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Warren Mosler

Warren Mosler

Posted: March 24, 2010 09:02 AM

Why US Solvency Is Not An Issue

What's Your Reaction:

Government solvency is daily headline news, whether relating to the health care bill, or the problems in Greece. However, what remains obscure is that insolvency is never an issue with a nation that has a non convertible currency and a floating exchange rate policy. This includes the U.S., Japan, the UK and others, but does not include the euro zone nations that have put themselves into a position equivalent to that of the states in the U.S. and the provinces in Canada; they have no 'federal' institution to backstop them.

And all this is nothing new. Let me relay a story from the 1990's for a sense of "deja vu all over again" as Yogi would say. And forgive me if my approximations of yields don't prove to be entirely accurate. This is from distant memory.

It was the early 1990's when Italian government bonds denominated in lira yielded about 2% more than the cost of borrowing the lira from the banks. One could buy Italian securities at about 14%, and borrow the lira to pay for them at about 12% for the term of the securities. This was a free lunch of 2% apart from one thing - the perceived risk of default by the Italian government. Professor Rudi Dornbusch, an influential academic economist, was insisting Italy was on the verge of default because of their debt to GDP ratio exceeded 110% and the lira interest rate was higher than the Italian growth rate. This situation caught my attention as there was easy money to be made if one knew for sure the Italian government wouldn't default.

So I started brainstorming the issue with my partners. We knew no nation had ever defaulted in its own currency with a floating exchange rate policy, and defaults only came with gold standards, fixed exchange rates, external currency debt, and indexed domestic debt. But why? The answer given was 'because they can always print the money.' Fair enough, but no one ever did 'print the money,' so there must be a better reason.

A few days later when talking to our research analyst, Tom Shulke, it came to me. I said 'Tom if we buy securities from the Fed or Treasury, functionally there is no difference. We send the funds to the same place (the Fed) and we own the same thing, so functionally it has to all be the same. Yet presumably the Treasury sells securities to fund expenditures, while when the Fed sells securities it's a reserve drain to offset operating factors and manage the fed funds rate. Obviously in fact they are the same - it's all just a glorified reserve drain!

Not long after that Maurice Samuels, then a portfolio manager at Harvard Management, set up meetings in Rome with officials of the Italian government to discuss these issues. The pivotal meeting was with Professor Luigi Spaventa at the Italian Treasury. I opened with "Professor Spaventa, this is a rhetorical question, but why is Italy issuing Treasury securities? To get lira to spend or, rather, because if you don't issue securities, the lira interbank will fall to 0 when your target rate is 12%?" Professor Spaventa at first looked puzzled, not prepared for that kind of question, then took a minute to think about it, and replied, "No, the interbank rate would only fall to one half of one percent as we pay one half of one percent interest on reserves." Perfect answer for us - here was a Finance Minister who actually understood monetary operations and reserve accounting! A few seconds later he jumped up out of his seat proclaiming "Yes! And they (the IMF) are making us act pro cyclical! A 20-minute meeting went on for two hours as he called in his associates, and made cappuccino for us before we had to run to the next meeting. A week later an announcement came out of the Italian Ministry of Finance - "No extraordinary measures will be taken. All payments will be made on time."

We and our clients were later told we were the largest holders of Italian lira denominate bonds outside of Italy, and managed a pretty good few years out of that position. Italy did not default, nor was there any solvency risk. Insolvency is never an issue with non convertible currency and floating exchange rates.

 
 
 

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Linda from Deerfield
Paying attention
10:57 PM on 03/25/2010
So then, theoretically, the U.S. Treasuries which the Fed has been buying could be torn up, poof, like so many worn out $1 bills? Probably not a good idea if other central banks or the IMF caught wind of it. Honor and all that.
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03:01 AM on 03/25/2010
Oh, this is deja-vu all over again....

Excess in policy has no consequences.

It can never happen here.

It has worked up until now, so it will continue to work ad-infinitum.

The Markets will settle everything out in the end.

I'm not being over-confident, and we have complete control..

I know the future, it's right here in the past.

I'll be at my house in the Hamptons this weekend.
07:05 PM on 03/24/2010
You are looking at the wrong side of the transaction. The issue isn't how many dollars we can print or how much we can inflate. The issue is when no one outside of America wants to take dollars anymore. The harder they get to convert into other currencies, the more expensive everything that we import becomes. Essentially, we inflate away the wealth we once had.
07:30 PM on 03/24/2010
That's what floating exchange rates are all about. The dollar is not tanking, so all this talk is extremely premature. If you think it going to fall precipitously, buy euros or gold, of whatever. PUut your money where your mouth is. That's what financial markets are for. They will let us know when the dollar is getting into trouble, and so far that's just not in the tea leaves in spite of all the doomsday predictions.
07:39 PM on 03/24/2010
The dollar was tanking, until the Euro started tanking more. These currencies aren't floating, they are all just sinking at different rates. Look at early 1970's prices - McDonalds hamburger = 15 cents. Gallon of milk - 48 cents. Brand new chevy camaro - $4,200. Gallon of gas - 18 cents. Hershey's candy bar - 5 cents. Weekday newspaper - 5 cents. Paperback book - 50 cents. Movie ticket - 25 cents. The dollar, and most other currencies that still exist since then, have lost 85% to 90% of their value compared to the things they can buy. The fact that they keep the same relative value to each other is meaningless.

Don't worry, I put my money where my mouth is a long time ago and am very happy I did.
11:35 PM on 03/24/2010
Hey Coolaid: Do you seriously think no one outside the US wants dollars. You need to get out more. I've never had anyone refuse. The US current acct deficit is more evidence. Indeed, foreigners hold dollars only because they are willing to export to us in order to get them. That might turn around some day in the long distant future--but it will be slow; and when it does the implication for us is that we will have to work harder to produce the stuff we want to consume. Not a disaster. There can be distributional effects of this transition. And terms of trade effects. But it will not change the fact that govt cannot be forced to default or that it can always afford to buy what is for sale in terms of its own currency.

the point Mosler is making is extremely important and cannot be dismissed by references to some possible inflation or exchange rate depreciation at some hypothesized or imaginary point in some distant future.

Sovereign government does not really borrow. It issues "debt" to hit interest rate targets. It cannot go bankrupt in its own currency. Mkts cannot hold it hostage.

So let us understand that point. then we can worry about possible inflationary effects of spending.
12:30 AM on 03/25/2010
I can't remember his name and I am too tired to look it up, but a few hundred years ago in France, the government inflated the Livre to absurdity and the people rioted instead of being paid in worhtless paper anymore. They overthrew the government. I think it was John Law - got chased out of England for being a fraudster, and went on to set up the monetary regime in France. You are right, a government cannot default inside its own country (see Zimbabwe), but it can get to a point where no one, including its own citizens, will accept its worthless paper any more. We are probably still a long way from that point, but not as long as we'd like to believe. Money only has value when people believe it has value. Why else would you trade your labor or goods for little pieces of paper? When people lose confidence first the exchange rates change, than it hits the slippery slope very quickly.
05:53 PM on 03/24/2010
It appears we're willing to take a flyer on this kind of advice. I guess money does indeed grow on trees - and we're going to need a whole Amazon basin of em'.
03:29 PM on 03/24/2010
Can someone explain how Argentina, a country with its own currency and floating exchange rate defaulted? Is this not the same thing?
04:33 PM on 03/24/2010
Argentina had a currency board to maintain a peg to the dollar, which meant that it was monetarily sovereign in name only. The peg was there to enforce "fiscal discipline" by preventing Argentina from using fiscal policy to fight unemployment. When social unrest threatened, Argentina defaulted instead of maintaining the peg, assumed monetary sovereignty, and fixed it's economy in short order through fiscal policy. Everyone said that Argentina was finished because no one would lend to it again. That never happened.
04:48 PM on 03/24/2010
Right. They limited their own monetary base to dollars, fixed the exchange rate, and borrowed in foreign currency. No comparison to the US whatsoever.
02:42 PM on 03/24/2010
Even though this piece addresses US solvency, the biggest threat to continued economic recovery through November may be the Euro Zone states' solvency, with potential threats for trade disruptions, financial disruptions, and adverse creditor nation responses. Thereby, that -not health care- is the biggest threat to the Democrats in the election. There is even a piece at the top of the HP home page right now on the effects of the Portugal downgrade.

E-Z nations are, in terms of monetary options, much more like US states than like the US government. The author says as much in his first paragraph, and then goes on to tell us why we shouldn't worry, at least not about US debt. I worry, and given his candidate status, even though I'm not a CT voter, I would be very interested to see his thoughts on the US's options and best responses to the conditions that threaten us all directly or indirectly.
04:35 PM on 03/24/2010
Warren submitted a proposal to the Europeans on how to fix their monetary situation some time ago.
05:55 PM on 03/24/2010
Continued recovery? Aren't we in more of a holding pattern with the major economic indicators mixed?
02:36 PM on 03/24/2010
Warren,
I love you - you're more intelligent then this planet deserves and so very charming.....but I gotta tell ya, you're sounding a little fanatical.
01:58 PM on 03/24/2010
The writer says the no sovereign with the power to inflate a (fiat) currency has ever defaulted, and economically cannot do so. That's not an insight. The interesting assertion is that sovereign debt can be viewed basically as a consequence of, and tool of, monetary policy.

As an economist and Democratic challenger for Dodd's seat, I trust he understands that, while this economic reality may be essentially tautological, politically, such issues as the debt ceilings, foreign holding levels, political deficit rhetoric, and the reality of a sometimes intransigent opposition party, still makes treasury debt dynamics something much more than a sponge for excess reserves.
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01:01 PM on 03/24/2010
Bull! If you can't exchange whatever garbage currency you have for something you can actually spend then you are screwed. This is a nice delusion, but it still relies on the rest of the world being willing to exchange their money for yours. The moment they no longer are willing to take your almost worthless currency/toilet paper you are SOL. Of course, the more likely scenario is that in most cases (concerning large developed nations) you will find someone willing to take a risk and pay you half a cent on the dollar, so you will get something back. Remind you of something? CDOs and CDSs anyone? The problem wasn't that they couldn't be sold, those holding them WOULDN'T sell them at the loss they would have had to take to get them off their books. If the banks had not been bailed out, then they would have been forced to sell them for whatever they could get, there would have been a massive, globe-wide correction, and most of the big banks would no longer be too big to fail because they would be in tiny pieces owned by the Chinese right now.
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choctawwritergirl
Screenwriter & Futurist
12:23 PM on 03/24/2010
When the time comes, the BRIC nations WILL REPLACE THE CRASHED DOLLAR.

That's something you can bank on. But I agree, we need to ABOLISH MONEY altogether and convert to a GLOBAL RESOURCED BASED ECONOMY.

If we don't, BILLIONS will die and some of those will probably be AMERICANS.
12:19 PM on 03/24/2010
Never underestimate the power of the press.
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WIpatriot
I've seen enough to make me Progressive
09:09 PM on 04/03/2010
Nor it's cunning.
11:15 AM on 03/24/2010
Yeah, well do you also know that Jerome Garcia spun himself into a long strange trip where he met Stella Blue and just wanted to be playin' in the band? It's true! He also was busy building the Mars Hotel down on Shakedown St., in Norfolk. Although, he really wanted to be seen as an estimated prohet from California, but could only utter "Aiko, Aiko" for some reason, and was perplexed by the dark star that filled his sky. Now adays, his brokedown palace is shuttered and he walks along the black muddy river trying to find his Uncle John's band, but he couldn't...He's Gone.


See, I can do it to!
03:09 PM on 03/24/2010
Gotchya. But what do you think about Lesh stealing Dark Star's Jerry?
03:14 PM on 03/24/2010
Might as well...
11:13 AM on 03/24/2010
A government that is the monopoly provider of a nonconvertible currency of issue with a flexible exchange rate does not tax to fund disbursements. Taxes just withdraw funds from nongovernment to prevent inflationary pressure. Similarly, the government does not finance itself with debt, and it extinguishes its debts are extinguished with currency it issues. In fact, there is no financial reason that such a government needs to use debt at all. Excess reserves can be neutralized in other ways. Monetarily sovereign governments with fiat currencies are not financially constrained.

The only constraint on such governments is real. if the government issues too much currency relative to real output capacity, then inflation will result and if not enough, then an output gap will open and there will be recession and rising unemployment. The accounting is simple. If national income does not equal real output capacity, then some goods and services will not be purchased, inventories will increase, and business will cut back. Thus, to maintain full capacity utilization, government must make up the shortfall in demand. Otherwise, there will be a recession and unemployment.

The government as currency provider has the prerogative and corresponding responsibility to provide the correct amount of currency to balance spending power (nominal aggregate demand) and goods for sale (real output capacity).
03:53 PM on 03/24/2010
Let me get this straight:

1) Currency is issued through government spending to balance supply and demand.

2) Taxes and debt are not used to offset government spending; taxes are used to manage inflation and debt is unnecessary?

The implication: Too much currency or not enough taxes would result in inflation.

If we stick with most people’s understanding:

1) Taxes are collected to offset government spending with the balance being offset by a combination of debt and the issuance of currency.

The implication: Not enough taxes would result in either debt or inflation.

Either way, government spending must be constrained; otherwise inflation will result. You and the author are telling us that we shouldn’t worry about deficits and debt, but even under your model, the result is inflation.

Am I missing something?
04:21 PM on 03/24/2010
Yes, you are missing something.

Here's the basic problem. Most people's thinking is based on a convertible fixed rate currency such as the gold standard. This all changed completely when Nixon shut the gold window on August 15, 1971, and the world shifted to nonconvertible flexible rate (fiat) currencies. The way that government finance actually works changed at this moment and people haven't caught up.

If you want to get this, read L. Randall Wray, Understanding Modern Money (1998). It's written b y an economics professor for non-economists, and it presents a clear exposition of how government finance actually works now, not the way folks erroneously think it works based on obsolete gold standard rules that no longer apply to the modern monetary system. All of the hand wringing is much ado about nothing.
04:22 PM on 03/24/2010
"Either way, government spending must be constrained; otherwise inflation will result."

Ask yourself this: did anyone worry about inflation in the press or did you hear a peep out of many economists about inflation when the USA invaded Iraq, Grenada, Panama, Vietnam, Korean, Afghanistan or at the funding of any of the many interventions or bombings?

Everybody talks about how increasing the minimum wage (salaries) will cause inflation, but no one has examined if the extreme growth in exec pay has contributed to inflation?
Or maybe they have?

Just questions to examine.
11:01 AM on 03/24/2010
I just bough another 20 oz of silver......
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vippy
Carpe Diem!
02:26 PM on 03/25/2010
I read that silver was more scarce than gold, so it should be worth more?
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WIpatriot
I've seen enough to make me Progressive
09:12 PM on 04/03/2010
Sure.
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ErnestineBass
No longer a cog in The Machine.
09:51 PM on 04/03/2010
I do hope you took physical possession of the real thing.
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Snarkyone
10:33 AM on 03/24/2010
Not being an economist I fail to see the .5 of 1% argument there, issuing more currency to an already devalued currency just makes it even worth even less. The smarter thing to do would be to abolish the concept of money and go to a resource based economy so that EVERYONE can thrive not just those with powerful friends in government.
07:11 PM on 03/24/2010
Unfortunately, if we went to a resource based economy we would end up with a governement that takes the resources from the people who produced "too many" of them so it can squander some and share the rest with the people who were unable to produce enough of their own resources.