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Nancy K. Humphreys

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The Apple Conundrum

Posted: 05/08/2012 3:23 pm

Strange how generational consciousness changes and we don't even notice. When Sixties' economist Paul Sweezy wrote the classic book, Monopoly Capital, we were suddenly filled with a impending sense of doom. Economists created charts showing how monopolies could charge consumers any price they liked, and in 1974 the U.S. Justice Department began breaking up AT&T, "Ma Bell," into regional pieces.

By the year 2000, just a generation later, a friend teaching at UC Berkeley was shocked to find her undergraduate students did not know what monopoly or oligopoly was, let alone why either might be bad for us.

AT&T is back and stronger than ever. AT&T is part of a U.S. telecommunications (telephone, cable TV and Internet) oligopoly. Clearly antitrust laws have languished on dusty shelves for decades. So why is the Justice Department dusting them off to sue Apple and five book publishers?

The oligopoly behind book publishing in the 21st century

What you need to know is that an oligopoly of six giant multinational media companies now control the market for published books in the US. These companies include CBS, Rupert Murdoch's empire, and four other conglomerates located in Great Britain, France, and Germany. (For details, see my free report on Brucenomics.com)

Apple is alleged to have made deals with five imprints, i.e., subsidiaries, of these media empires: HarperCollins (News Corp.); Hachette Book Group (Hachette Livre); Macmillan (Verlagsgruppe Georg von Holzbrinck Publishing); Penguin Books (Pearson PLC ), and Simon & Schuster (CBS). Of the big six conglomerates, only Bertelsmann is absent.

The alleged result of these deals is that Apple and the publishers can price e-books higher than the $9.99 maximum Amazon sets. Why did Apple do this? Because unlike Amazon, which sells millions of e-book titles, Apple sells only 100,000 or so e-book titles. To grow, Apple's iBookstore needs to collect more money per e-book copy than Amazon gets. So Apple raised prices of its e-books instead of raising author fees.

Amazon can afford to collect less per e-book title because it sells over 10,000% more titles and tens of millions more copies of e-books than Apple. Even Barnes & Noble can't compete on Amazon's price terms. B&N was considering selling its Nook division. Microsoft just bailed out B&N with a big cash infusion.

But which kind of price-fixing?

Amazon was the first to price-fix books. In 2007 it limited new e-books and bestsellers to $9.99. Three-quarters of U.S. books each year are by novice self-publishers who get an Amazon incentive to price their books between 99 cents and $4.99 and have no idea how few copies they will sell at that price.

The truth of book pricing is that very few published authors have ever made more than expenses on a book. That's because the chief cost is the content of the book. Production and distribution are small in comparison and costs are similar for either an e-book or a POD print book.

But books are not mass-produced items like toothbrushes. By U.S. copyright law, every single one of the 1,000,000 book titles published each year must contain unique content. The DOJ may be following the letter of the law, but not its spirit, by assisting Amazon to destroy its closest competitors with its maximum price for e-books now, so it can charge any price it wishes in the future.

This is why the UK, France, and other countries use minimum fixed book price agreements. They want to prevent the kind of downward price competition that encourages publishers to focus only on blockbuster books. These agreements fix a minimum price on retail sales of books in order to promote a variety of books by lesser-known authors.

If the Justice Department prevails over Apple on behalf of Amazon, it will mark the end of books as we now love them, and it will mark the beginning of monopoly for Amazon, Walmart, and every other megastore that undercuts its competitors by lowball pricing.

Which kind of price-fixing do you prefer? Low-cost books with lower quality sold by one bookstore until its competitors die off and it can charge as much as it wants? Or higher-cost books with higher quality that foster competition among e-bookstores?

 
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Strange how generational consciousness changes and we don't even notice. When Sixties' economist Paul Sweezy wrote the classic book, Monopoly Capital, we were suddenly filled with a impending sense of...
Strange how generational consciousness changes and we don't even notice. When Sixties' economist Paul Sweezy wrote the classic book, Monopoly Capital, we were suddenly filled with a impending sense of...
 
 
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01:01 AM on 05/10/2012
What a misguided/misleading article--

Amazon didn't "fix" prices at $9.99--it sold some titles at that rate, and the rest of the industry was free to sell at any price it saw fit. To fix the price, it would have had to somehow control all retail outlets (Apple, B&n) and it clearly didn't.

Apple, working with the publishers, set up the agency pricing system, where the publisher sets the price. As it was used, this allowed the publishers to set the same price for all retail outlets--if a book--say, the Jobs bio--was 14.99 at the itunes store, it was the same price at Amazon and at B&N and any other ebook seller. Hmmmm--a book the same price, wherever you shop? THAT sounds like price fixing.

Finally, yes, in many countries in Europe, book prices are "fixed." However, it's done by that country's respective government, not by the people selling the books (an obvious conflict of interest). The idea being, the government seeks a price that's both fair to the consumer and reasonably profitable for the publishers.

IN the agency system, the publisher sets the price, across the industry. Do you think, since price competition between retailers is eliminated with the agency system, they're going to worry about fair prices to the consumer?
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DRaymond
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10:46 PM on 05/09/2012
I hardly know where to start. First of all the DOJ investigation only covers e-books.  Second Amazon has come up with an independent self-publishing model on both printed and e-books that allows writers to earn money on the first book sold and every one after that.  Third, Amazon to my knowledge does not require e-book self-publishers to be exclusive to them.  Publishers before and after have always set the 'wholesale' price of their books and have always had a printed price on the cover, which the retailer was always free to sell for less than.  Sometimes book sellers might even sell a bestseller for only pennies over the publisher's wholesale just to get people in the door.  What the Apple agreement with the publishers was that they and everybody else could only sell e-books for the price printed on the cover.  Because Apple's corporate culture is never to compete on price on identical merchandise as anybody else.  if the DOJ prevails we simply go back to the way in which publishing was done before.  The publisher sets the wholesale price and the retailer sets the retail price.  Now on popular titles the wholesale and retail price may only be pennies apart because there are so few costs involved, but who benefits from that other than the consumer?   That only presents a problem if you regard e-books as a threat.
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Nancy K. Humphreys
12:42 PM on 05/14/2012
Print books are priced by publishers using wholesale prices. Bookstores set whatever retail price they want. There is no such thing as wholesale pricing on ebooks because once you have created an ebook file, the supply of copies of the ebook title from that file is infinite, and it t is virtually free for the distributor to make copies of an ebook title forever. Nevertheless, ebookstore charge a minimum of 30% fee (this is the agency model that all ebookstores have all adopted) on every copy of an ebook title that they sell.

Ebooks are not free or even low-cost. The author has to create a PDF manuscript before it can be turned into an ebook. It costs money to produce and promote an ebook: editing, designing, proofreading, indexing, formatting the book for the different eReader devices, and marketing all cost money. That doesn't even count the cost of the author's time in writing it.

Whatever fee on the retail price that ebookstores choose to charge determines how much the author gets. If it's a 30% fee; 70% goes to the publisher/author. If it's 45-50% as I have heard Amazon charges some customers, then the publisher/author gets even less. If a publisher/author does not get high volume, or even average, sales on an ebook title, then only by raising the price of the ebook can a publisher/author recover the costs of producing that ebook.
06:43 PM on 05/09/2012
Amazon is an ALEC member & if B&N partners with Microsoft, they will also be ALEC members.
So, neither get my $$.
I go to the one remaining independent bookseller across town and spend to support the growth of my own community.
And sorry trees, but I'm not only frequently smitten by the written word, I'm also an ardent binding sniffer and page stroker.
I prefer to disappear behind great crowded shelves...dig for my own treasure...unmolested by electronic recommendations and crappy Mturk'd reviews.
01:40 PM on 05/09/2012
I strongly disagree with several claims made in in this article:
- Downward price competition discourages publication of lesser known works, only if we stay within the traditional publishing paradigm.
- The chief cost of book production is not the content of the book. It is promotion and marketing, and only for books that promise to be bestsellers. And only if we stay within the traditional publishing paradigm.
- The only value traditional publishers add to less known authors, is by picking them to the exclusion of others. That's because the barriers to entry into this business are so high, if we stay within the traditional publishing paradigm.

If online businesses innovate, new kinds of publishers/promoters appear, and traditional bookstores downsize and add unique value to the reading experience, then the traditional book will survive and thrive.

So, innovation is the answer, not subsidies to traditional publishers.
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12:27 PM on 05/09/2012
I find your arguments un-persuasive because literally =anyone= can sell an electronic book. It's nothing more or less than a digital file encoded in a well-documented compressed format. The cost of goods sold is next to nothing, so even at $10.00 the price consists mostly of net-profit.

When you want to sell something, you go where the eyeballs are. Amazon has an excellent proposition for the author and the copyright owner. If Apple or anyone else can come up with a similar one, they are of course free to do so. But they shouldn't do that by forcing a competing retailer to raise its price, or even to pretend that Amazon has not built up substantial technical advantages for itself.

The price of an e-Book is actually roughly the going price of a paperback (at the price which you actually pay for it, not what's first on the cover), and everyone in the marketplace knows that clearly.

Neither Amazon nor Apple are the only place where electronic files can be legally purchased.
11:40 AM on 05/09/2012
Ebooks are way over-priced. A digital book should not be north of $10. Ever.
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DRaymond
Network administrator, voiceovers
10:48 PM on 05/09/2012
A book on which the author has spent a long time working on but only has a limited potential readership certainly should sell for more than ten dollars even if e-publishing is free.
10:54 AM on 05/10/2012
Oh bullpucky. Thank god for libraries.
01:33 PM on 05/10/2012
Actually, the price of the book should be whatever the market will bear.

So if someone wants to sell a cookbook at ~$600, good luck to them.
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mjredder
11:04 AM on 05/09/2012
Hogwash. Of all the companies in the world right now who are clearly and openly trying to build monopolies for its products, Apple stands at the top. Their software doesn't work with non-Apple computers, their apps don't work on non-Apple devices, their iTunes software doesn't manage non-Apple devices. I think it's ridiculous to try and defend Apple and its 5 co-conspirators as "heroes" when they were clearly the ones demonstrating non-competitive behavior. Amazon was forced to change its prices because of their shadowy deal, in case anyone forgot. This article certainly didn't mention that. Long story short: Apple and publishers colluded, Amazon was forced to raise prices, and all consumers of e-books everywhere got to enjoy inflated prices. This action by the DOJ is to protect consumers, not companies.
01:37 PM on 05/10/2012
Well, Amazon is no angel in all of this. They were engaging in predatory pricing where they would get an ebook from the publisher at $12 and selling at $9.99 in order to have a monopoly of the ebook market.
10:18 AM on 05/09/2012
What I want is a recognition that the market has changed. That this dishonest attempt to convince consumers that producing ebooks is as costly as hardcopy books is just that - dishonest. Publishers are simply defending their turf & being greedy. Gutenburg drastically lowered the cost of publishing. I think most people would argue that a significant percentage of the wolrd's great literature has been published post-Gutenburg. At the heart of this arguement is this one essential, dishonest idea - that ebooks cost as much to produce as paper books - remove that & all that is left are publishers colluding to reap vastly larger profits on ebooks. It's wrong. & ultimately, the publishing houses will lose this battle. And they should.
01:41 PM on 05/10/2012
Here's the thing: if the prices are too high, don't buy them. That will send the clearest message.

Personally, I hope that they go the way of digital music and are offer ebooks in a DRM-free format so that I can do whatever I want with the files, including consolidating them under one app for reading books.
09:45 AM on 05/15/2012
Could not agree more - & that's what I do. Which is why "the publishing houses will lose this battle."
04:24 PM on 05/08/2012
Nancy, a great piece but a what horrible choice, which you have posed with dismaying clarity.