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Mohamed A. El-Erian

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Prepare for a Different Financial Landscape

Posted: 12/05/11 01:13 PM ET

With the European crisis continuing to dominate the news, many people now realize that today's global economy faces an unusually uncertain outlook. Indeed, Europe's turmoil is but one of the multiple global re-alignments in play today. What may be less well-recognized is the extent to which specific sectors are already changing in a consequential and permanent manner.

This is particularly true for global finance where volatility has increased, liquidity is evaporating, and the role of government is pronounced but inconsistent. This is a sector where the functioning of markets is changing, along with the outlook for institutions. The implications are relevant for both economic growth and jobs.

The recent volatility in financial markets -- be it the dizzying swings in equities around the world or the fragmentation of European sovereign bonds -- far exceeds what is warranted by the ongoing global re-alignments. We are also seeing the impact of a consequential shift in underlying liquidity conditions -- or the oil that lubricates the flow of the credit and the related ability of savers and borrowers to find each other and interact efficiently.

Facing a range of internal and external pressures, banks seem to be limiting the amount of capital that they devote to market making. Combine this with the natural inclination of many market participants to retreat to the sidelines when volatility and uncertainty increase, and what you get is a disruptive combination of higher transaction costs, reduced trading volumes, and abrupt moves in valuations.

We are also witnessing a loss of trust in instruments that many market participants -- from corporations to individual investors and institutional ones -- use to manage their balance sheet risks. The reduced ability to hedge current and future exposures is even forcing some to transition from using markets to manage their "net" exposures to simply reducing gross footings.

Meanwhile western banks, whether they like it or not (and most do not), are now embarked on a journey -- away from what some have called "casino banking" to what others label as the "utility model." Whether in America or in Europe, banks are under enormous pressure from both the private and public sectors to become less complex, less levered, less risky and more boring.

By withholding new credit, private creditors are forcing certain banks to de-lever -- a process that is amplified by the sharp decline in bank stocks and the accompanying erosion in capital cushions. At the same time, the banks' traditional global dominance is under growing competitive pressures from rivals headquartered in healthy emerging economies.

The result of all this is a further, across-the-board shrinkage in the balance sheet of the western banking system. This is led by Europe where some institutions (e.g., in Greece) are also experiencing meaningful deposit outflows.

After the 2008-09 debacle of the global financial crisis, governments also want their banks to be better capitalized and more disciplined. And while implementation has been both far from consistent and less than fully effective, the intention is clear: Much tighter guard rails and better enforcement to preclude any repeat of the wild west experience of over-leverage, bad lending practices, and inappropriate compensation approaches.

The influence of central banks and governments are also being felt in other ways that impact the functioning and efficiency of markets. Some of the implications are visible and largely knowable while others, by their very nature, are unprecedented and therefore less predictable.

For three years now, central banks have been pursuing a range of "unconventional policies," particularly in America and Europe. The goal has been to reduce the probability of prolonged recessions and severe financial dislocations.

In doing so, central banks have gone well beyond their prudential supervisory and regulatory roles. They have become important direct participants in markets -- essentially using their printing presses to buy selective securities, and doing so not on the basis of the usual commercial criteria that anchor the normal functioning of markets.

Market predictability is also being impacted by the erosion in the standing of sovereign risk in the western world. The cause is the twin problem of way too little economic growth and way too much debt. The effect is a less stable global financial system now that there are fewer genuine "AAA" anchoring its core.

All this will translate into a very different financial landscape. The change will be most pronounced for banks.

Look for western banks to be less complex, less global, somewhat less inter-connected and, therefore, less systemic. With some banks teetering on the edge, certain European governments (e.g., Greece) will have no choice but to nationalize part of their financial system.

Also, with the western banking system shrinking in scope and scale, look for new credit pipes to be built around those that are now clogged. With the aim of supporting growth and jobs, particularly in longer-term investments such as infrastructure, some of these pipes will be directed or enabled by governments.

Have no doubt, the financial landscape is rapidly evolving. Some of the changes are deliberately designed and implemented. Others are being imposed by the quickly changing reality on the ground.

The ultimate destination is a smaller and safer financial services sector. When we get there, a better balance will be struck between private gains and the common good. Banks will be in a better position to serve the real economy without exposing it to catastrophic risk and harmful abuses.

The next few months will shed light on the extent to which governments and, to a lesser extent, business leaders are able to properly orchestrate the process. The more they fall short, the less growth and fewer jobs there will be.

This post was originally published at Reuters. The views expressed are the author's own.

 
With the European crisis continuing to dominate the news, many people now realize that today's global economy faces an unusually uncertain outlook. Indeed, Europe's turmoil is but one of the multiple ...
With the European crisis continuing to dominate the news, many people now realize that today's global economy faces an unusually uncertain outlook. Indeed, Europe's turmoil is but one of the multiple ...
 
 
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OneTop
Uh, is that a beer hall?
11:38 PM on 12/11/2011
""Market predictability is also being impacted by the erosion in the standing of sovereign risk in the western world. The cause is the twin problem of way too little economic growth and way too much debt. The effect is a less stable global financial system now that there are fewer genuine "AAA" anchoring its core.""

There is NO standard sovereign risk anywhere in the world. Nations that are the sole issuer of their own fiat currency that have external debt denominated in that currency have 0/ZERO/NO/NIL risk. These nations (like the US/UK/Japan etc.) have currency sovereignty and by definition cannot default.
Bretton Woods collapsed 40 years ago and the days of convertible currencies and the gold standard are relics of the past.

The laughable, to those who know better, credit agency ratings mean nothing when it comes to sovereign debt. Private investors are constantly climbing over each other to park idle cash with NO risk and receive a coupon rate of interest. It is welfare for the uber wealthy institutions of the world.
Don't believe me? Then explain Japanese or even US debt - you will see that those who eagerly buy up sovereign debt could care less what S&P has to say about anything.

The only western countries with external debt risk are member nations of the EMU. They do not have a monopoly on their own currency. They operate in a foreign currency, the Euro and therefore pose a default risk.
10:20 PM on 12/11/2011
Governments cannot orchestrate the process. They can and should usher the end of the current corrupt structures, but building new systems will be done by innovators. The biggest risk is that those innovators will be the old power players, using government to protect and subsidize their innovations, the same old game all over again. If those people were in jail where they belong, this risk would be less. The system has failed and the investors and creators of this system should take their losses. People should begin to take more control over their finances by investing locally and creating businesses rather than supporting the consolidation of money, which leads directly to the consolidation of industry and loss of jobs, as well as dominance of corporations without social conscience.
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realitytrumpsbull
Two 'alves of coconut!
10:17 PM on 12/11/2011
Add-on comment: Makes you wonder whether 9/11 was really a religious/political thing, or just a bare-nekkid economic attack on the United States.
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realitytrumpsbull
Two 'alves of coconut!
10:16 PM on 12/11/2011
Maybe we need to stop having a 'global financial system', for one, and focus on having more and better firewalls between countries, regions, and economies, so that if one of em implodes, the rest are spared, generally. Government likes to spend money, and they do lots of interesting stuff to try and get more, and somewhere in there between all the millions and billions and dollar signs and other denomination indicators, you've got some wiseguys/gals that are past masters at working the numbers, earning fat salaries in the process, and sucking the lifeblood OUT of the economy, keeping the public poor and then waving credit cards in their faces so they can screw them AGAIN. 

There's also the aspect of this, that war can be waged by bankrupting your competing country, and won, without firing a shot.  Well, eventually shots WILL be fired, about the time the affected countries figure out just how bad they got hosed, but it's an aspect of all this to be carefully considered.
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soitgoes12
Thou shalt keep thy religion to thyself
08:14 PM on 12/11/2011
What makes you think the banks will shift to a safer approach?  They know that they will just be bailed out again if things collapse.
06:31 PM on 12/11/2011
Mohamed --
You always get it right, never panic, always have both a historic and logical perspective and communicate very clearly.
So my question is: How do we get you to become Secretary of the Treasury ... or at least President?
Very best of good fortune and good health in the coming New Year.
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Pamela Grundy
Freelance writer & blogger.
06:27 PM on 12/11/2011
Another problem is that in shifting from a mercantile to an information society, the relationship between 'consumers' and institutions has become subordinate to the relationship between CEOs and stockholders. To put it bluntly, 'stuff' doesn't matter anymore. The persons who buy and use stuff (us) do not matter nearly as much as increasing profits on paper so stock prices continue to rise, no matter how that is done. The ideal product these days is no product at all.

More and more, profits are increased artificially and money is invented out of thin air. Essentially, the vast majority of ordinary people are now cut out of finance even though nearly EVERYTHING has become financialized. Capital no longer flows to new industry, retail, on-the-ground enterprise. Capital is becoming more and more abstract and detached from daily life.

Hence the lack of trust. I mean, it was hard-earned, that lack of trust.

I'm encourage to hear this author sees things getting better, as I've read him often before and he seems to be on it. But wow. I don't see that. It feels like everything is grinding to a halt here.
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HamletsMill
All Myth is Astronomy
06:37 PM on 12/11/2011
Things are NOT going to get better. Not at all. 2012 will be far worse than 2008.

TOTAL CDS MELTDOWN ON EUROPEAN SOVEREIGN DEBT IS COMING
http://www.zerohedge.com/news/evolution-warns-total-carnage-and-meltdown-european-bank-sales-cds-european-sovereign-debt-soar

THE LATEST GLOBAL SCAM: RE-HYPOTHECATION
http://newsandinsight.thomsonreuters.com/Securities/Insight/2011/12_-_December/MF_Global_and_the_great_Wall_St_re-hypothecation_scandal/
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Pamela Grundy
Freelance writer & blogger.
06:47 PM on 12/11/2011
Thank you for the links. They support my own instincts (and my comment here). I wish they didn't, but you can only float this nonsense for so long before even people like me can figure it out.

BTW, LOVE your mini bio.
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NJP1
04:41 PM on 12/11/2011
Financiers, economists, politicians, paid little attention to the global economic system until it started to crack under the strain we put on it, through our demands for constant supplies of cheap energy and food, and our multiplying numbers. Now they’re acting surprised that it’s disintegrating, attending conferences where they agree that something must be done, but never deciding what.
Because they, like the rest of us, don’t know what.
We’ve driven ourselves into a dead end, and our drive for infinite consumption sees the wall of finite resources ahead.
http://www.yourmedievalfuture.com/
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fatherofbarmitzvah
03:17 PM on 12/11/2011
Currently the FED pumps money to the economy by lending to the banks at 0%. I read about a proposal that more effective and fair method would be to fund a federal development bank which would finance infrastructure projects. The banks have enough capital sitting around, they just don't want to or can't lend.
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read matt taibbi
Neither left, nor right. Forward!
04:35 PM on 12/11/2011
How about the Fed pumping the money into economy only through taxpayers.
Instead of creating $600B and forking it over to Wall Street, the Fed would
give every man, woman and child $2,000.

They would then decide whether to spend it (support economy) or deposit it (recapitalize banks).
Banks are businesses - they should compete for our capital by offering decent interest rates.

Getting free money from the Fed is an abomination.
09:01 PM on 12/11/2011
Sorry. In order to give $2000 to everybody, it would have to be stolen first. Stealing is against the law, supposedly.
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HamletsMill
All Myth is Astronomy
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rtx47
02:14 PM on 12/11/2011
We do need a different financial landscape!

We have to change our model of economic growth being 70% driven by consumer spending. Instead, model moving forward, should be to get Americans to save instead of spend. This is antithesis of "Ownership Society" which was allegedly building wealth based on borrowed assest, in a never ending cycle of persistatnt borrowing and interest payments.

First step may be, US govt. debt should be owned by Americans instead of foreigners. This way, we'll pay interest to ourselves instead of foreigners.

With such an approach, many retirees may not be so dependent on SS and the uncertainties of the stock market for their 401-K and retirement plans.

Average SS payment of $1,000 / month with mortgage paid, is livable, specially now that Medicare part-D covers drugs. For further help, one should rely on one's children; who have cost boomers about $100,000 / child to raise and educate them to age 20 yrs. That financial contribution, together with love, caring and responsibility, is better than making the same children pay higer SS taxes and channelling the money through a giant Washington-based bureaucracy.

Another option is a 5% tax on all public entertainment above $10:00 to pay for the govt's unfunded pension obligations of 3.5 Trillion; which includes Social Security Trust Fund 2.6 Trillion; which has been depleted by federal govt. borrowings.
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Merseysidefella
I read the news today oh, boy
12:21 PM on 12/11/2011
We can start by two simple things in the US:
- public financing of ALL elections
- reinstauration of Glass-Steagall.
By barking at the moon all day and finger point areas of improvement we will get nowhere.
Let´s do something effective NOW!
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HUFFPOST COMMUNITY MODERATOR
LHoney
REINSTATE GLASS STEAGALL!!!
01:26 PM on 12/11/2011
Do you really imagine Glass Steagall could get thru the Senate? We are toast.
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Merseysidefella
I read the news today oh, boy
03:58 PM on 12/11/2011
I want a whole new political system - that would be only the beginning!
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read matt taibbi
Neither left, nor right. Forward!
04:38 PM on 12/11/2011
We have to start demanding it from people running for the office.
We have to stop obsessing about gay issues and other marginal issues
and focus on what matters most at the moment.
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Elliott James
Will trade nudges for banana chips.
11:26 AM on 12/11/2011
This is where the GOP/Tea Party is dead wrong about economics. As liquidity dries up with banks, this is where the government needs to step in with more spending, not less. There needs to be a large stimulus program, on the order of $1 trillion or more, that is focused on public works like rebuilding schools, bridges, hospitals, power plants and other infrastructure. The last stimulus didn't work well because it was too heavy on "soft" costs and far too low in infrastructure.

You cannot create prosperity through austerity. You have to spend more to kick start and reignite the economy to stimulate demand in a demand-starved economy. Only after the economy has recovered should you then focus on debt reduction.
ubrew12
that crazy uncle from Amarcord
12:26 PM on 12/11/2011
Stimulus made sense in 2008, and still does, but what's going on with the finance sector reveals that more is needed. To prevent a wholesale collapse of our debt-ridden finance sector, governments now need to act proactively to take those institutions over, force them to open their books and declare bankruptcy, so that a 'settling of accounts' can be made and we can 'start over'. It's the threat of collapse that the international finance sector is now using to extort concessions from the rest of our economies: basically, its bailouts for banking, and austerity for everyone else. Otherwise, they threaten to collapse (remember, they have linked arms with $700 trillion of debt obligations, thus forming the worlds most powerful union). Their collapse would cause credit to stop flowing, which (since credit is to economies as lubricant is to an engine), would shortly cause the global economy to grind to a halt. The situation is intolerable, they simply must be taken over, released from all debts, refinanced and restarted, with new regulations. What an irony, that a sector singing the praises of the free-market and 'deathly' opposed to 'those socialist labor unions', would use deregulation of derivatives to form, in effect, the worlds most powerful union (ok, correctly, its a cartel, but same diff). I guess there's something to collective bargaining, after all. Say it with me, folks: 'socialism for the rich and powerful only!'
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Elliott James
Will trade nudges for banana chips.
12:49 PM on 12/11/2011
I concur wholeheartedly. In hindsight, a major mistake was the repeal of the Glass-Stegall Act. Banks should only be allowed to be banks... when Glass-Stegall was set aside, banks took our deposits and speculated with those dollars in highly leveraged debt and commodity deals. One disappointment I have with OWS is they haven't articulated actionable proposals, such as the reinstatement of Glass-Stegall.
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LauraNo
07:03 PM on 12/11/2011
It's funny how WE all know this but the republican politicians don't.
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dan can
11:02 AM on 12/11/2011
we're screwed.
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beverlyg
10:49 AM on 12/11/2011
Mohamad talks sensibly. Why can't we get financial leaders in Washington and New York to do the same?
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frank1946
Tell the Truth
07:53 AM on 12/11/2011
All Federal Paper Currencies FAIL..................without exception.

Yes, Germans and Swiss seem to have a hold on Reality !

American Federal Reserve is just another Printing Company for Banks.

State Banks and Credit Unions seem better managed and more truthful ?