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Robert Reich

Robert Reich

Posted: May 3, 2010 09:33 PM

The Rebirth of Regulation

What's Your Reaction:

What do oil giant BP, the mining company Massey Energy, and Goldman Sachs have in common? They're all big firms involved in massive plunder. BP's oil spill is already one of the biggest and most damaging in American history. Massey's mine disaster, claiming the lives of 29 miners, is one of the worst in recent history. Goldman's alleged fraud is but a part of the largest financial meltdown in 75 years.

All three of these companies are also publicly-held, which means that much of the financial costs of these failures will be passed on to their shareholders, many of whom are already watching their stock prices plummet. Prominently among those shareholders are pension funds and mutual funds held by people like you and me.

That may seem fair. After all, shareholders benefited when BP made big profits extracting oil without paying attention to a possible blowout, when Massey Energy got fat earnings from its careless coal mining operations, and when Goldman Sachs did wondrously well for its own stock holders by allegedly defrauding others. In fact, it was pressure from their shareholders seeking the highest possible returns -- and their executives, whose pay is linked to the firms' share performance -- that led all three companies to cut whatever corners they could cut in pursuit of profits.

But profits aren't everything, which is why we have regulations that are supposed to be enforced. So a key question in each of these instances is: Where were the regulators?

Why didn't the Department of Interior's Minerals Management Service make sure offshore oil rigs have backup systems to prevent blowouts? One clue: You may remember MMS's wild drinking parties exposed during the Bush era.

Where was the Mine Safety and Health Administration before the Upper Big Branch mine exploded? MSHA says it fined the company for a whole string of violations, but the law didn't allow fines high enough to deter the company. Which raises the next question: Given Massey's record, why didn't the Bush-era MSHA seek to change the law and increase the penalties?

Why didn't the Securities and Exchange Commission spot fraud on the Street when it was happening? Well, as we all now know, the Bush SEC was asleep at the wheel.

But don't blame it all on George W. For thirty years, deregulation has been all the rage in Washington. Even where regulations exist, Congress has set such low penalties that disregarding the regulations and risking fines has been treated by firms as a cost of doing business. And for years, enforcement budgets have been slashed, with the result that there are rarely enough inspectors to do the job. The assumption has been markets know best, and when they don't civil lawsuits and government prosecutions will deter wrongdoing.

Wrong.

When shareholders demand the highest returns possible and executive pay is linked to stock performance, many companies will do whatever necessary to squeeze out added profits. And that will spell disaster - giant oil spills, terrible coal-mine disasters, and Wall Street meltdowns -- unless the nation has tough regulations backed up by significant penalties, including jail terms for executives found guilty of recklessness, and vigilant enforcement.

After thirty years of deregulation, it's time for the rebirth of regulation: Not heavy-handed and unnecessarily costly regulation, but regulation that's up to the task of protecting the public from companies and executives that will do almost anything to make a buck.

Cross-posted from RobertReich.org

 
 
 
 
 
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05:31 PM on 05/07/2010
We all know there will be no rebirth of regulation. The Warlords of Capitalism will
not allow it. What do you think this is.....a democracy? Are you kidding me! They
will go through the motions but not pass anything significant or if they do it will not
be enforced. Just look at the financial crisis. Where was the SEC? And those rating
agencies? Company accountants? Stock holders? No one accountable, but who has
to be when you have Congress and the President covering your losses no matter
what. I wish we all had guaranteed profit margins and legal immunity for our actions.
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oMeoMi
08:28 PM on 05/14/2010
or there will be a temporary show of regulation to be later reversed - either way, the power of capital will decide, not our votes.
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Konnie
GOP = GOLDEN CALF OLD PARTY
01:09 PM on 05/05/2010
i'm sorry but, all this seems just a little "barn door-y" if you know what i mean. waaaaay to little......waaaaaay to late. boat has sailed - and sunk! if you take the accumulation of stuff gone wrong in the air, in the water, in products, in every greedy industry where 100% profit is not enough, plus man-made (see gulf) and nature-made (see nashville) just this week and add
in a bought and paid for government populated with only get-re-elected mind sets - it's pretty much over for this country. this must be what it looked like in the empire right before rome fell........
chaos, suspicion, conspiracy theories everywhere, no jobs, no hope, and no where to go......
glad i'm old, feel bad for my grandchildren.
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06:10 PM on 05/05/2010
Sure things have gone terribly wrong. Our economy, political landscape and environment were in bad shape in 1980, and rather than recognize those facts and get to work correcting problems, too many Americans went on a decades long binge. And yeah, we're waking up to a nightmarish apocalypse and if we keep trying to escape reality our time left in any sort of livable world at all is very limited. I believe right wingers have been the most enthusiastic in their rejection of human rights, conservation and sustainability, and their excesses are so epic that it's easy to lose sight of the bigger picture. The super rich, their minions and boot lickers, and the various and sundry right wing extremists not affiliated with the oligarchy all told probably don't exceed 25% of the American population.
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oMeoMi
08:30 PM on 05/14/2010
Don't forget the everyday consumers who want what they want and willingly turn a blind eye to get it.
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Konnie
GOP = GOLDEN CALF OLD PARTY
10:28 AM on 05/15/2010
well whatever your percentage guess came from the "75%" balance are the ones paying for their hubris and will continue to suffer the results. There isn't enough money in this percentage put together to "buy" us the government, laws, and regulations we want or deserve. how many ways can you say we're F^%&$d.
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06:16 PM on 05/05/2010
A lot of people have labored long and hard and valiantly against the odds to make things better, maybe enough to account for another 25% of the population. That leaves half the people essentially as bystanders, watching the country and the world go down the tubes. For the most part they're not crazy or delusional; when pressed, they tend to know what's going wrong. But inertia and depression hold powerful sway over people when it seems like problems are overwhelming. The key is mutual support, letting others know improving lives and the environment on which we depend is worth doing and doable. Too many people are isolated in this media-saturated, overworked society. We can win if we put aside our differences and find common ground.

And we need to stop kidding ourselves about the nature of the opposition. There are a lot of people of ill-will in this country. However it happened, their minds are poisoned. They simply have to be outvoted and their influence in the public sphere has to be defeated. And it would be a mistake to think their bellicosity is only verbal.
http://www.huffingtonpost.com/al-eisele/a-gun-toting-pistol-packi_b_563675.html
Anyone of good will not wedded to pacifism ought to consider what it may take to defend ourselves, each other, what we value in life, and the environment on which we depend from their depredations. This is not a drill.
10:22 AM on 05/05/2010
what good is more words on paper called 'regulation' when

NO ONE ENFORCES THEM

DUH!
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DaveInWheaton
Corporatism Destroys All - both here & abroad
08:55 PM on 05/04/2010
Good article. I especially like the part about jail time. But, as we know, there won't be any jail time. And if there is, it'll be Club Fed. You know this "class" of people won't be forced to deal with pee-ons, not even in the slammer. These "economic royalists" are too far above the rest of us. If you don't believe me, just ask them.
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06:28 PM on 05/04/2010
And while we're at it, why don't we simply write a law saying that any executive who cannot spell 'internalization of external effects' will be instantly fired.

Not for being a market fundamentalist. But for not even knowing that it is part of the Chicago School gospel that without internalization of external effects, you can really watch your wet dreams about markets puff up in smoke.

I say: FIRE THEM. Today. Or at least: tomorrow.
08:56 PM on 05/04/2010
The stockholders in these companies can already fire them. They could also sue their executives and if the execs were found negligent, the stockholders would get a huge settlement.

What new regulations are better than that?
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Dave Thinkster Paulson
A concerned American moderate
10:58 PM on 05/04/2010
FYI - stockholders can't fire executives. They can elect different directors, and directors can fire CEOs and at least influence the firing of other executives.
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06:19 PM on 05/04/2010
"After thirty years of deregulation, it's time for the rebirth of regulation: Not heavy-handed and unnecessarily costly regulation, but regulation that's up to the task of protecting the public from companies and executives that will do almost anything to make a buck." Reich

From Nixon to Reagan to Bush Sr to Clinton and Bush Jr regulations have been removed by the thousands: the rules and laws that protected our nation's economic and environmental security, and our individual safety and welfare. Isn't it time we become "heavy-handed" to get regulations re-established as they once were? It's not like we have to reinvent the wheel. We had it! We lost it!

What else has to happen in this deregulated, irresponsible, disrespectful nation? Will it be counter-revolution through political campaign and elections of a new breed of representatives of and for the People, or will it devolve into an insurrection led by sponsored bullies with unregulated lethal weapons to welcome serfdom?

Your choice. Polite and gentle or strong and heavy-handed? We don't have that much time ...
06:38 PM on 05/04/2010
a legimate third party?
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07:30 PM on 05/04/2010
Yes! Will progressives or greens get organized?! We have to!
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Jannsmoor
07:00 PM on 05/04/2010
I don't think it is heavy handed to put the Wall Street banks and ratings agencies into government receivorship, fire their exectives, sell them off, and use the proceeds to pay restitution to the millions who were harmed by their fraud.
To me that is simply justice. It's not even asking for jail time.
06:13 PM on 05/04/2010
Of course, the stockholders most demanding of bigger profits are comprise the management team responsible for making those profits.

More needs to be done to reduce the influence of politics in the bureaucracy. Bureaucrats have their own ethos, and what is important to them is not the same as what is important to politicians and business people. There can be no question about the influence of politics in regulatory enforcement over the last 30 years. We only get as much oversight as the party controlling the Administration will allow. There will be no consistency this way.
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Jannsmoor
06:12 PM on 05/04/2010
The executives of these plunder corporations become wealthy because society has the risk/reward equation inverted.
Sell a hit of crack cocaine to someone and face jail time.
Crash the world's financial system and get rich. Destroy the natural environment and get rich. Kill miners and get rich.
There should be much greater penalty for failure where greater risk is taken.
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Einstein44
06:54 PM on 05/04/2010
I truly love your assessment, Jannsmoor! Touche................................
05:50 PM on 05/04/2010
Robert, I am surely a fan ! I think you should change the paragraph that uses "will do almost anything to make a buck" to "will do anything to made a buck".

When will your justice system begin to prosecute criminal CEO's?
05:28 PM on 05/04/2010
The golden rule. Those with the gold rule. How about regulating for the greater good. Look around at the mess this country is in, the economy works only for the 5% at the top, our roads, schools, education, environment and consumer protection are in ruins or a joke. If corporations get their way, social safety nets our soon to be a thing of the past. This is government bought and paid for. Separate money from politics then we can talk about regulating.
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john frodo
armchair expert
05:11 PM on 05/04/2010
Up in the land of the frozen neo cons bad news on the doorstep. Every time they try and shred Canadian sensibility the rush of history foils them. First the rush to pander to the banks was destroyed by Goldman. Second, they wanted to eliminate the regulation that forced oil companies to drill a relief line for every main line (saves about 3 months of spills), the Gulf suffering is our salvation.
04:55 PM on 05/04/2010
It isn't a question of regulation or no regulation. The issue is the costs of dealing with risks. We can all agree that automobile accidents that kill individiuals are not good. But we live with the fact that we are going to have some accidents that kill individuals because the only way not have automobile accidents that don't kill anyone is to require individuals to drive 10 miles per hour or less. Nobody wants that (well, I'm assuming no one rational) because it would be too costly to a vibrant civilization such as ours. The key questions we should be asking is what resonable regulations can we place on these industries that may reduce some risk but not severely limit business. The use of these two accidents (the Goldman Sachs case, if there is one, is not an example of poor regulation in any conceivable way) to suggest that regulation will prevent all accidents from occurring is pretty naive. I would expect a better argued analysis, maybe with some evidence that poor regulations actually caused these accidents, from a professor of public policy.
04:21 PM on 05/04/2010
Reich's faith in Washington regulators is touching. Yet isn't this the same administration that is headed by a President who constantly says Washington is broken? Can't have it both ways, diminutive one.
04:05 PM on 05/04/2010
Munchkin: do these ring a bell? EPA, OSHA and the Fed? BTW, our current Sec of Treasury is the guy who was SUPPOSED TO BE "REGULATING" Wall St while he was president of the NY Fed.

While we DO need regulation, a higher priority should be hiring regulators who are COMPETENT. Let's start there. Reason: the Dodd bill does NOT separate banks from their derivative trading entities; does NOTHING to reigh in Freddie/Fannie (I know Barney, they're doing fine); adds very little incremental derivative regulation.
03:40 PM on 05/04/2010
As citizens, we have to follow the laws of this country if we want to be a part of it. We can't steal. We can't drive recklessly. We can't dump our garbage in our neighbor's backyard. We can't pour poison down the drain. We have to pay our taxes. We have to make sure our homes meet safety standards. We can't set fires in national parks. We can't kill people because they looked at us funny. And so on.

Regulation is simply holding corporations and businesses to those same standards. Any talk of "stifling innovation" is just an smoke screen to let Wall Street, big business, and big unions do whatever they want without any consequences. All it has done is produce the greatest disparity of wealth since the Guilded Age. Laissez Faire failed 90 years ago. Supply Side/Trickle Down economics failed 30 years ago. Deregulation has failed today. It's time for everyone to accept that government regulation of business is necessary for a functioning economy.