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Lydia Fisher

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Conquerors, Debt, Joblessness, and "The Crisis of the Third Century"

Posted: 06/20/11 01:39 PM ET

Front page photos of the riots in Greece -- heartbreaking.

Everything traces back to human action. Positive constructive action leads to a good outcome. Likewise, the opposite is true.

If the financial crisis tells us anything, it's this. We moved away from person-to-person reciprocity and community orientation. We deconstructed boundaries for expedient profit. We see this in the making of the "Too Big to Fails" (the outcome of Glass-Steagall repeal which separated commercial banking from speculative investment banking) all the way down to the discarding of lending standards. No surprise, then, the devastating result.

I recently came across an article that made me think -- not much has changed.

It starts like this,

It is not often that business people head to Washington to explain how unimportant they are.

But, over the last several months, executives from more than two dozen financial companies and their trade groups have paraded into the Treasury Department, the Federal Reserve and other government agencies to try to persuade top regulators that they are not large or risky enough to threaten the financial system if they should ever collapse.


Really.

In a world of complex financial interconnectedness and systemic risk -- as if that's not enough for us to comprehend -- how can one be sure of anything anymore. I don't know about you, but the financial system, to me, resembles an out-of-control hydra, and, remains structurally flawed. Structural reform is necessary to curb reckless speculation, starting with the "Too Big Too Fails," which have only gotten bigger.

Apparently, the Washington parade of the "Too Unimportant to Matter" (which co-exist with the "Too Big to Fails") included the biggest insurance companies, the biggest hedge funds. Hedge funds remain lightly regulated and, are lending (unregulated) to businesses.

With Wall Street, "the cheese always moves." In theory, a regulatory system that is updated, targeted and able to be enforced would be the ideal. I wonder whether a regulatory framework can even be designed to keep up with the adroitness of Wall Street, and the present structural complexity of institutions and securities.

All the more reason for structural reform as risks remain real. Under the current regulatory framework, the taxpayer would once again "foot the bill" should something go wrong.

The hedge fund lending article, referenced above, goes on to note,

If firms load up on debt and the market goes into a tailspin again, the shadow banking system could implode and threaten the entire economy.

This reminds me of a broken record on a phonograph.

No too long ago, AIG, at the heart of the derivatives maelstrom, cost the American people billions. I seem to recall an AIG honcho espousing confidence in the company's derivative risk controls, before the catastrophic blow-up. Same with Bear Stearns' "best days are ahead," before the firm toppled with nearly 40 to 1 leverage and an "all eggs in one basket" modus operandi. The latter is reminiscent of the 1990 bankruptcy of high-yield bond house, Drexel Burnham.

Back to hedge funds. Hedge funds use leverage (meaning they borrow) to amplify returns. They played a role, in their rush to deleverage, during the October 2008 stock market nosedive. Hedge funds have gone belly-up before -- the 1998 collapse of the hedge fund Long Term Capital Management comes to mind, the result of high leverage in the face of a ruble devaluation. The outcome, a Federal Reserve-orchestrated bailout by a bank consortium.

In sum, who would have ever thought, pre-crisis, that one "esteemed" financial institution after the other would fall, and, with such consistency.

Meanwhile, in the real world of non-billionaires, we're dealing with absolutely untenable U.S. joblessness -- a 25% unemployment rate for the young (last I read). That's robbing someone's dreams, not to mention a deep hurt to the innate desire, we, as human beings feel, to be valued, to succeed, to care for ourselves and our families.

Stubborn joblessness is symptomatic, of the pernicious hollowing out of the US economy over decades through conglomeration, globalization and technological automation -- the morphing into a services and consumption based economy, one increasingly driven by financial bubbles.

So, what's the deal here.

Throughout the ages things don't seem to change, they just play out through a different forum. Romans conquered, then taxed to get bigger and wealthier. In the process they took people into bondage, who toiled for the economic and military success of the empire. That's what happens when person-to-person reciprocity is removed.

Debt is a form of bondage and servitude. Someone's got to pay for it, in some way or another.

The world is awash in debt to the tune of a staggering 160 trillion (governments, corporations, individuals), of which some 40 trillion is world government debt, of which 14.3 trillion is US government debt. Contrast this with a worldwide GDP just shy of 60 trillion. Even with supercharged economies, these numbers are daunting. It's a crescendo of too many promises made, too much corporate borrowing to fund expansion, and living beyond means.

Think about the seismic events taking place around the world. I'm not talking just natural disasters, heartbreaking, yet, over which, we have little control. Monstrous debt, on the other hand, is a man-made disaster.

Let's look at the world map. The U.S., is in a fiscal conundrum, with ever mounting debt and a slowing economy. Europe -- largely the peripheral PIGS (Portugal, Italy, Greece and Spain) -- is in a morass of debt with little growth to service the debt. Japan -- suffering from a devastating earthquake -- has not emerged from its decades of credit-induced stagnation. And, China is slowing down (for the moment). Add in the demographic shifts in the U.S. -- the unfunded liabilities exceeding 50 trillion -- and, we've got issues.

Let's revisit history.

The Crisis of the Third Century

"Civilization begins with order, grows with liberty and dies with chaos," so said Will Durant, author of The Story of Civilization.

Take the financial crisis that befell the Roman Empire in the third century, known as "The Crisis of the Third Century." While some historians argue that it was a series of economic crises, rather than just a specific crisis, it was a turbulent time, ushering in the multi-century transformation of the Roman Empire. One that witnessed the gradual disintegration of economic, political and social institutions -- under the weight of military conquests, invasions, fiscal turmoil, political infighting and civil unrest. It laid the groundwork for the Middle Age feudal system.

Listen up.

A leadership vacuum characterized the mid-third century, leaving Roman Army generals jousting for Imperial power, rather than governing. Ever increasing military conquests drained resources, created a need for money. Story has it that the silver coin currency was devalued through a metal dilution to meet the funding needs. The chain of events -- runaway inflation, currency collapse, civil unrest.

Civil unrest disrupted the Roman economy, dependent upon an internal trade network that included routes leading to the Mediterranean ports. Travel proved dangerous. Ergo, came migration from the city into the countryside whereby Roman citizens traded freedom in return for food and protection from large landholders. Hard times forced small farmers to sell out to large estates. Third century Romans were already morphing into serfs. By the time the Roman Empire collapsed, the infrastructure for serfdom was in place, the feudal system of the Dark Ages.

Debt, if big enough, is a shackle. Being shackled brings fear and anguish, certainly not freedom.

One can't move.

So, as I watch the headlines, the human crisis unfold worldwide -- the job, foreclosure, and debt disaster here at home juxtaposed against the recent headline "Bank Chiefs Enjoy 36% Jump in Pay" -- I scratch my head, in wonder, is there something deeply, deeply...?

 
 
 
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11:58 AM on 07/02/2011
the Anglo American empire is all but bust, hanging on by a bare thread. All we have is the ability to wage wars now, economically we're done. When the dollar is no longer considered a safe haven it's all over. Printing money to fund military spending is eventual suicide, remove this from our GDP and what's left ? what do we make anymore ?? the one bright hope still is hi-tech, but not enough jobs for an entire nation ..very sad state of affairs. with trillions in liabilities default is the only way out ... just a matter of time. I'm not selling gold, but I'd suggest just hedging your bets and put some of your wealth in it ?
09:39 PM on 06/21/2011
Imagine Jamie Dimon personally breaking into a house, changing the locks, throwing personal possessions on the lawn or into a dumpster so he can possess the house of a soldier in Afghanistan, leaving the soldier's wife and children with no place to live. The reason he's done it remotely, impersonally is he doesn't have to deal with it on a human to human level. He's so far from neighborhood reality that people are only numbers to him, and if the numbers are right, he's bonused. Local governments and local banks are more accountable because of the personal and sense-of-community factors. Global isn't personal. Bring back Glass-Steagall.
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Lydia Fisher
10:14 PM on 06/21/2011
Excellent point about Glass-Steagall and the sense of community.
08:12 AM on 06/22/2011
Being efficient means figuring out which problems should be addressed on local, regional, national and international levels. Hierarchies are natural. Likely we have hoped that global/ international would solve problems that are better addressed at lower levels. Reasons to keep Glass-Steagall derive from lessons learned related to 1929. One reason to abandon it was conformity with WTO and IMF.
I'm believing with Matt Taibbi and Hernado de Soto that we're becoming more like third world and former Communist countries.
05:38 PM on 06/21/2011
A wise person once said "...to earthling man his way does not belong. It does not belong to man who is walking even to direct his step". When you look at the increasing failures in every segment of society you begin to wonder "will we ever get it right?"

What is the only thing that is at this moment preventing chaotic anarchy worldwide? The answer is government.

The problem is the very persons elected or appointed to govern are no different than anyone else. They can succumb to selfishness, greed, prejudice, thirst for power, indifference, partiality and so on. And even if they dont, they eventually are replaced due to end of term, retirement and even death by natural or unnatural causes.

So if government cannot remain free of corruption, how can society in general do so. If the premise is flawed, then every conclusion derived from it is flawed.

Therefore we can analyze, deduce, conjecturize (new word) and scratch our heads trying to figure out when, how and why we find ourselves on the brink of collapse, but we are only identifying the symptoms and not addressing the disease.

So where can we find an incorruptible government? If your answer is there is none, then we are doomed to repeat and implosion is inevitable. However if the question initiates a search then at least we are recognizing the correct premise and focusing on the ultimate answer instead of excercises in perpetual futility.
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Lydia Fisher
06:32 PM on 06/21/2011
Thank you for sharing. You are right in that it starts with each individual, conscience and character. One can have the best political and economic systems, but if we do not live by their principles, we see the results. Systems are as good as the participants and those who control the levers.
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Hdaryl01
05:35 PM on 06/21/2011
The only regulatory framework that would possibly work would be one in which we specifically regulated the products, capital requirements, and required full transparency of all transactions. This won't fly now because the banks are too busy adding to their $1 Quadrillion in "innovative" derivatives, denominated in fiat currency.........
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Hdaryl01
05:34 PM on 06/21/2011
No. Can't be done. I'll offer two analogies that are very helpful for me to understand what is going on, and why nothing tried works.

First, CANCER. I view wall street and all of its attendant sub-parts-the TBTF, the investment banks, the hedge funds, the insurance companies, the ratings agencies, the law firms, the accounting firms, etc. as a CANCER that has subjugated each and every aspect of the real economy, politics, morality, ethics, government, law (or lack thereof), civility, reciprocity, community, etc. Cancer metastasizes and becomes very prolific and successful. Until such a time that it becomes so successful that it kills its host, upon which it depends, and both the CANCER and the host die. This is precisely where we are now.

Second, ADDICTION. A chemically dependent person can not moderate successfully, it doesn't work. Substituting/moderating to snorting powdered cocaine in lieu of continuing to inject cocaine or smoking crack does not work, for a cocaine addict. Moderating from Jack Daniels to beer does not work for an alcoholic. For both, ALL mood altering chemicals must be removed, and can no longer be ingested in any quantity. Thus, the cocaine addict can't drink successfully, and the alcoholic can't take up cocaine successfully. If they attempt to do so, they will in short order end up right back where they were. This is precisely where we are. The banks operate from an addict's approach.
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Lydia Fisher
06:25 PM on 06/21/2011
Again, we go back to structural flaws and who controls the money/credit levers.
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Weareonenow
Your Reality is a function of your mental software
03:22 PM on 06/21/2011
Great article, however what took centuries to happen then takes decades now,

We are already in the equivalent of Middle Age serfdom.

Welcome to the Brave New World!
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Lydia Fisher
05:13 PM on 06/21/2011
Great point about "decades" in this fast moving world.
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tbryant80
I am an Independent, not a troll for partisan poli
10:14 AM on 06/21/2011
Fantastic article. I would also add that until the Wall Street banks are "addressed", unemployment will continue at high rates. They will not lend to start new businesses because it is not in their financial interest. Since debt has been securitized, they do not own it, but they do make money on fees. Fees increase through defaults, not on-time payments. Policy makers just don't get it. The banks are not their friends, and will only drain the economy to their financial benefit, not improve it. They have no incentive to improve the economy.

Unemployed workers are their coiffers. They become late on their home, auto, and credit card payments. That's when the banks really start turning a profit. If they wanted to help the economy, why did Deutsche Bank setup an illegal tax shelter for the wealthiest Americans to evade taxes? This decrease revenues, further worsening the debt. When will Washington start to understand that, other than for campaign contributions, the banks are not their allies?
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Lydia Fisher
12:18 PM on 06/21/2011
To your point, I mention that we need structural reform of the financial system starting with the "Too Big To Fails." Otherwise, we are not addressing the heart of the problems, but rather trying to regulate what I think is a dysfunctional system. And then, of course, we do have the whole issue of the Supreme Court ruling that allows for unlimited campaign donations.
jhNY
Mercy.
02:04 PM on 06/20/2011
"I wonder whether a regulatory framework can even be designed to keep up with the adroitness of Wall Street, and the present structural complexity of institutions and securities.' My guess would be, no. Although the reasons behind our last collapse and the collapse of '29 are decidedly different, they resemble each other in this regard: the system, regulated such as it was in each case, was undermined by players who pushed at, or even past, the limits of what was permitted, and created an area of intense activity that was practically outside the purview and oversight of the regulators. The next systemic crisis will derive out of similar activity-- I predict the shadow banking folk are are our next crisis-makers.
01:44 PM on 06/20/2011
Unfortunately this largley christian country forsook the teachings of Christ for the god of Mammon - what a bunch of hypocrites! And we are all guilty to some degree, What we need is for the banks & traders to reset a level of moral values. They have not changed yet - go to church on Sundays and Monday trade in commodities that push 2 million people into starvation? Shame and dishonor do not seem to affect them at all.
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02:25 AM on 06/21/2011
F&F.

Without fear of punishment, some people will do evil, not good. The Stanford Prison experiment showed how quickly people can become abusive:

http://www.prisonexp.org/
The Stanford Prison Experiment: A Simulation Study of the Psychology of Imprisonment

"A Simulation Study of the Psychology of Imprisonment Conducted at Stanford University

Welcome to the Stanford Prison Experiment web site, which features an extensive slide show and information about this classic psychology experiment, including parallels with the abuse of prisoners at Abu Ghraib. What happens when you put good people in an evil place? Does humanity win over evil, or does evil triumph? These are some of the questions we posed in this dramatic simulation of prison life conducted in the summer of 1971 at Stanford University.

How we went about testing these questions and what we found may astound you. Our planned two-week investigation into the psychology of prison life had to be ended prematurely after only six days because of what the situation was doing to the college students who participated. In only a few days, our guards became sadistic and our prisoners became depressed and showed signs of extreme stress. Please join me on a slide tour describing this experiment and uncovering what it tells us about the nature of human nature.

--Philip G. Zimbardo"

"Just going to church doesn't make you a Christian any more than standing in your garage makes you a car." — G.K. Chesterton
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Lydia Fisher
06:54 AM on 06/21/2011
Accountability is at the heart of learning. Seems to me we learn, or at least should learn that, early on from the time we take, say, our first test in school.