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U.S. Incarceration Rate Is a National Disgrace

Posted: 04/13/2012 3:27 pm

United States incarceration rate defies the rule of optimal sanction that would promote equity and efficiency. It incarcerates 753 per 100,000; comparable European figures include 153 for England, 96 for France, 92 for Italy, 66 for Denmark and 90 for Germany. The high figures in the United States are caused by imposing punishment rather than rehabilitation as the pendulum for "tough on crime" swung in the 1980s. California's three strike laws, power under proposition 2, direct filing and other tough-on-crime measures are illustrative.

Over the past forty years the number of incarcerated people has increased 350 percent while population increased 33 percent, violent crimes rose 3 percent higher than 1980 while property crimes dropped from 496.1 per 1,000 in 1980 to 134.7 in 2008, according to the Bureau of Justice Statistics. This growth in incarceration rates is primarily attributed to changes in correctional policies that have been ruled by the Supreme Court, followed by the judiciary system, the Justice Department, and the prosecutors whose utility function for re-election by "being tough on crime," overrides national wellbeing.

For instance, the "three-strike laws "adopted in 1990 impose a life sentence on persons who have been convicted of three or more serious crimes. However, the definition of serious crimes depends on the each state. In most states, all three must be violent crimes. But in some states, this is not the case. California law mandates the life sentence for any third felony conviction so long as the first two were deemed "violent" or "serious." Moreover, an individual can receive multiple strikes from a single incident, leading to unexpected life sentences.

In Rummel v. Estelle, the Supreme Court upheld a life sentence with the possibility of parole for William James Rummel for a felony fraud crime amounting to $120.75. On his third offense, Rummel refused to return money received as payment for unsatisfactory repairs of an air conditioning unit, resulting with a life sentence. In Lockyer v. Andrade, Leandro Andrade received a mandatory sentence of 25 to life for stealing a total of nine videotapes at two different K-mart stores. Under California's three strikes law, any felony can serve as the third "strike" and thereby expose the defendant to a mandatory sentence of 25 years to life in prison.

Another case that demonstrates impacts of such minimum punishment laws is Ewing v. California. In 2000, Ewing stole three golf clubs worth $399 each and was charged and convicted of felony grand theft of personal property. During sentencing, Ewing requested the judge in the case exercise discretion permitted under California law and reduce the conviction to a misdemeanor. The judge declined and sentenced Ewing in accordance with the three strikes law. On appeal, Ewing argued the sentence of 25 years to life was grossly disproportionate to the crime and therefore a violation of the Eighth Amendment protection against cruel and unusual punishments. The court, reasoning that the three strikes law served the state's legitimate interests, rejected this claim. The California Supreme Court declined to hear the case.

Do these rulings promote equity and efficiency or have they become burdensome upon society? Why not employ alternative deterrent mechanism other than incarceration? A study has shown that a 10 percent increase in incarceration is associated with two to four percent drop in crime.

The dramatic increases in incarceration rates in the United States are influenced by a number of additional factors.

Racial Consideration
There is a drastic disparity when comparing the race of inmates to the general population in the United States. There are 69.13 percent Whites, 12.32 percent Blacks, and 12.55 percent Hispanic but the inmate population is 34.72 percent White, 43.91 percent Black and 18.26 percent Hispanics. We believe this significant disparity is attributed to racism.


Education and Race
There is a drastic difference in incarceration rates of black high school dropouts as compared to other races, which points to racial bias, as this difference is not explained solely by larger number of crimes being committed by blacks than other races.


The war on drugs
Non-violent drug offenders make up 25 percent of the incarcerated population (up from less than 10 percent in 1980). While in Europe, drug offenders may be sent to outpatient clinics, in the United States, enormous sums are spent waging war on drugs and incarceration. There is a disconnect between the intended results of our politicians and the actual results that the taxpayers are paying.


Types of crimes
According to the Center of Economic Policy Research (CEPR), only 8.5 percent of federal prison inmates have committed violent offenses, meaning that 91.5 percent of federal inmates committed non-violent crimes. 61.8 percent of all inmates (including jail, state prison, and federal prison) committed non-violent offenses. Since 1960, violent and property crimes have stayed relatively constant, yet incarceration rates have risen almost 450 percent. This rise in incarceration does not seem to be explained by the incident of crime rate. It follows that the impact of incarceration on crime rates is small. On the other hand, monetary cost to government budgets and social costs to prisoners, their families and their communities must weigh against incarceration...


Fiscal Cost
In 2008, federal, state and local governments spend nearly $75 billion on corrections (mostly incarcerations). With so much of this money being allocated to non-violent offenses and the war on drugs, there have been significant budget cuts on education. Since these massive expenditures are not efficient for society, it would be much more beneficial to allocate some of this fund on education, which would entice the high-school dropouts to stay in school and pursue an education to make an honest living, as opposed to fall into a life of crime. Moreover, it is very expensive to build and maintain all of the new prison and jails that have been needed with such rises in incarceration rates... There are also other economically inefficient legal practices regarding cost. For instance, the lifetime per prisoner cost is estimated at 1.2 million, while instituting the death penalty cost at least 2-3 times more due to legal fees and appeals that vary per state.

In the Netherlands non-custodial sentencing has grown. Concurrently, prison and crime rates have both been falling. Britain has proposed replacing jail for lesser offenders with community work, fines and rehab. New York has adopted similar practices and cut its incarceration rate by 15 percent from 1997 to 2007, while reducing crime by 40 percent.

In conclusion, the incarceration approach has failed. It is very costly, unfair and ineffective. U.S. jails are overcrowded. By reallocating budgets to improving living conditions and education, crime rates will fall -- so will the stigma of U.S. incarceration and prosperity will rise.

Nake M. Kamrany is a Professor of Economics at the University of Southern California.
Ryan J. Boyd is a Research Assistant in Economics at the University of Southern California and a member of Global Income Convergence Group (GIC-G) in Los Angeles.

 
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06:07 PM on 04/20/2012
THE FOLLOWING IS CONSISTENT WITH OUR FINDINGS:"tHE HIGH cOST OF iNCARCERATION," CENTER FOR ECONOMIC POLICY RESARCH, 6/2010.
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Snow Horton
03:57 PM on 04/17/2012
It amazes me how people think our incarceration rate can change without blacks and hispanics doing their part to stop breeding while living in the poverty level. If someone steals my things, I want them in prison. So stop stealing. End of story. I am sick of hearing the pity party for people too worthless to stop killing, raping, and thieving. If you are ashamed of the incarceration rate, then lets kill more of them. Then the prisons would have more room. Half the people I see on Lock Up can go right now and the world would be a better place.
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Meerkatx
06:26 AM on 04/16/2012
Currently we're incarcerating a larger percentage of black men in this country than South Africa did at the height of apartheid.
People should not be going to jail over misdemeanors unless they are violent. Of course the jail industry has a lot of money at stake and the more people in jail the more tax dollars flow their way and the more money they in turn donate and spend on influencing our politicians.
03:39 AM on 04/16/2012
Prof. Kamrany’s proposal that the number of U.S. incarceration should be limited to 100 per 100,000 of population is an expeditious, fair, equitable and efficient solution of the problem. It will save us billions of dollars that could be allocated for better uses and will restore dignity to many individuals, families and our nation. It will also wipe up the stigma of racism in the administration of justice in our country. By sending home 650 inmates of 100,000 population will be akin to bringing that many GIs home from the wars in Afghanistan and Iraq. I will be most interested on ideas how to do it and who should take the initiative, a congressman, a senator, one of the presidential candidates or just a citizens’ movement? We will have nothing to lose but a lot to gain, let us do it.
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markspence
08:45 PM on 04/16/2012
Prof. Kamrany’s proposal that the number of U.S. incarceration should be limited to 100 per 100,000 of population is an expeditious, fair, equitable and efficient solution of the problem."

What are the costs of releasing so many people? Presently, they are incapacitated. What kind of the havoc that those people will wreak on society, and what will be the cost?
05:53 PM on 04/19/2012
Allocate the savings by freeing the incarcerated towards their rehab, welfare and edcuation. There will be some savings.
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Fred Bronson
America Unite, Export and Deport
09:37 AM on 04/15/2012
Well when you can not find work, you still have to support your family. It is only going to get worst, the job market is not equipped to handle all the illegal hispanics, and Americans. It just can not be done.
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Dolmance
06:26 AM on 04/15/2012
Americans love locking each other up. And when they aren't locking each other up, they're watching people in prison on TV.

Hopefully, one day soon, all Americans will either be living or working in prison.
05:58 PM on 04/19/2012
how about living and working in freedom, that is a better alternative.
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Dolmance
12:40 PM on 04/20/2012
I prefer prison. To expiate your crimes against humanity.
08:30 PM on 04/14/2012
There are 69.13 percent Whites, 12.32 percent Blacks, and 12.55 percent Hispanic but the inmate population is 34.72 percent White, 43.91 percent Black and 18.26 percent Hispanics. We believe this significant disparity is attributed to racism.

Of course it's due to racism. The racism of the perp. The high rate of black and Hispanic on white crime is a manifestation of the racism of the blacks and Hispanics committing the crimes. One wonders why they aren't also convicted of hate crimes?
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Mark Mark
10:14 PM on 04/17/2012
No it's not. It's due to economics. If you break it down to work and wealth you see pretty much even rates across board. Simple facts is minorities aren't as wealthy as whites. The more wealth the better legal resources you have. Better equals, better lawyers, better plea bargains.. 90% of all convictions are plea bargains.
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E4B32787
US Gov: The best that money can buy.
05:23 PM on 04/14/2012
I wonder how much that the "War on Drugs" component is understated. For example, are robberies and burglaries committed in order to obtain funds to buy drugs classified as a drug crime? Is a portion of prostitution classified as a drug crime, to the same proportion of prostitutes addicted to drugs?

How much violent crime can be attributed to conflicts on the control of the black market cash flow?

Something tells me that we're talking a bit more than 15%. The current approach to the drug war which maximizes black market cash flow manufactures crime.

I think marijuana should be legalized, and either legalize other drugs as well, or provide maintenance prescriptions to those already addicted, with an offer of rehabilitation. That way, there is no financial incentive to addict a new user, because once addicted, they'll get a prescription.

The black market cash flow needs to be eliminated, not maximized.

When a policy seemingly makes no sense, I look at cash flows. Maximized cash flows to private prisons, kingpins, law enforcement ... well, there's your special interests. Citizens pay with money and with a crime epidemic.
11:33 PM on 04/14/2012
yes, direct and indirect drug users should be treated in clinics like they are in Europe, not criminally charged nor incarcerated. Incarceration should be limited to violent criminals. And the number should not exceed 100 for every 100,000 population, that is my proposal as an equitable solution.
05:11 PM on 04/15/2012
The war on drugs has caused many direct and indirect effects on our society. Even law officials have been fed up legal policy and its effects. Political pressure has been placed on the police to pursue a war on drugs, spearheaded by President George W. Bush. Although, the right intentions were meant, it is clear that our country is not getting acceptable results. Non-violent drug offenders make up 25% of the incarcerated population (up from less than 10% in 1980). The head of Detroit narcotics is not convinced that they are making progress. Even with their largest cocaine seizure of 23 million, he feels that it has not seemed to have an impact on drying up the amount of drugs that are actually coming into the city. In the past 10 years arrests have gone up 50%, but the number of users and the supply of drugs are staying about the same. Federal spending is up over 50% in the past 10 years. Up to 3/4 of Detroit’s state budget can be traced back to the war on drugs. Jerry Oliver, Detroit’s Police Chief was once a believer of the war on drugs, but now he believes that we could spend more time going after burglars, robbers, rapists, and murderers. With such increased expenditures on fighting drugs, dealers and drug related violence are still everywhere. There is clearly a disconnect between the intended results of our politicians and the actual results that the taxpayers are paying for.
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markspence
10:34 PM on 04/13/2012
Those are very serious accusations, particularly those about race. I hear them quite often. But in very few places do I hear people discussing causes other than racism.
01:59 PM on 04/14/2012
These are not accusation but observations of facts, please look at the statistics. Social disparity, racial profiling and the administration of justice are among the facors.
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markspence
08:00 PM on 04/14/2012
"We believe this significant disparity is attributed to racism."

That is an accusation. Statistics alone cannot prove an accusation; they can only be subjective. More work is needed.
12:11 PM on 04/16/2012
I believe there are plenty of causes...poverty being near or at the top.

I'm not sure I would've used the word "racism" in current discussions on these disparities. IMO, this has more to do with PERCEPTIONS, which may, or may NOT be racist in their origins. Blacks, particularly black males, are or have always been PERCEIVED as 'dangerous', a 'threat' to civilized society. And these negative perceptions lead others to be much more suspicious of blacks, even when we aren't doing anything illegal. And those perceptions and suspicions led cops to stop blacks more often...to question them more often...and in doing so, it raises the number of times you WILL catch someone doing something illegal. Most of my friends nowdays are white, and trust me, they do MORE drugs than the blacks I'm friends with/grew up with as a kid (outside of marijuana, of course). But they aren't stopped when they're driving drunk and smoking a joint in their car. No one raids their homes to discover 2 ounces of pot. They aren't stopped on the street because they look "suspicious", or "fit the description"...and thus, they aren't discovered doing anything illegal, not because they DON'T, but because they aren't high on the radar of cops/law enforcement.
09:00 PM on 04/13/2012
The uS Congress forgot that due process is a requirement for everyone...not just the ones that have continuously jacked up the laws until the previous Bill of Rights and Constitution is of no use.They are currently executing a formula that uses money for the ways and means of humans...which in turn concludes as a social economic ill society.
They actually went for a huge exchange of property rather than remedy and resolve as normal humans are required to do.I heard it had something to do with their wisdom outshines the sun's...and Hollywood's too.(physics)But my guess is the majority of humans upon Earth feel they are a bit mentally ill.
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dbrett480
06:33 PM on 04/13/2012
So the system is a disgrace, not the criminals? I guess they are victims too of unfair laws that don't allow stealing.
01:35 PM on 04/14/2012
We incarcerate under three stike law for 25 years or longer people who no longer have propensity for crime - we have to do away with these draconian laws. Look at the data and it tells you that the laws are a disgrace - we incarcerate non-violant offenders, it cost us enormousely and violate the 8th Amendment of cruel and unusual punishment. There are many alternatives such as community service, fines, attending schools, diversion and medical treatment. An optimal solution is to set a maximum target of 100 per 100,000, and even this figure is higher than Western Europeans.
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Mark Mark
10:19 PM on 04/17/2012
Incorrect, we do not incarcerate simple non-violent criminals. The stats are a result of crims with violent charges simply plea bargaining down to non-violent drug for the lessor sentence. It makes sense. If you charge Joe with robbery and drug possession and each carries a 10 year term. It's easier to plea bargain him down to drug possession and let him serve the 10 years, rather than go through the cost of a trial for robbery, a violent crime.
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Irish georgia peach
It'll be all right
07:53 PM on 04/14/2012
Ishould have said : here on HP , everyone they "agree" with is a victim. If you disagree with their agenda, then it's their job to make sure you victimized.
04:38 PM on 04/13/2012
I think most citizens are realizing that the War on Drugs is really the War on Americans Who Don't Buy Their Drugs From Pre-Approved Lobbyist Groups. I wouldn't be surprised if there was an revolution this year springing from the hypocrisy of the Drug War and the uselessness of bipartisanship. It's HIGH time we voted for the Libertarian party and throw out antiquated drug laws and begin to turn this country around by taking back our fundamental freedoms.
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04:24 PM on 04/13/2012
Someone has to support the Prison Industrial Complex. It started as Reagan's baby and has raged on to the point that the US has more people in prison both in numbers and proportionately to any other nation on the planet. And our crime rates continue to soar.

Could it be that the morally and financially corrupt PIC and its cousin the Empire America MIC are taking America down fast?

It's not the fall that gets you. It's the sudden stop at the bottom that does.

The USSR fell apart in a matter of days in 1989........ If you believed Bush I and the CIA, they never saw it coming. Well, they aren't talking a lot now about where the US stands, either.
05:37 PM on 04/13/2012
Many thaks for you incive comment. Essnially Amricans are very good people - they are civilized, educated, giving, fair, democratic, alturistic, and have provided inventions, innovations, and leadership to the world President Johnson once described Amrica aptly the land of scholars. The incarceration problem has emanated not from the criminal propensity of the people but from the myopic ineptitute of those who are responsible in the chain of the administation of justice including judges, attorneys, prosecutors, politicians, and the police. The problem can be wiped out overnight with leadership.
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06:23 PM on 04/13/2012
Overnight.

It would end in less than a week if those arrested simply refused to post bond or leave the jail, demanded to stay in jail until their trials, demanded full discovery rights, demanded full jury trials on all issues triable by jury, demanded speedy trials and refused plea bargains of any kind.

All court resources would by law have to go to the criminal cases. There would be no staff to handle it. Almost all civil matters would cease.

Once justice returned to the injustice system, the situation could be unwound in a few days with reasonable resolutions and actual justice brought into the system. You're right about the system being unjust and unfixable absent a hammer to the head for a wake-up call.
08:33 PM on 04/14/2012
Why don't you take a midnight stroll down Crenshaw Boulevard in Watts some night with your iPad in full view of everybody?