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Leo W. Gerard

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Crash Tax: Wall Street Reparations

Posted: 11/14/11 08:11 AM ET

Wall Street waged war on the American economy and middle class with its reckless gambling.

It wasn't Fannie Mae or Freddie Mac that crashed the economy. It wasn't the federal government. It wasn't hapless homeowners who were sold mortgages they couldn't afford. It was Wall Street financiers that aggressively sought and bought mortgages to package and sell as derivatives, which the banks could wager on.

Americans bailed out Wall Street, handing it a Marshall Plan for reconstruction after its bad bets blew up the world economy. Now, three years later, happy days are here again for the Wall Street banksters. They're hauling in big profits and paying outrageous bonuses. But the American middle class continues to suffer high unemployment, record foreclosures and rising poverty.

So it's time for Wall Street to pay reparations. It's time for a crash tax, a tiny sales tax on Wall Street transactions, the revenues from which would pay for Main Street restoration. It's time for the 1 percent to repay the 99 percent, for Wall Street to share in the sacrifices necessitated by its rogue behavior.

The levy, sometimes called a Tobin Tax after the American economist and Nobel Laureate James Tobin, who endorsed it in the 1970s, is far from shocking or novel. A financial transaction tax is advocated by a huge range of groups and individuals, from billionaires to conservative heads of state. Thirty nations, including Great Britain and Switzerland, already tax some financial transactions. The United States imposed a similar tax from 1914 to 1966. In addition to raising revenue in a time of government deficits worldwide, the tax would suppress the very kind of risky speculation that got the global economy into this mess.

Supporters of the tax include the expected -- the AFL-CIO, Democratic benefactor George Soros, consumer advocate Ralph Nader, and economist Dean Baker, one of the few who saw the housing bubble and predicted its bursting. The unexpected include billionaires Bill Gates and Peter G. Peterson; former Goldman Sachs chairman John Whitehead, and former chairman of the Federal Reserve Paul Volcker. Conservative political leaders behind it include German chancellor Angela Merkel and French president Nicolas Sarkozy. Experts promoting it include Nobel Laureates Joseph Stiglitz and Paul Krugman. Moral leaders advocating for it include Archbishop of Canterbury Rowan Williams and the Pontifical Council for Justice and Peace.

Here's what Archbishop Williams wrote in support of imposing the levy:

"There is still a powerful sense around - fair or not - of a whole society paying for the errors and irresponsibility of bankers; of messages not getting through; of impatience with a return to "business as usual" represented by still soaring bonuses and little visible change in banking practices."

The European Commission recommended in September that the 27 European Union member countries adopt a .1 percent tax on financial transactions beginning in 2014. It estimated that the tax would raise $78 billion a year. Europe hesitates to institute the tax without a similar levy in the United States.

Earlier this month, two U.S. lawmakers who have long supported the levy introduced legislation to impose a smaller tax -- .03 percent or 3 cents on $100 in transactions. The tax proposed by U.S. Rep. Peter DeFazio, D-Ore, and Sen. Tom Harkin, D-Iowa, would raise about $350 billion over a decade.

Here's what Sen. Harkin said about it:

"I think it's fair. I think it's just. I think it's a reasonable way of raising revenue."

That's the gist of it. It's fair. Wall Street caused the crash. It caused devastating unemployment. It exacerbated deficit problems in the United States, Greece, Ireland, Portugal, Spain and Italy. If the market hadn't crashed, sustained higher tax revenues would have prevented these difficulties from intensifying.

Now, in countries worldwide, including the United States, conservatives are demanding austerity to deal with deficits. They refuse to ask financial speculators to help pay for the trouble they caused. Instead, these conservatives demand that the middle class and the poor foot the bill. American conservatives insist the middle class lose Social Security benefits, accept Medicare and Medicaid cuts, subsist with fewer teachers, firefighters and police officers.

The 99 percent have sent a pretty clear message, however, that they're fed up and they're not going to take unshared sacrifice anymore.

They told Bank of America where it could put its proposed monthly fee on debit cards. They told Ohio governor John Kasich where he and fellow conservatives could put their law denying public workers the right to collectively bargain for a better life. And in parks across America and around the world, the 99 percent are telling the 1 percent where they can put their demand that sacrifice be suffered only by the 99 percent.

The crash tax is, essentially, a sales tax on financial transactions. The middle class pays sales tax on all the stuff it purchases. There should be no special exceptions. The 1 percent should be paying sales tax on the purchase of risky derivatives and on bets that derivatives will fail. This is equity. This is simple fairness.

Some call this levy a Robin Hood tax. But that's not right. This is not robbing the rich to give to the poor. This is charging the 1 percent a just share.

This is holding speculators accountable. This is individual responsibility, the concept the GOP claims to love. Wall Street bombed the world economy. Now it's obligated to participate in financing recovery, to pay reparations to Main Street.

 

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HUFFPOST SUPER USER
kamact
Market Observer
10:40 AM on 11/15/2011
Totally agree,...
02:17 AM on 11/15/2011
It's 2011. Why the delay in implementation? HFT needs to be addressed.

The European Commission recommended in September that the 27 European Union member countries adopt a .1 percent tax on financial transactions beginning in 2014. It estimated that the tax would raise $78 billion a year. Europe hesitates to institute the tax without a similar levy in the United States.
03:39 AM on 11/15/2011
The European Union are big boys and girls. They don't need our participation if it is such a good idea.
Not That Far Left
My default font is Sarcasmo 12 pt.
07:52 AM on 11/15/2011
Without a similar tax in the US, there is concern that multinationals currently trading on European markets will just move to the US stock exchanges and avoid the tax.
12:42 AM on 11/15/2011
You do not need to read further than the second paragraph of the article to see that it will make no sense - those mentioned are precisely the ones that were the prime causes of the crash. A brief history:

1) The government created the Community Reinvestment Act under Jimmy Carter and expanded it under Bill Clinton to force large banks to make low down payment housing loans to low income people with poor credit ratings.

2) Fannie Mae was required by the government to support mortgages to those with poor credit by easing the credit requirements on loans that it purchased from the banks. Obviously, this encouraged all banks to make more subprime loans.

3) People who were unlikely to be able to pay mortgages applied and got low downpayment mortgages because of the lowered credit requirement.

4) The banks were sued by the government and others if they did not meet the requirements to make the low interest/down payment loans to those with poor credit.

5) The mortgage derviative market was created which allowed banks to market the risky loans that the government had forced them to make.

6) The govenment kept other interest rates low to encouraged those who saved to invest in the mortgage derivative market.

7) The predictable crash then happened as soon as the economy faltered and housing prices started to fall.
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HUFFPOST BLOGGER
stack
USW Blogger
06:47 AM on 11/15/2011
You have been watching too much Faux-News. Sub-prime mortgages made to poor people were a tiny -- and insignificant -- percentage of the mortgages bundled into derivatives. It wasn't the government "encouragement" to banks and mortgage companies that drove them to make sub-prime loans. It was the huge profits they made when they sold those mortgages to Wall Street for packaging into derivatives.
Not That Far Left
My default font is Sarcasmo 12 pt.
07:57 AM on 11/15/2011
Made exponentially worse by the fact that AIG was taking the insurance payments from mortgages and investing in these derivatives, which were made up of the very mortgages they were insuring. Buying stuff that was going to fail so that they'd have enough money to pay off the stuff that might fail. Only when they need to get the money out of the derivatives to pay the lenders, its not there.
09:05 AM on 11/15/2011
Fannie and Freddie have been encouraged to try to create sensible ways to increase home ownership for a long time. Yes, it's a warm and fuzzy liberal thing. But it's only when the street started demanding all of these MBS that underwriting standards devolved to the point where if you had a pulse, you got a loan.

It was because of pressure from wall street to create as many of those mortgage backed securites as possible that resulted in these absurd underwriting standards. They couldn't get enough of them. So a private company in california led the way*. They securitized the loans and sold them to wall street. Later Fannie and Freddie also got more lenient.

But the poor are a convenient excuse. Hey, don't look at wall street. Nothing going on over here!

*House of Cards, CNBC, by David Faber
02:29 AM on 11/16/2011
The point is that it was government pressure that initially caused Fannie and Freddie lower the underwriti­ng standards in order to increase home ownership and that caused banks to make loans in high risk areas to people who were high risk. The government pushed requirements for making loans that were not "sensible ways to increase home ownership". This government "encouragement" was the initial cause of the lowering of the standards. Today, their are many media and government complaints that the underwriting standards are now too high - a view that I do not share. I think that the old 20% down requirement should become the norm.

The point of the article was that all of Wall Street was entirely responsible for the crash and nobody else. I think that Fannie, Freddie, the government, and home owners - who the article held blameless - deserve a large amount of the blame. It also does not help that homeowners who are capable of paying the mortgages are allowed to walk away when their mortgages are underwater. Obviously, the banks and those that created, insured, and sold high risk mortgage backed securities also deserve a significant amount of blame. However, I would not assign blame to the rest of Wall Street.
12:28 AM on 11/15/2011
Now all that we have to do is get the House and Senate to pass a bill to enact a crash tax. That is of course AFTER the Democrats regain control of the House, take 60 seats plus in the Senate and retain control of the White House!
03:40 AM on 11/15/2011
Have you been living in a cave for the last 3 years? This seems very unlikely.
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HUFFPOST BLOGGER
stack
USW Blogger
06:48 AM on 11/15/2011
Have you been living in a cave for the past two weeks. Look at what just happened in Ohio, Arizona and Mississippi.
11:49 PM on 11/14/2011
There is no question there should be a transaction tax on all Wall Street trades, including those financial weapons of mass destruction, credit default swaps. However, it appears the Obama Administration will not go along with it. Europe has proposed it but Geithner opposed it. It will not happen if everyone is not on board.
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European1919
I am the PigmⒶn
02:24 AM on 11/15/2011
Europe should stop paying heed to the USa and go its own way. Arrest the criminals as soon as they touch European soil, put them on trial and execute them publicly.
03:41 AM on 11/15/2011
I think that would be too harsh of a punishment for the Obama administration.
03:26 PM on 11/18/2011
No transaction tax - lets just take all the money there is in the United States and give it to the democrats - they certainly will spend it like they always do (more than they have) - hence the economy will explode with prosperity because ALL THE DOLLARS THERE ARE, WILL BE IN THE SYSTEM. I also think the government should give every person a job - kill off free enterprise and we won't have to worry about people like Corzine stealing $600,000,000 from decent people - the fed will already have all of it. God - I don't know what the people are thinking - look how strong the economy of the USSR was.
11:29 PM on 11/14/2011
The FTT is a tax on the 99%. It will raise food prices. The cascade effect makes it 10 times the so called tiny rate. Banks can't even trade for their own account under Dodd-Frank, so this tax mostly falls on investors, hedgers, farmers, and pensions. Nurses will each lose $100,000 in their retirement funds over their lifetime to this tax. President Obama has a better idea to tax banks directly.
Not That Far Left
My default font is Sarcasmo 12 pt.
07:58 AM on 11/15/2011
Oooh!! .3 %. I can handle that.
11:24 PM on 11/14/2011
Are you saying a financial-translation tax will crash the markets and economy? I agree, it will be a cause-a-crash tax.
HUFFPOST SUPER USER
tc71087
09:29 PM on 11/14/2011
amen! The way Congress wants to handle it is giving the rich special treatment.
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HUFFPOST SUPER USER
Illuminarts
TIE DYE EINSTEIN TAKES STOP SIGNS
08:37 PM on 11/14/2011
How about jail time too? I think the people who ran these corporations into the ground for big bucks in the short term by betting against their own customers and the US economy should be charged with treason. It's no better than selling secrets to America's enemies.
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European1919
I am the PigmⒶn
02:25 AM on 11/15/2011
Interpol should put out international arrest warrants for them and a bounty should be put on their heads. To be paid out of their frozen assets.
02:39 AM on 11/15/2011
Oh no, Interpol. Now I'm scared.
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HUFFPOST SUPER USER
Illuminarts
TIE DYE EINSTEIN TAKES STOP SIGNS
03:59 AM on 11/15/2011
That would be appropriate. These people are a menace to any civilized society.
08:26 PM on 11/14/2011
A wealth tax would actually raise revenue from those most able to afford it as opposed to simply forcing transactions to occur in jurisdictions outside the reach of the law. The stock transfer tax had to be abandoned in 1966 as computers were making trading offshore feasible. More important is that arguments that blame the recession/depression on Wall street gambling or any other spurious reason rather than the vastly unfair Bush tax cuts that shifted the burden away from the rich and onto the other 99% plays exactly in the hands of the 1%. It is the tax favored status of dividends, capital gain and carried interest that shifts the burden from the 1% to the 99%. Ironically the recession/depression that results from this unfair tax system actually make the 1% worse off as well.
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HUFFPOST SUPER USER
CaptainRenault
Here to keep an eye on the rascals.
08:03 PM on 11/14/2011
I like it.

^ ^
07:36 PM on 11/14/2011
The proposed financial transaction tax may be a "Faustian" bargain that may actually serve as a barrier to desperately needed reforms.

If this tax is enacted it would certainly provide desperately needed revenue. Unfortunately, it would also wed the mega-banks and government to an even greater extent. Ominously, this even greater interconnectiveness may make it all the more difficult to ban what needs to be banned, regulate what needs to be regulated and most importantly -- free up what needs to be free.

Now, on any given day, 70% of trades are of the high frequency "black box" variety and this trading is dominated by the "Too Big To Fails." What if this small tax doesn't, in fact, mitigate the effects of high frequency trading? What if this grossly unfair trading continues unabated, only now with a government impramatur? What if the state becomes so reliant on the revenue stream from this tax that it actually preserves, promotes and protects the interests of the large volume traders to an even greater extent? How will we ever end this anti-capitalistic distortion that is certainly skewing so much activity away from the synergistic ideal of Wall Street/ Main Street investment in American prosperity?
07:35 PM on 11/14/2011
Part 2
We need to restore fairness in trading, stop the gambling, and get "the remaining good actors" on Wall Street back to investing in "Main Street" America. The "gordian knot" that links our government and "The Too Big To Fails" must be cut -- unfortunately this tempting tax (however well intentioned) may only tighten it.

Quick article that points to the potential unintended consequences of tax policy:
http://www.nationalreview.com/agenda/39019/oregon-lottery-profits-fall-so-state-cuts-gambling-addiction-programs/josh-barro

Naked Credit Default Swaps Must Be Banned...The Ties That Bind "Too Big To Fail"
Outstanding "60 Minutes" "Credit Default Swaps"
http://www.cbsnews.com/video/watch/?id=4546583n

"Black Box Trading: The Real Hazard to the Markets"
http://www.guardian.co.uk/business/2011/aug/14/black-box-trading-hazard-markets

"The 29 Global Banks That Are Too Big To Fail"
http://www.forbes.com/sites/afontevecchia/2011/11/04/the-worlds-29-most-systemically-important-banks/
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HUFFPOST SUPER USER
debqd
Forward, not backward
07:27 PM on 11/14/2011
Perfectly stated. It's well past time!
This user has chosen to opt out of the Badges program
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07:26 PM on 11/14/2011
taxes are not the heart of the problem. criminality is. the perverse tax system is a symptom of a corruption.

the corrupt pharmaceutical industry policy is a huuge hit on the middle class.

unlimited license to pollute and runaway toxic waste is one of the main drivers of the health care problems and expenses that plague Americans etc

etc
07:39 PM on 11/14/2011
http://schwartzs.typepad.com/.a/6a00d835192e0353ef0134897a0484970c-800wi

Life expediency has never been greater.

P.S. If you don't like the pharmaceutical industry, feel free to not buy any of their medicines. Or if you don't want to be so radical, only buy generics.
Transverseangle
To stay healthy, everything in mderation
08:09 PM on 11/14/2011
Sorry some of us don't have cadillac plans, but the generics are keeping me alive.
09:46 PM on 11/14/2011
What the heck is "life expediency?" And the link you posted leads me to believe you live in Australia. Aren't you a little distant to be commenting on the job availability in the U.S.?