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L. Randall Wray

L. Randall Wray

Posted: January 12, 2011 10:30 AM

In a ruling that could be historic, the Supreme Judicial Court of Massachusetts ruled against two fraudster banks, US Bancorp and Wells Fargo, who illegally foreclosed on homes. In short, the two banks stole homes to which they had no legal claim.

This rattled stock markets, causing the broad-based KBW Bank Index to fall by 2.2%, with Wells Fargo's stock prices falling by 3.4% as markets began to recognize that "business as usual" theft of American homes by banksters will be subject to greater scrutiny. Tellingly, the banks have been arguing that they are following industry practice. The ruling in Massachusetts (one of the most respected Supreme Courts in the US) affirms that industry practice is fraudulent. Perhaps as many as 66 million mortgages (those tainted by improper industry recording procedures) could be affected by the ruling.

As I have been arguing in a series of pieces (see here and here and here), in their haste to commit lender fraud, the banks that securitized mortgages also perpetrated tax fraud and securities fraud. The inevitable outcome of those frauds is foreclosure fraud. As Lynn Szymoniak and Ray Brown have written, 2010 became the year in which "'foreclosure fraud' emerged in case law' -- defined as 'fraud by mortgage companies, mortgage servicing companies, and banks servicing as trustees for securitized trusts." Foreclosure fraud is not a matter of some pesky little paperwork problems. It is the designated solution to paper-over the lending and securities and tax frauds that the banksters used to bubble-up and then collapse the US real estate sector. To put it simply, the Court found that the practices followed by the industry have made legal foreclosure impossible.

All of this, in turn, was happily consistent with the Bush "Ownership Society" plan to transfer all wealth to the top few tenths of one percent of the wealthiest Americans. The banksters would simultaneously burden homeowners with so much debt that they'd lose their homes, and would sell to investors fraudulent toxic waste securities while using credit default swaps to bet on failure. Bush's ownership class would end up as the creditors who got all the homes, who got all the financial wealth sucked out of pension funds and other managed funds, and with their gambling winnings from the inevitable defaults.

But in their haste to steal property, the Wall Street banksters ran up against US property law. They thought the judges would turn a blind eye to blatant theft. Unfortunately, courts across the country have awakened and are beginning to rule against them. As I have said, the banks are toast -- as anyone still holding bank stocks will discover in coming months. Losses will easily wipe out all equity at the biggest banks, several times over. Further, the vulture predators now buying up foreclosed properties will find that the titles are not clear. It will take at least a decade to sort out the mess created by Wall Street's securitization of home mortgages and to restore property rights law.

Here is the good news: Bush's Ownership Society dream has morphed into a Nightmare on Wall Street. The banks have no legal standing to foreclose. Delinquent homeowners that have been subject to foreclosure fraud can remain in their homes. While they still owe their mortgages, no one has the right to take their homes away from them. This improves their negotiating power to secure mortgage modifications -- to get payments down to something they can afford. That is good -- for the homeowners, for their neighbors, for the nation as a whole. And, ironically, even for those holding the "securitized mortgages" -- including the fraudster banks.

The current wave of foreclosures -- expected to reach 13 million by 2012 -- is not good for anyone. It is a classic example of a negative externality, where pursuit of apparent individual self-interest results in losses for everyone. Stopping foreclosures and shutting down the fraudsters will stop those losses. The only ones who will be hurt are the top management officials at the biggest banks -- who will lose their bonuses and who will be prosecuted for numerous felonies. The other 99.9% of the rest of us will experience a Pareto improvement -- as economists call it when you win and no one (but the criminal class) loses.

Let me explain. I will assume that everyone is reasonably familiar with the lending fraud, in which Wall Street rewarded mortgage brokers who induced home-buyers into NINJAs and liar's loans they could not afford -- aided and abetted by crooked real estate agents, appraisers, credit raters, and accountants. Those fraudulent loans were then packaged into fraudulent securities -- that did not meet the "reps and warranties" required by the "PSAs". (Briefly, when an investment bank pooled a bunch of mortgages to "back" a security, it guaranteed that they met minimum standards as required in the Pooling and Service Agreements. But they did not, which means the originators of the securities must take back all the bad "liar's loans".)

I will also assume that readers know that the securities, themselves, were fraudulent from inception because they did not meet those "PSAs" (the very strict requirements governing securitizations -- most important of which was the requirement that the Trustees obtain the "wet ink" notes of the homebuyers, something that apparently was never done). That, in turn, means that "mortgage backed securities" are not backed by mortgages -- they are nothing but unsecured debt and now are mostly worthless.

Finally, I will assume that readers are familiar with the tax and recording frauds perpetrated by the mortgage industry's creation of MERS (Mortgage Electronic Registry System) -- which allowed the banks to illegally evade property recording fees and allowed securities holders to evade US federal taxes. Those expose the banks to hundreds of billions of fees, back taxes, and fines.

One might have thought that all those frauds would be enough to satisfy Wall Street. But, no, the biggest fraud was yet to come -- a fraud that necessarily followed on from all the previous frauds. The structure of the whole Ownership Society juggernaut required low-cost foreclosures in order to transfer property to America's true owner class. It was a foregone -- nay, planned -- conclusion that all the NINJAs and liar's loans would go bad. There would be millions upon millions of homes that would be foreclosed.

Unfortunately, foreclosure is expensive. Over the past half millennium, Western property law evolved to make it difficult for the King or his minions to take property away from its owner. One claiming to be a creditor against land would have to present evidence, including the "wet ink" note, that one had legal standing.

Keeping track of all those notes, collecting payments, properly recording sales, processing foreclosures, and conducting sales of seized property is extremely expensive. That is why Jimmy Stewart's thrifts could not survive with mortgage defaults running higher than a couple of percent. And that was with a very cheap and efficient home finance system based on thrifts that made loans to their community while collecting the community's saving. All you needed was a good loan officer who knew his customers, a teller, and an experienced property appraiser. But the modern mortgage industry needed to support a huge infrastructure of brokers, securities originators and distributors, appraisers, credit raters, accounting firms, mortgage insurers, servicers, and -- importantly -- foreclosers. All of that is costly.

Further, the modern mortgage system was designed to generate a tsunami of defaults, orders of magnitude greater than historic proportions. Indeed, the hope was that virtually all mortgages would go bad, so that the property could be seized and transferred to our true propertied class of rightful owners -- those north of the 99th percentile -- while leaving the dispossessed homeowners in permanent debt peonage as a result of "reformed" bankruptcy law. And bankruptcy of homeowners let the banksters collect on their bets. There is no way that even the exorbitant fees and interest rates charged on hapless subprime and Alt-A borrowers could possibly cover all those costs of the "new and improved" home finance food chain.

Hence, a system of cheaper property transfers and foreclosures would be required. But the banksters were too clever by half in their hurry to create a low-cost foreclosure machine. They knew they could never afford to securitize and then foreclose on millions and millions of mortgages following well-established, legal, and expensive procedures -- with teams of paper pushers, process servers, and lawyers. So they cut corners. And it is the corner-cutting that has come back to bite them.

As I have shown, MERS was created to circumvent the expensive and time-consuming laws that required recording property sales in public offices. Only the initial sale of property would be lawfully recorded; thereafter, the dozen or more sales of a mortgage would be recorded only electronically at MERS, on the fiction that all subsequent sales were in-house transfers among deputized MERS "vice presidents" at member firms. That was recording fraud. MERS also encouraged mortgage servicers to retain the notes, in order to speed the inevitable foreclosures. But that violated Federal tax laws that required the notes to be held by the Trustees of the securitizations. Tax fraud. It also violated the PSAs that required the Trustees to certify that they had the notes. Securities fraud.

Finally, the banksters created something called the Lender Processing Services (LPS) to out-source mortgage default services in order to speed foreclosures--in other words, to circumvent lawful practice. LPS got "kickbacks" from law firms by illegal "fee-splitting", agreeing to share late fees, etc, piled on mortgages in return for sending foreclosure cases to the firms. (Thorne v. Prommis Solutions Holding Corp., Northern District of Mississippi) In addition, LPS has been found to routinely supply incorrect and doctored documents to litigants and judges in foreclosure actions. According to a ruling analyzed by Szymoniak and Brown, it is staffed primarily by paralegals (Burger King kids!), with little supervision by attorneys. Indeed, LPS was designed to minimize human involvement and judgment in the foreclosure process--to save precious time, and more precious money. Judge Sigmund Weiss concluded that LPS's "thoughtless mechanical employment of computer-driven models and communications to inexpensively traverse the path to foreclosure offends the integrity of the American bankruptcy system." But this "thoughtless" and inhuman process was required precisely to minimize the costs to the banks of foreclosing on properties. Hence, just as MERS was created to minimize costs of securitizations and multiple sales of underlying mortgages, LPS was created to minimize court costs of processing the expected foreclosures.


 
 
 
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HUFFPOST SUPER USER
TheMaddGreek
Earth home Dwelling Musher
05:50 PM on 01/26/2011
Wow finally someone gets it! I reported this fraud way back in 03 and the feds were to busy hunting ghosts in the dessert. I was a Real-estate broker for a decade and only the sleaziest of the sleaze were let into the real market. Honesty was never a commodity of value in that snake pit of an industry The builders, developers and everyone else with a vested interest spread their legs wide for greed to come home to rest. It was and is sickening to see these same leaches out their making huge profits from the same sheep they led to slaughter with the promise of a never falling market. To hell with tose that believe that the only true measure of sucess is the pile of money no matter how or who you screwed along the way!

Chris
The Madd Greek
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HUFFPOST SUPER USER
PhilipTaylor
Legalized Bribery is an Oxymoron - must END
02:30 AM on 01/26/2011
HIDDEN FEES INSIDE DERIVATIVES COULD HAVE FUELED MASSIVE BONUSES AND EXPLAIN THE QUICK DECLINE IN DERIVATIVE VALUES WITH ONLY 15% to 25% DROPS IN HOME PRICES.

Professor Wray I believe an unanswered question that has not been adequately answered is the "HIDDEN FEES" in the Securities/Derivatives themselves that were easy to hide and served the important role of Paying $30 to $100 Million Bonuses.

No ne has had access or bothered to examine in depth enough of these Derivatives using a full audit process to see exactly why these Derivatives became so worthless when the value of the homes only dropped 15% to 35% in the early stages.  Even in the early stage many experts proclaimed these Derivatives as Worthless or Near Worthless.

Having worked with Financial people as a software engineer and systems analyst I know how many of them think.  They would look at the massive HYPER-INFLATION from 2003 to 2005 with GREED and ENVY and would want a justifiable way to grab twenty to thirty years of that HYPER-INFLATION for their own pockets.  I see the strong possibility of a simple projection model of 18 months of Hyper-Inflation data being used to project out years into the future and then hide FEES equal to those Exorbitant 20 to 30 year PROJECTIONS.

I know how illegal such a scheme is but it is the way their criminal minds operate.
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HUFFPOST SUPER USER
PhilipTaylor
Legalized Bribery is an Oxymoron - must END
02:50 AM on 01/26/2011
Certainly, they knew how hard it would be for someone to find out about the Hidden Fees, and even now it will be a difficult and time consuming accounting effort for just one derivative.
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HUFFPOST SUPER USER
Carolab
Just another hostage of the poopy heads
04:40 AM on 01/26/2011
Seen this, yet?


Citigroup 46% Gain Masks Flawed Mortgages Freddie Mac Calls Not Acceptable


By Bob Ivry and Bradley Keoun -
Jan 18, 2011

Three years after bad home loans helped trigger the recession and six weeks after the government cashed in the last of its $45 billion Citigroup investment, the New York-based bank is still selling mortgages that violate quality standards, according to an internal Freddie Mac review obtained by Bloomberg.

http://www.bloomberg.com/news/2011-01-18/citigroup-46-gain-masks-flawed-mortgages-freddie-mac-calls-not-acceptable.html
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HUFFPOST SUPER USER
PhilipTaylor
Legalized Bribery is an Oxymoron - must END
01:32 AM on 01/26/2011
Professor Wray is 100% RIGHT as CarolAB points out.

HISTORIC RULING:  Supreme Judicial Court of Massachusetts ruled against US Bancorp and Wells Fargo for illegally foreclosing on homes - stealing homes without legal claim.

Stock markets were so rattled the Bank Index fell 2.2% and Wells dropped 3.4% recognizing Bankster HOME THEFT ("business as usual") will NOT be so easy. These banks argue they are following industry practice, but Massachusetts (one of the most respected Supreme Courts in the US) says their practice affecting, as many as, 66 Million Homes is fraudulent. 

In their haste to commit lender fraud, the banks that securitized mortgages also perpetrated tax fraud and securities fraud. The inevitable outcome of those frauds is foreclosure fraud. 
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HUFFPOST SUPER USER
Carolab
Just another hostage of the poopy heads
01:03 AM on 01/26/2011
OMG.  I cannot believe this article, which is the BEST WRITTEN, most COMPREHENSIVE and EASY TO UNDERSTAND I have yet to read (congratulations, L. Randall Wray), has gotten so LITTLE ATTENTION here.

People!  WAKE UP!
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HUFFPOST SUPER USER
NessEliot1932
Tax Fraud at 94% since we cannot Prosecute
01:12 AM on 01/26/2011
I will take you up on that!
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HUFFPOST SUPER USER
Carolab
Just another hostage of the poopy heads
01:28 AM on 01/26/2011
I knew you would!
05:00 AM on 01/18/2011
Neither party is immune from the reach of the banks.

In October 1993, the MBA InterAgency Technology Task Force (IAT), comprised of the MBA, Fannie Mae, Freddie Mac and Ginnie Mae, published "white paper" at MBA's Annual Convention describing an electronic book entry system for residential mortgages. The system would be designed not just for Fannie Mae, Freddie Mac,Ginnie Mae, but also lenders, and mortgage investors.

Who was in charge of Fannie Mae when MERS was created by Fannie and Freddie.

James A. Johnson (born December 24, 1943) a United States Democratic Party political figure. He was the campaign manager for Walter Mondale's failed 1984 presidential bid and chaired the vice presidential selection committee for the presidential campaign of John Kerry. He was involved in the vice-presidential selection process for the 2008 Democratic presidential nominee Senator Barack Obama. From 1991 to 1998, he served as chairman and chief executive officer of the Federal National Mortgage Association (Fannie Mae), the quasi-public organization that guarantees mortgages for millions of American homeowners. Previously, he was vice chairman of Fannie Mae (1990–1991) and a managing director with Lehman Brothers (1985–1990).

Franklin Raines In 1991 he became Fannie's Mae's Vice Chairman, a post he left in 1996 in order to join the Clinton Administration as the Director of the U.S. Office of Management and Budget, where he served until 1998. In 1999, he returned to Fannie Mae as CEO, "the first black man to head a Fortune 500 company."
Linda from Deerfield
Paying attention
12:12 PM on 01/14/2011
Is there a Missouri school of economics (where, by "school", I mean a school of thought)? If there is, I think I like it.
11:55 AM on 01/14/2011
" The only ones who will be hurt are the top management officials at the biggest banks -- who will lose their bonuses and who will be prosecuted for numerous felonies."

I don't believe we will see ONE banker go to prison. I don't believe ONE will lose a bonus. We haven't seen a single prosecution to any of these thieves, while we have seen a million forclosures.
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HUFFPOST SUPER USER
Impishparrot
Evolved dinosaur
07:08 AM on 01/14/2011
Yep, pretty much covers the whole damn crime.
08:31 PM on 01/13/2011
I just wonder when the millions of people who are about to loose their homes will see some kind of help. Because as far as I can see it is only in one State. In none-judicial states banks are steeling homes left and right. Even if the home has no mortgage. In none judicial states the banks just file a fraudelent Notice of Default and after that they take the homes. No judge need to see proof that the foreclosing bank actually own the note.
Unless the homeowner has a $10,000 retainer for an attorney the banks can get away with stealing homes.
HUFFPOST SUPER USER
Longtimeliberal
07:48 PM on 01/13/2011
Said more succinctly than anything I can say. This sceme cooked up by banksters who thought they couldn't lose do not care about our country but I do think they have been caught-something they never dreamed of. They don't think of themselves of crooks but they are. They are going to have to provide loan mods and dismantle MERS-everyone knows this is a problem and basic contract law can't be ignored. Interestingly the banks are only now seperating the gambling/Hedge funds from traditional banks. We will see how bad it gets.
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HUFFPOST BLOGGER
Scott Baker
President:Common Ground-NYC;NYS Coordinator:PBI
04:22 PM on 01/13/2011
Wow. When I took my mortgage out I objected to the clause that allowed my mortgage to be resold to another party - my R.E. lawyer had never heard of anyone objecting to that & said I had no right to do so, because "all the banks do that." I reasoned, and still do, that if a lender could pick a borrower, then a borrower could pick a lender. After all, I had turned down dozens of fly-by-night lenders by then, to go with, I thought, a reputable big bank. Of course, it didn't work out that way, but the larger point is that borrowers as well as lenders should be able to choose their counterparties.
09:14 PM on 01/13/2011
You can object to it, that's your right. It is unlikely any bank wants to sit on your fixed rate for 30 years, though. They have a right to reject your application if you refuse to allow your mortgage to be re-sold. I don't know any bank that would want to deal with that and I don't understand why you would have a problem if you pay your mortgage on time.
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HUFFPOST SUPER USER
TheMaddGreek
Earth home Dwelling Musher
07:25 PM on 01/26/2011
You obviously are one of the clueless sheep not yet fleeced, don't worry your day will come and you too will sit and wonder how such a horrible thing could happen to you. You need to wake up and look around!
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phread
antiFA and proud of it
03:38 PM on 01/13/2011
strike a soft blow against the sʇsıɔsɐɟ who orchestrated this mess...
HUFFPOST SUPER USER
byronic
03:38 PM on 01/13/2011
The Robber Barons have more than 100 years of experience in separating the naive from their money...
12:24 PM on 01/13/2011
Bankers creed: "We have the gold, we make the rules." Not to mention they own the people that make the rules for the rest of us.
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HUFFPOST BLOGGER
L. Randall Wray
12:03 PM on 01/13/2011
I thank the readers for the comments. I want to make a correction/clarification. It is not entirely clear throughout my piece that what a forecloser needs is proof of the mortgage--a proper assignment of the mortgage to the holder who wants to foreclose, with a clear chain of title. (You need the "note" firmly attached to the mortgage "security". My piece might have made it sound like you can foreclose with just the "note"--the signed IOU. That is not correct.) Often mortgages are initially indorsed in blank before being assigned to the Trustee. But to foreclose you need to have the note attached to the mortgage and properly assigned over, and whoever it is that assigned it must also have legal standing to do the assigning (clear chain of title). It is the "assignment in blank" that is the problem--ruled inadmissible by the Mass. Supreme Court. It cannot provide legal standing to foreclose.

One other comment: I get a lot of emails from homeowners or their lawyers seeking advice. I am not a lawyer, just a macroeconomist. I am not an expert (by any means) on the law. There are however many good resources on the net, including websites collecting stories and information about successful defense against foreclosure. It is better to contact them, and if you do not have a good lawyer, get one.
03:16 PM on 01/13/2011
Your article's conclusions would demonstrate that you are not a lawyer.

You ,however, are interpreting legal decisions and making claims about the law as if you were one.

If you don't want people to think you have legal expertise, you should not be writing this kind of stuff.
This user has chosen to opt out of the Badges program
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HUFFPOST BLOGGER
Richard Zombeck
10:22 PM on 01/13/2011
Practicing the law and interpreting the law are (importantly) two different things. Try reading the decisions and briefs as they were written by the judges and attorneys yourself and see how well you understand them without someone else translating them and explaining them to others.
03:45 PM on 01/15/2011
Mr. Wray:

You are really out of your depth here and your continued posts on the subject seem to further muddle several issues.

The negotiable instrument (the promissory note) need NOT be affixed to the mortgage, nor does it need to be affixed to any assignment, firmly or otherwise.

What IS needed everywhere is for the promissory note to be INDORSED and delivered to the plaintiff when the plaintiff is other than the named payee of the original instrument. Sometimes a separate page called an allonge is used for indorsement of the promissory note. When an allonge is used, it must be firmly affixed to the note.

In Massachusetts, the Court has held that the mortgage security instrument does NOT automatically follow the note as it is negotiated. This DIFFERS from the rule in most other jurisdictions, which is expressly acknowledged in the decision.

Under the MA statute of frauds the assignment of the mortgage must be in writing. This is a separate and secondary requirement from the necessity for indorsement and delivery.