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Stephen Herrington

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Obama vs. Speculators

Posted: 04/19/2012 11:52 am

Ever since passage of the Commodity Futures Modernization Act of 2000, speculators have been empowered to own the commodities markets through manipulation. It's an enormously complex and agonizingly obscure field of investment, fraught with anti-manipulation law and oversight dating back to regulations imposed during the Great Depression. The CFMA relieved much of the legal penalties of really clever and really big money cornering markets and extorting money out of an economy that's just trying to buy raw materials for its own consumption. Honest consumers, both businesses and individuals, it seems are perfect rubes to be ripped off by the unscrupulous members of Wall Street.

Wall Street seems to rely on some pretty flimsy arguments to justify a laissez-faire commodities market. The most egregious platitudes appear here, where Aaron Brown of Minyanville argues that commodities speculation is just like Las Vegas. It's a victimless crime he says, because commodity speculation is just like betting on a ball game. It can't affect the outcome of the game. Unfortunately for him, no amount or persiflage can make that analogy work.

The difference is that the outcome of the game is, in fact, affected by this particular kind of bet. Speculators buying futures drives up the cost of the futures on which consumers rely to make purchases for the next business cycle. People who will actually consume the product -- oil in the most topical instance -- will have to pay the price established by speculators for it. The speculators, meanwhile -- who have never intended to consume the oil -- just drive up the price and reap a profit from inflating the price themselves and then roll that profit over to further distort the next futures cycle. As speculator's money inflates the price of product, there are losers, and those losers are the people who will actually have to pay the futures contract price, take delivery of it and consume it: the public. As the law is now, it's legalized extortion by billionaires.

To a lesser extent, the same activity goes on in the stock market. A big player can create demand for a stock by running up the price himself and then selling to the rubes that want to buy a stock that is going up. There is no one as ruthless as the most ruthless of easy money speculators, and the more money you have the easier it all is. There's a lot of money in the hands of the 1 percent that is up to exactly this kind of mischief. It would probably do them and the public a great deal of good to surtax some of that back into the real economy. As it is, big money is just eating away at the economy on which big money depends to make money. It's manifestly stupid.

Having the commodities futures market open to non-consumers of the product does serve a purpose though. It helps prevent a big consumer of oil from dominating the market for its own benefit and grabbing up all the product with its purchasing power and re-selling it at an artificially high price that it created itself, exactly what outside speculators in oil are doing now. Again, the people who need the oil are just at the mercy of big money. This potential and actual behavior by markets is the poster child for government regulation of markets. Free markets really only work when everyone's resources and information are the same.

Obama aims to rein in speculation or at least make it a political knuckle ball for a Republican dominated congress to deal with. It's fair. The Republicans who de-regulated commodities trading should have to deal with the consequences of that deregulation rather the he.

Republicans aim to cash in politically on the very problems their ideology in policy caused for this nation. Obama is now in the process of making that obvious.

 
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Ever since passage of the Commodity Futures Modernization Act of 2000, speculators have been empowered to own the commodities markets through manipulation. It's an enormously complex and agonizingly ...
Ever since passage of the Commodity Futures Modernization Act of 2000, speculators have been empowered to own the commodities markets through manipulation. It's an enormously complex and agonizingly ...
 
 
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01:06 AM on 04/22/2012
Let's look at the facts (instead of rhetoric) before assigning the blame.
CFTC policing of U.S. oil futures will do exactly nothing to affect U.S. gas prices
(but will waste federal money).

Facts:
1. No matter how many "cops on the beat", U.S. CFTC can only regulate oil futures traded at Chicago Mercantile Exchange (read for example http://www.cmegroup.com/trading/energy/)
2. But no matter how well you regulate the U.S. oil futures, you cannot address the real world oil price manipulation that can only be done through London-based ICE Brent Crude Oil futures these days
3. Now, the reason Chicago oil futures cannot be used for oil-price manipulation is because of the oil glut in Cushing, Oklahoma due to Obama's decision to ban the Keystone XL pipeline from delivering cheap Canadian or Montana oil to Texas where it could be refined into cheaper U.S. gasoline.
4. You can google up "Cushing oil glut" to learn more about some real reasons for high U.S. gas price and Obama's involvement in it.

P.S. I worked at a stock-trading and option-trading firms before, so I have some idea of how people manipulate futures prices. Please ask me for more detail if you are curious.
06:09 PM on 04/21/2012
This is a political spin. CFTC can only regulate the CME U.S. oil futures, but they are not affecting gas prices until Obama approves the Keystone oil pipe to pump all this oil out of Oklahoma. Google up "Cushing oil glut".
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nypapajoe
12:02 PM on 04/20/2012
Arrest and indict them all and watch the price of gas go down drastically! Next for the oil producing nations that are charging outrageous amounts for a barrel of oil have our grain producers charge outrageous amounts and watch them squirm! I bet they will lower their prices because they can't eat oil!
03:01 PM on 04/19/2012
Arrest an oil manipulator and give him the perp walk in front of the NYMEX....these traders will poop in their pants...then repeat same step 2 weeks later...repeat same step 3 weeks later.....a few public arrests and these boys will get the message....crude oil would hit 60 bucks in 4 weeks time.....but obama does not like to play hard ball...so get used to $4 gas for a long time!!
MrStat1
I believe in the rule of law
04:03 PM on 04/19/2012
Arrest him on what legal charge? Please specify if it is state or federal, and list the paragraph and section of the law violated. As I'm sure you are aware, you have to have a specific chargable offense in order to be arrested. Please list it. thank you.
08:54 PM on 04/19/2012
Actually the easiest way, is to say "Margin Call" to the speculator, like was done to the Hunt Brothers and their silver bubble of the '80's.

The problem of course is many of the public sector pension funds would take the hit. And therefore the public.

So the best solution is a slow tightening of the noose around their necks.
02:13 PM on 04/19/2012
The US produces less than 9% of the world’s oil - it cannot dictate how oil is priced. The impact of the oil producers cartel, OPEC, has far more effect on world oil prices than oil futures ever could.
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Bart DePalma
Bart DePalma
01:27 PM on 04/19/2012
"Speculators buying futures drives up the cost of the futures on which consumers rely to make purchases for the next business cycle. People who will actually consume the product -- oil in the most topical instance -- will have to pay the price established by speculators for it."

Hardly. Commodity prices are driven by supply and demand. An investment in a futures contract is a sometimes educated guess as to where future supply and demand will set the price of the commodity. If you guess wrong, you lose money on the contract.
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Stephen Herrington
02:45 PM on 04/19/2012
There are two forces at work in commodities. One is demand for the commodity itself in relation to supply. The other factor is demand for the futures contracts themselves. The more speculative money there is participating, the lower the supply vs demand there is in the futures contracts themselves. Financial history is full of examples for people trying to corner markets in order to artificially drive up prices. It is not only possible, it happens regularly.

There is legitimate money to be made in trading futures. However when everyone is doing it, it becomes a bubble. Oil is right now in a speculative bubble.
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jerdan25
03:31 PM on 04/19/2012
Is it true that since the President has started to talk about some control in the speculation process that the GOP is now trying to gut Dodd-Frank? which is a pretty good piece of legislation despite the opposition from the GOP.
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09:59 PM on 04/19/2012
Stephen - why don't you make mention of the standard practice used by exchanges to remove the bubbles? It is well known that all the exchange has to do is raise the margin which will knock all of the high leveraged positions out of the market overnight. Gold and Silver have been controlled using margins for decades. The simplest method would be for the government trade in oil just like they do in the stock market. Lord knows the free markets no longer exist. The government could sell the market into oblivion - needless to say they will lose money when it bounces but who cares, a billion here and a billion there is chump change these days.
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wikwox
So there I was, playing the piano....
01:14 PM on 04/19/2012
Whenever the politicians try to "free up" markets or economies the result is always fraud, speculation and all too legal rip offs on a grand scale. Repealing Glass-Steagall, the Commodities Futures Act and I expect the newly enacted JOBS legislation, have been a disaster to the economy and consumers. Its a measure of how totally corrupt our politicans are, and how stupid. Obama's attempt to control the speculators will go no where, the checks are already in the mail to prevent that. It's going to take another depression to straighten this country out and control the big money behind the scenes corruptors of the political and economic systems.
01:13 PM on 04/19/2012
Google the "$2.5 Trillion Oil Scam - slideshare." Purchase electric cars and solar panels. The price of oil and gasoline is determined by those who manipulate and control the crude oil futures markets, namely, the IntercontinentalExchange (ICE), the Nymex and the ICE Futures Europe, and the price of oil is not determined by Obama, OPEC anf Saudi Aramco,Inc.
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calm truth
12:59 PM on 04/19/2012
Commodities speculation is a huge tax on our society and has been going on for years. This President would have a lot more credibility if he had not waited until an election year to make it an issue. Don't hold your breath for any serious reforms. It is all about posturing.
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10:08 PM on 04/19/2012
Have you forgotten that crude prices were pushed down to the $34 level by the same traders that are currently trading oil? I am not defending them but people don't understand price discovery and the efficiency that occurs in the futures markets. Look at what happened when Gerald Ford got a ban on Onion futures. Everyone thought it was great until the discovered the volatility went crazy and the end result was higher prices. The exchanges determine the margin % that a trader must post for each contract, all they have to do is raise margins and continue to raise them until traders have to liquidate their positions. That is simple and does not require any grandstanding by politicians. Keep in mind, they have had two investigations on speculators and have not found any violations - more grandstanding by politicians to garner political favor.
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Stephen Herrington
12:10 AM on 04/20/2012
Margin requirements are a very key part of the solution, but a return to stricter limits on non consuming parties is also needed. Stability is nearly as important to economies as is cost. With stable prices, decisions can be made to find alternatives or not.

Violations have not been found because the rules are now relaxed. Tightening them will preclude violations under tighter rules. That's why rules are made, not to cause more violations but to deter them. It is all political, but it's been a politics hidden from the public who are just left scratching their heads and blamming the flavor of the day. The best government is one that gets it done unnoticed, however that leads to complacency.
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Kache
Citizens, Unite!
12:43 PM on 04/19/2012
Very well written article Stephan Herrington. That's probably the most concise explanation of the problem in the futures market I've read. If we had no futures market and wanted to build one, no one except the 1%, would even think of building it this way. The same goes for the stock market, which, as you said, is subject to the same manipulation.

The general public has a hard time comprehending just how much money is available to manipulators. The gut feeling is that no single trader could have that much effect on a stock or a commodity. But that is simply not true. J.R. Simplot, a potato processor in Idaho, once ran the potato futures through the roof, then when the futures fell he refused to deliver at the lower price. He had made tens of millions buying and selling to rubes on the upswing and paid less than a million in fines for refusing to deliver, and bragged about it. That was in the old days under the "strict" rules.

I've read somewhere that 80% of stock at NASDAQ is owned by the 1%. Don't know if that is true. But it would be interesting to know just what percentage of stock and commodities are owned by just a small group of people. That statistic might help the public understand just how easy it is for that small group to manipulate the market.
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10:14 PM on 04/19/2012
Check your facts really well - you will discover the biggest manipulator of the markets is the Fed and the Government. The Fed provides the liquidity via programs like QE1, QE2, ZIRP and Operation Twist. The Government can manipulate the markets using the Plunge Protection team by buying or selling future contracts to goose the market in the direction of their choosing. What is your solution for that? Close the markets and pass the money out to everyone? What happens when there is no longer an incentive for someone to make money? Who will pay the taxes to provide for all of the people that don't pay taxes?
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Stephen Herrington
11:12 PM on 04/19/2012
Government does intervene in markets, mostly to correct instability or price collapse, e.g. QE1, QE2, price supports for crops and even subsidies to oil producers. The difference is that this stuff is out in the open and generally reckoned to be in the public interest. And what other tools would there be to intervene in a market system other than monetary means? Keeping a market economy from blowing up the country in which it operates is complicated all right.
12:29 PM on 04/19/2012
Speculation does then to increase the volatility of price swings but attempts to corner the market have always collapsed as it can't over ride the basics of supply and demand. Currently the de-valued dollar (in which much of the oil is priced) due to low interest rates, unrest in oil producing states, and a general increase in demand has oil prices on an upswing. Speculation that the Fed will continue to hold interest rates below inflation, that the mid-east isn't getting better quickly and that the administration generally favors a higher price for fossil fuel and restricted access is likely adding a bit to the price. They may be right or wrong. Obama can't do much about it but it makes a good talking point.