from January 1998 demonstrates that he was working on behalf of the industry and not necessarily the public:

Second, we, I think, established -- I hope you agree, Bob -- very effective cooperation with the U.S. financial community, both in defining priorities, and more importantly in some ways... mobilizing a coordinated approach with other globally active financial institutions in other jurisdictions...Fourth, we worked very closely with the international financial institutions so that they made a very strong, compelling analytical case for the benefits of liberalization, so that they built specific conditions into programs where that was appropriate, and so that they provided technical support and technical assistance to countries who were trying to find the right path of liberalization in an environment of considerable financial stress... the agreement establishes quite substantial new opportunities for access to these rapidly growing markets, with substantial increases in the equity thresholds open to foreign firms... the agreement provides protection for the substantial existing presence of U.S. financial institutions from the threat of future discrimination or future protection. And this is not a static commitment. It means that they can participate fully in the growth of these markets as they evolve further".

I expect more damning statements of Geithner and Summers using the office of the Treasury to work on behalf of the bankers.

So how did this WTO process to liberalize the global financial regulatory structure begin? Well, according to the "Financial Services and the GATS 2000 Round" report:

"In 1975 Pan American, which was still there, and American International Group (AIG) took a shot at trade in services. In 1979, I was in New York with the American Express Company and was in charge of strategic planning and acquisitions. We were having problems, which we now call market access problems (we did not have this kind of terminology at that time), in thirty or forty countries. We had no remedy under the trade laws or under the General Agreement on Tariffs and Trade (GATT), which only covered goods.


To make a long story short, we decided that we would have to change that, which meant starting a new round of trade negotiations including services. My boss, Jim Robinson, chief executive officer (CEO) of American Express, asked me to start a new trade round as soon as possible. He asked, 'How long will it take?' I said, 'I don't know, ten years maybe. I don't know. I have never done it. I am just reading this book by Ken Dam called the GATT.' He said, 'Well, do it as soon as you can.' I said, 'I need some money.' He said, 'Don't worry about money. This is so important, you will have an unlimited budget." If there was one phrase that really pushed trade and services, that was it. We put a person in Brussels, a person in Tokyo, two or three people in Washington, three people in New York, and so forth.


We enlisted the aid, which was really important, of Citicorp and also AIG. John Reed came along a few years later as CEO. We had an alliance in which Jim Robinson of American Express, John Reed, and Hank Greenberg of AIG were working together. I was the go-between. Having those three men with a lot of staff was the key. We went from zero probability of success to having a chance...One of the things that distinguish the American private sector from the rest of the world again is its relationship to the media, which is very good. All kinds of events are held with the U.S. media and sometimes the foreign media in attendance. This is very, very important. We do not see this any- where else in the world."

Finally, in 1998 Geithner and Summers delivered. What did they deliver? What are the realities of the "Understanding on Commitments in Financial Services" in the GATT agreement that were thrust on the global sovereign world? Well, as two small examples from the document:

"Notwithstanding Article XIII of the Agreement, each Member shall ensure that financial service suppliers of any other Member established in its territory are accorded most-favoured-nation treatment and national treatment as regards the purchase or acquisition of financial services by public entities of the Member in its territory. "

And:

"A Member shall permit financial service suppliers of any other Member established in its territory to offer in its territory any new financial service".

If being a public servant is funneling unreasonable amounts of taxpayer capital, without market discipline, to the largest and most poorly managed banks, then Geithner's selection as Secretary of Treasury makes sense. The same logic that allows senior officers of Lehman, Pepsi, Pfizer, GE, and Loews to be selected as 'Class B Directors' of the New York Fed, chosen as "representatives of the public" makes Geithner the perfect "public servant" to oversee those instutions these largest banks have successfully robbed. To be fair, it is also the same twisted logic that seated the last Treasury Secretary, a man who is being publically whitewashed in the media today -- even though, as Chairman of Goldman, he single handedly convinced the SEC to allow Goldman and other investment banks to lever-up so wrecklessley that they would need to be bailed out as AIG counterparties.

This piece was originally posted on New Deal 2.0.

 
 
 
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HUFFPOST SUPER USER
nofir2
07:24 PM on 02/03/2010
Treasury Secretary Geithner Didnt bail out AIG or the counter parties Paulson did. This Lie is really getting old
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HUFFPOST PUNDIT
Jannsmoor
09:00 PM on 02/03/2010
Then why is he always defending his part in the bailout?
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HUFFPOST SUPER USER
nofir2
10:47 PM on 02/03/2010
Commodity Futures Modernization Act of 2000, which allowed banks to trade their crooked insurance in secret and "exempted from all supervisory authority".

Hank Paulson’s Preemptive Policy: Throw Money, Don’t Ask Questions, Don’t Negotiate

Every negotiation is a game of chicken. Geithner’s ability to say to the banks, “You’d better make some concessions on behalf of the taxpayer, or else!” was undercut by the actions of Hank Paulson. Two weeks before Geithner tried to resolve the problems of AIG’s credit default swaps, Hank Paulson announced that he was throwing money at the banks indiscriminately. On October 13, 2008 he told the nine largest U.S. banks that they must take $125 billion in government funds, with no strings attached, whether they wanted to or not. Paulson’s modus operandi was consistent throughout the crisis and afterwards. He pushed everyone into a corner to preempt any good faith negotiation or problem solving, he used threats to emasculate normal standards of government accountability and corporate governance, and he lied about his actions afterwards.
06:21 PM on 02/03/2010
The case against Treasury Secretary Geithner is why he accepted to counterparties 100% on the dollar. Geithner has responded that it was the best alternative amongst available bad choices. Many serious experts, such as Gov. Spitzer, Prof. Krugman, Prof. Elizabeth Warren etc, who are fierce critics of Geithner, have never suggested that the alternative to paying counterparties 100% on the dollar was arbitration through bankruptcy court. They are only suggesting that a threat of bankruptcy arbitration by Geithner would have extracted favorable concessions from the counterparty banks. These critics only assume that the counterparty banks do not have the knowledge of the endgame; in other words, that federal government did not intend to take counterparty banks to bankruptcy court. What is intellectual dishonesty?

Geithner is also accused of failing to regulate AIG. However, the legal job classification of President of New York Fed with its chain of command is to regulate and supervise New York banks. AIG is not a bank and was outside the authority of New York fed. One of the acts of responsible citizenship is to follow rule of law.
06:28 PM on 02/03/2010
The first sentence should read "The case against Treasury Secretary Geithner is why he accepted to pay counterparties 100% on the dollar. Geithner has responded that it was the best alternative amongst available bad choices."
06:35 PM on 02/03/2010
Eliot Spitzer, Paul Krugman, and Elizabeth Warren are not serious experts.

How on earth could the Federal Government threaten to put AIG into bankruptcy AFTER loaning it more than 85 billion dollars, and AFTER posting 35 billion in collateral to the CPs. They would have laughed themselves to death.
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HUFFPOST PUNDIT
Jannsmoor
07:27 PM on 02/03/2010
It would enrich your comments if you understood what bankruptcy is. It is the operation of a corporation by a receivor appointed by the court. ALL of the Wall Street Privateers should have been put into receivorship and their greedy executives ousted.
Just because AIG would have been in bankruptcy does not mean they would not still be in business. And once their debts were paid off, it could have come out of bankruptcy as a new corporation.
05:39 PM on 02/03/2010
This is the most bizarre and over-reaching article written with the sole purpose to impugn Treasury Secretary Geithner and Larry Summers.

Federal Reserve is the Central Bank of the US. Its structure consists of federal Gov. Agency, the Board of Governors, headquartered in DC, and 12 Regional Reserve Banks.

Board of Governors are appointed by the President and confirmed by the Senate to serve 14-year terms of office. The critical decision making body in the Federal Reserve System is by 12-member Federal Open Market Committee (FOMC). Seven of the 12-member (FOMC) are Board of Governors, while one of the remaining 5-member (FOMC) is the President and chief executive officer of the Federal Reserve Bank of New York.

It befuddles the mind to argue that Treasury Secretary Geithner has not devoted his entire adult career in the public service. Conspiracy theory is never a rational argument putting to indisputable fact.
06:26 PM on 02/03/2010
The last sentence should read "Conspiracy theory is neve a rational argument pointing to indisputable fact.
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HUFFPOST PUNDIT
Jannsmoor
06:30 PM on 02/03/2010
The author of the article is pointing out there are two different institutions to consider. One is the Federal Reserve Board, a [part of the federal government , which I believe you are addressing in your comment, and the second is the NY Fed which the author claims is a privatly held corporation.

The author maintains Geithner was head of the NY Fed, a private corporation, and therefore was not in the public service. You do not address this question. Please clarify.
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HUFFPOST SUPER USER
Carl Caroli
Give peace a chance
05:31 PM on 02/03/2010
Geithner and Summers are a stain on the investment world and should be removed immediately. They've wreaked havoc for several years and lavished their friends with unprecedented amountsa of tax payer money. To hell with them both.
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mrclark
I search for the America I believed in as a boy.
05:02 PM on 02/03/2010
I was waiting for this to come out. In my opinion the banks ordered their own bailout through the Federal Reserve. These banks were able to do this due to the bill put forth by Mr. Dodd that allowed the FED to help the banks in certain situations. That bill is what is allowing the FED to keep interest rates at 0.25% for the largest banks while devaluing our dollar in the process. Sadly, our politicians no longer serve the people or this would be stopped immediately.
04:21 PM on 02/03/2010
Geithner is so phony and transparent it makes one ill. He is, was, and will continue to be so in bed with the huge banks it makes one sick. Obama is making a huge mistake keeping that nerd on as Treasury Sec. People are already seeing thru his public utterances about caring for the people while keeping big bank insiders like Geithner calling the shots. He keeps it up....he will be a one term President.
03:46 PM on 02/03/2010
The Fed is like the wealthy parent and Wall Street is like the spoiled rich kid. Whenever Wall Street cries, the Fed will give it some money and gifts and low interest rates to make it happy.
jhNY
Mercy.
02:10 PM on 02/03/2010
The financial sector is a private club which has control of the production and allocation of money through control of the Fed and the treasury. And you're not invited. The members all believe they are the smartest, ablest folks who ever drew breath, and as no one could stop them from destroying the economy to save themselves, and no one except a member of their little club has ever been invited to constrain them, a task at which the member routinely fails except insofar as he delivers more cash and power to the membership, I'd say they might be right. After all, with all the huffing and blowing and showing of teeth re banksters, the bailouts, the payouts and the guarantees, exactly what practical thing has either party done to prevent Team Firestorm from setting the economy ablaze a second time?

All the folks presently running things financial were in charge when the firestorm hit last time. The tired but true adage having to do with those who are good with hammers seeing all problems as nails pertains. Because these folks are only good at making bubbles and breaking them. That's all they know, as that's all they've been up to for decades-- except for protecting themselves from oversight and control. They know Geithner better than you ever will. And they know he's one of theirs, lock, stock and plugged barrel, and nobody else's.
02:01 PM on 02/03/2010
Quite obviously, NO
jhNY
Mercy.
01:55 PM on 02/03/2010
In his AIG testimony, Mr. geithner said: "thousands of factories would have closed." I'm pretty sure that's wild exaggeration. There aren't thousands of factories left in the US.
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HUFFPOST PUNDIT
missouriwatcher
military veteran, veteran teacher, father, grandpa
03:12 PM on 02/03/2010
Maybe Geithner was including sweat shops and schools in his assessment.
01:32 PM on 02/03/2010
Gee let me think....NO and NO!
HUFFPOST COMMUNITY MODERATOR
TXfemmom
Grandma with eye on the future
01:32 PM on 02/03/2010
The Fed is owned by the very institutions it is supposed to regulate? THAT HAS TO END, period.

Do away with the Fed and start over, if necessary, to achieve this. Geitner and Summers still work for the institutions they served before, and not the people of this country.

Obama, sack them.
12:44 PM on 02/03/2010
The banks that make up the New York Bank is all private Wall Stret bank.

But the author of this article should know that.

So if that's the case why ask in whose interest was Geithner working for?

If you're serious about getting rid of corruption then END-THE-FED!!!