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A Lot Should Happen in 5 Years

Mary Jo Kilroy | Posted 07.17.2015 | Politics
Mary Jo Kilroy

Five years ago, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) was signed into law. Nevertheless, sections of the law still remain to be implemented because of delays in enacting regulations.

The Asinine Arguments Corporations Have Used to Block CEO-Worker Pay Disclosure for 5 Years

Sarah Anderson | Posted 07.16.2015 | Business
Sarah Anderson

When Dodd-Frank turns five years old on July 21, this simple rule will still not be in force. It may be the law of the land, but the SEC has not finalized the regulations to put it into practice.

Dodd-Frank: Five Years After

Stephen G. Cecchetti | Posted 07.13.2015 | Business
Stephen G. Cecchetti

On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (hereafter, DF), the most sweeping financial regulatory reform in the United States since the 1930s. Let's have a look at the most noteworthy accomplishments and the biggest failings so far.

Ben Walsh

The Tide Is Turning Against Obama's Pro-Wall Street SEC Pick

HuffingtonPost.com | Ben Walsh | Posted 07.01.2015 | Politics

More than 110,000 people have signed a petition to remove Mary Jo White as chairwoman of the Securities and Exchange Commission because she is too clo...

The Phony Fiduciary 'Debate'

Dan Solin | Posted 06.10.2015 | Business
Dan Solin

The battle over the legal standard to which advisors should be held when giving investment advice has two fronts: Advice given by advisors to retirement plans and advice given by advisors to everyone else, including individual investors.

How To Find Main Street Investors For Gender Diverse Companies

Laura Dunn | Posted 06.09.2015 | Business
Laura Dunn

Women in leadership roles are steadily increasing, and more companies are stepping up to the plate and recognizing the drastic disparity that still ex...

Zach Carter

Here's Why Elizabeth Warren Is So Mad At The SEC

HuffingtonPost.com | Zach Carter | Posted 06.04.2015 | Politics

WASHINGTON -- Sen. Elizabeth Warren (D-Mass.) stunned Wall Street this week with a scathing letter to Securities and Exchange Commission Chair Mary Jo...

Zach Carter

Elizabeth Warren Has Had It With The SEC's Aid To Wall Street Lawbreakers

HuffingtonPost.com | Zach Carter | Posted 06.02.2015 | Politics

WASHINGTON -- Sen. Elizabeth Warren (D-Mass.) sent a letter to Securities and Exchange Commission Chair Mary Jo White on Tuesday, criticizing White's ...

SEC: Colleges Can't Take Transfers With Past Of Serious Misconduct Or Sexual Assault

ESPN | Posted 05.30.2015 | College

As adopted, the proposal states that "a transfer student-athlete who has been subject to official university of athletics department disciplinary acti...

The SEC Just Pulled In Half A Billion Dollars In Revenue

AP | By MARK LONG | Posted 05.29.2015 | Sports

The powerful Southeastern Conference is now the NCAA's richest league.

Lynne Peeples

Industry Is Still Making Toxic Lead Paint, And Feds Seem Cool With It

HuffingtonPost.com | Lynne Peeples | Posted 05.13.2015 | Green

One of the world's largest paint manufacturers continues to add a toxic heavy metal to products it sells outside the U.S., mostly in poor countries, d...

The SEC, CFTC and the Real-Time Risks in Today's Markets

Irene Aldridge | Posted 06.24.2015 | Business
Irene Aldridge

The new revelations surrounding the Flash Crash of May 6, 2010, once again brought to light an undeniable fact: U.S. regulators desperately need to boost their real-time surveillance capabilities.

Andrew Maraniss' New Book Is a Captivating Read

Ken Reed | Posted 06.19.2015 | Sports
Ken Reed

Strong Inside is the story of Perry Wallace, who was the first African-American basketball player in the Southeastern Conference. It's part sports book and part sociological case study. Maraniss is able to emotionally insert the reader into the middle of the country's civil rights movement of the late 1960s.

Zach Carter

Elizabeth Warren Hammers The Endless Failures Of Wall Street Regulators

HuffingtonPost.com | Zach Carter | Posted 04.15.2015 | Politics

WASHINGTON -- Sen. Elizabeth Warren (D-Mass.) assailed the nation's top bank regulators on Wednesday for coddling Wall Street offenders and ducking th...

Zach Carter

Senate Democrats Are Getting Fed Up With The SEC's Delay On CEO Pay Rule

HuffingtonPost.com | Zach Carter | Posted 04.07.2015 | Politics

WASHINGTON -- Senate Democrats are losing patience with the Securities and Exchange Commission over the agency's failure to implement a new CEO pay ru...

Rosy View of SEC Regulation at Odds With Reality

Barbara Roper | Posted 05.25.2015 | Business
Barbara Roper

In an increasingly frantic effort to derail new protections for retirement savers, SIFMA, the self-described "voice of the U.S. securities industry," has purchased yet another study that purports to show why a pending Department of Labor (DOL) proposal to require all financial advisors to put their customers first is unnecessary and inappropriate.

White Noise: 'I Trust Wall Street'

Bartlett Naylor | Posted 05.16.2015 | Business
Bartlett Naylor

On March 12 Securities and Exchange Commission Chair Mary Jo White publicly returned fire for the first time on the charge from outsiders and two of her fellow commissioners that her agency is soft on Wall Street. Cut through her rhetoric, however, and what she seems to be implying is: "The SEC trusts Wall Street."

Equity Crowdfunding Is Dead -- Long Live Equity Crowdfunding

Victoria Silchenko | Posted 05.05.2015 | Small Business
Victoria Silchenko

In life, whatever it is we are seeking will not arrive in the form we are expecting. Such is the case with raising equity in a post JOBS Act market -- something that fascinated but at the same time confused many business owners.

Why This Tech Bubble Is Worse Than the Tech Bubble of 2000

Mark Cuban | Posted 05.05.2015 | Business
Mark Cuban

Why is this bubble far worse than the tech bubble of 2000? Because the only thing worse than a market with collapsing valuations is a market with no valuations and no liquidity.

How Can Investors Find Advisors They Can Trust? A New Road Map To Follow

April Rudin | Posted 04.09.2015 | Business
April Rudin

Is there any issue more contentious than trust in the financial advice and wealth management business? No, probably not. But beyond a little gut instinct and a good referral, how do you really know who you can trust with your hard-earned dollars.

Michael McAuliff

House Tries To Stop All New Government Rules

HuffingtonPost.com | Michael McAuliff | Posted 01.14.2015 | Politics

WASHINGTON -- The House passed a measure Tuesday to dramatically restrict the government's ability to enact any significant new regulations or safety ...

College Football Playoff Better But Not Enough

Wayne Coito | Posted 03.07.2015 | Sports
Wayne Coito

Notwithstanding a much more accurate national title setup, the College Football Playoff still must go one step further. An 8-team tournament is still a far better option and might have possibly gifted us a different title game, but we'll never know.

Zach Carter

Senate Dems Tell SEC To Implement CEO Pay Rule

HuffingtonPost.com | Zach Carter | Posted 12.17.2014 | Politics

WASHINGTON -- Fifteen Senate Democrats including Elizabeth Warren (D-Mass.) called Tuesday for the Securities and Exchange Commission to implement a r...

SEC Holding Crowdfunding Hostage

Larry MacDonald | Posted 02.09.2015 | Business
Larry MacDonald

The SEC is blocking small business' access to funding and delaying job creation. Congress passed Title III of the Jumpstart Our Business Startups Act, commonly known as the JOBS Act, in 2012 and ordered the SEC to write rules for its implementation by January 2013. The SEC is more than two years late and businesses are suffering as a result.

A Financial Services Marketing Girl's Guide To Surviving A Compliance Conference

April Rudin | Posted 01.19.2015 | Business
April Rudin

Our audience looked shell-shocked although it was only the morning of day 2. Deer in the headlights-I think I was the only one in the room smiling. How could I lighten their load? This is not a funeral nor a death sentence I thought. 6 years later, has anything really changed?